Optima Capital provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 660 clients last fiscal year.
Optima Capital reports 672 clients. They include 590 individual clients, 81 high-net-worth individuals and 1 corporate or other business client. Of its assets, 100.0% ($380M across 1,581 accounts) are managed with discretion. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 53% |
| High-net-worth individuals | 12% | 47% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 590 | $201M | 52.9% | $341K |
| High-net-worth individuals | 81 | $179M | 47.1% | $2.21M |
| Corporations and other businesses | Fewer than 5 | $107K | 0.0% | $107K |
| Total | 672 | $380M | 100% | — |
- Clients
- 590
- Regulatory AUM
- $201M
- AUM share
- 52.9%
- Avg. per client
- $341K
- Clients
- 81
- Regulatory AUM
- $179M
- AUM share
- 47.1%
- Avg. per client
- $2.21M
- Clients
- Fewer than 5
- Regulatory AUM
- $107K
- AUM share
- 0.0%
- Avg. per client
- $107K
Total
- Clients
- 672
- Regulatory AUM
- $380M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 660
Optima Capital charges up to 1.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Advisory Consulting Services
- Financial consulting is billed at $250 per hour, negotiable; one-time work is invoiced on completion and ongoing work quarterly in arrears.
- Financial Planning Services
- Financial planning is billed at $250 per hour or as a fixed fee, negotiable, and invoiced after the services are rendered.
Justin Boggs owns 50% to 75% of Optima Capital. The leadership team of Optima Capital includes Chief Operating Officer Justin Boggs and Chief Compliance Officer Tobin Wills. It has 7 employees.
Leadership
- Justin BoggsManaging Member/Chief Operating Officer
- Tobin WillsManaging Member/Chief Compliance Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Justin Allen Boggs
- David Michael Evans
- Kyle Brendan Harvey
- Bradley A Johannes
- Robert Wayne Larsen
- Tobin Dennis Wills
Staff
- 7 employees
- 7 in advisory functions
- 7 state-registered reps
- 1 broker-dealer rep
- 4 insurance agents
- Owns 50% to 75% of Optima Capital LLC
Justin Boggs
Control person · since July 2023
- Owns 25% to 50% of Optima Capital LLC
Tobin Wills
Control person · since July 2023
Optima Capital’s regulatory assets grew 3.7× from $102M (April 2021) to $380M (March 2026); clients rose from 294 to 672 and employees from 2 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $380M | 672 | 7 | 4 |
| March 2025 | $293M | 614 | 7 | 4 |
| March 2024 | $248M | 661 | 6 | 4 |
| June 2023 | $161M | 496 | 5 | 4 |
| March 2022 | $130M | 355 | 3 | 2 |
| April 2021 | $102M | 294 | 2 | 2 |
Besides its headquarters, Optima Capital has 3 offices (1 private residence, listed without an address), with 3 listed addresses in California, Missouri and Oregon.
California · 1 listed address
- 3745 W Caldwell Ave., Visalia
Missouri · 1 listed address
- 1201 Landmark Ave, Liberty
Oregon · 1 listed address
- 500 SW 116th Ave., Suite 400, BeavertonHQ
Other business names
Optima Capital has reported 1 other business name to the SEC.
- Premier Network
Contact and registration details
- Legal name
- Optima Capital LLC
- Headquarters
- 500 SW 116th Ave., Suite 400, Beaverton, OR 97225
- Website
- Not reported
- Phone
- 503-270-1314
- SEC file
- 801-120712
- Structure
- California LLC
- Fiscal year end
- December
Optima Capital uses Charles Schwab ($365M) as custodian for its separately managed accounts. Optima Capital has custody of $3.5M in client assets for 97 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $365M100%
At year end, Optima Capital’s separately managed accounts were mostly in funds (86%) and stocks (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $253M across 165 positions; the largest are SPDR Index Shs Fds (4.6%), SPDR Series Trust (3.9%) and Dimensional ETF Trust (3.8%).
What the accounts hold
- Stocks11%
- Funds86%
- Registered funds84%
- Pooled vehicles2%
- Cash2%
- Other1%
- Fixed income securities, primarily cd's1%
Reported 13F holdings
- $253M
- Reported 13F value
- 165
- Positions
- 31.6%
- In the 10 largest
- +17.6%
- Value vs. prior quarter
- SPDR Index Shs Fds · ST Str PO EX ETF4.6%
- SPDR Series Trust · ST Str P500etf3.9%
- Dimensional ETF Trust · US Cor Equ 2 ETF3.8%
- Invesco Exchange Traded FD T · S&P500 Eql Wgt3.4%
- Aim ETF Products Trust · Allianzim Buf 153.1%
- Cambria ETF TR · Global Value ETF2.7%
- J P Morgan Exchange Traded F · Income ETF2.7%
- Vanguard Index Fds · Total Stk Mkt2.6%
- iShares TR · MSCI US Garp ETF2.4%
- iShares TR · Core S&P Scp ETF2.3%
Together, the ten largest are 31.6% of reported value.
How many clients does Optima Capital have?
Optima Capital has 672 clients and manages $380 million for them, as of March 2026. They include 590 individual clients, 81 high-net-worth individuals and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Optima Capital offer?
Optima Capital provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Optima Capital charge?
Optima Capital charges up to 1.50% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
Source: OPTIMA CAPITAL LLC - ADV PART 2A, filed 19 March 2026
Which custodians does Optima Capital use?
Optima Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $365M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does Optima Capital have?
Optima Capital has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Optima Capital invest in?
At the end of its last fiscal year, Optima Capital’s separately managed accounts held 84% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 2% pooled vehicles (private funds and similar), 2% cash and equivalents and 1% other. The 1% other category is described as: Fixed Income Securities, Primarily CD'S.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Optima Capital?
Optima Capital’s direct owners are Justin Boggs (50% to 75%) and Tobin Wills (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Optima Capital get paid?
Optima Capital is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Optima Capital registered with the SEC?
Yes, Optima Capital has been registered with the SEC as an investment adviser since 5 April 2021. Its CRD number is 310146 and its SEC file number is 801-120712.
Source: Form ADV Part 1A, Item 1, filed 19 March 2026; IAPD firm record
How do I contact Optima Capital?
Optima Capital’s main office is at 500 SW 116th Ave., Suite 400, Beaverton, OR 97225. Its phone number is 503-270-1314.