Old Mission Investment provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, publishing newsletters, and estate planning. Financial planning was provided to 11–25 clients last fiscal year.
Old Mission Investment reports 1,055 clients. They include 988 individual clients, 63 high-net-worth individuals and 3 charitable organizations. Of its assets, 92.2% ($856M across 1,859 accounts) are managed with discretion; $72.8M across 143 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 94% | 76% |
| High-net-worth individuals | 6% | 17% |
| Charitable organizations | <1% | 1% |
| Insurance companies | <1% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 988 | $707M | 76.1% | $716K |
| High-net-worth individuals | 63 | $155M | 16.7% | $2.47M |
| Charitable organizations | Fewer than 5 | $11.2M | 1.2% | $3.74M |
| Insurance companies | Fewer than 5 | $55.1M | 5.9% | $55.1M |
| Total | 1,055 | $929M | 100% | — |
- Clients
- 988
- Regulatory AUM
- $707M
- AUM share
- 76.1%
- Avg. per client
- $716K
- Clients
- 63
- Regulatory AUM
- $155M
- AUM share
- 16.7%
- Avg. per client
- $2.47M
- Clients
- Fewer than 5
- Regulatory AUM
- $11.2M
- AUM share
- 1.2%
- Avg. per client
- $3.74M
- Clients
- Fewer than 5
- Regulatory AUM
- $55.1M
- AUM share
- 5.9%
- Avg. per client
- $55.1M
Total
- Clients
- 1,055
- Regulatory AUM
- $929M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Old Mission Investment charges 0.25%–1.75% a year for its Asset-Based Fee Structure. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning or consultation billed at $150 to $275 per hour, depending on the complexity and scope of the project.
- Project Basis Engagements
- Engagements on a project basis with fees ranging from $500 to $10,000.
Jeffrey Johnson owns 25% to 50% of Old Mission Investment. The leadership team of Old Mission Investment includes Chief Compliance Officer Jeffrey Johnson. It has 10 employees, 6 of them in advisory roles.
Staff
- 10 employees
- 6 in advisory functions
- 9 state-registered reps
- 1 insurance agent
- 2 soliciting firms
- Owns 25% to 50% of Old Mission Investment Company, LLC
Jeffrey Johnson
Control person · since May 2006
- Owns 25% to 50% of Old Mission Investment Company, LLC
Christopher Lamb
Control person · since May 2006
- Owns 25% to 50% of Old Mission Investment Company, LLC
Kurt Schuler
Control person · since May 2006
- Owns 10% to 25% of Old Mission Investment Company, LLC
Carey Tafelsky
Control person · since July 2021
Old Mission Investment’s regulatory assets grew 1.8× from $507M (May 2021) to $929M (October 2026); clients rose from 835 to 1,055 and employees from 8 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Oct 2026October 2026 | $929M | 1,055 | 10 | 3 |
| May 2025May 2025 | $891M | 982 | 10 | 3 |
| Feb 2024February 2024 | $679M | 896 | 10 | 3 |
| Mar 2023March 2023 | $602M | 880 | 10 | 2 |
| Mar 2022March 2022 | $582M | 875 | 10 | 2 |
| May 2021May 2021 | $507M | 835 | 8 | 2 |
Besides its headquarters, Old Mission Investment has 2 offices, with 3 listed addresses in 1 state.
Michigan · 3 listed addresses
- 880 Munson Avenue, Suite B, Traverse CityHQ
- 468 N. Ripley BLVD, Alpena
- 326 E Mitchell St., Petoskey
Contact and registration details
- Legal name
- Old Mission Investment Company, LLC
- Headquarters
- 880 Munson Avenue, Suite B, Traverse City, MI 49686
- Website
- omico.net
- Phone
- 231-929-4100
- SEC file
- 801-66666
- Founded
- 2006
- Structure
- Michigan LLC
- Fiscal year end
- December
Old Mission Investment’s named custodian for separately managed accounts is Fidelity ($929M). Old Mission Investment does not have custody of client assets.
- FidelityFidelity Distributors Company LLC · Smithfield, RI · $929M100%
At year end, Old Mission Investment’s separately managed accounts were mostly in stocks (52%) and funds (24%). Its reported 13F holdings for the quarter ended 30 June 2026 total $481M across 163 positions; the largest are Vanguard Tax-managed Fds (12.5%), Vanguard Index Fds (11.0%) and Vanguard Specialized Funds (9.7%).
What the accounts hold
- Stocks52%
- Funds24%
- Bonds13%
- U.S. government and agency bonds10%
- State and local bonds2%
- Investment grade corporate bonds1%
- Cash11%
How many clients does Old Mission Investment have?
Old Mission Investment has 1,055 clients and manages $929 million for them, as of October 2026. They include 988 individual clients, 63 high-net-worth individuals and 3 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026
What services does Old Mission Investment offer?
Old Mission Investment provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, publishing newsletters, and estate planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Old Mission Investment charge?
Old Mission Investment charges 0.25%–1.75% a year for its Asset-Based Fee Structure. The fee is billed in advance and is negotiable.
Source: PART 2A, filed 1 October 2026
Which custodians does Old Mission Investment use?
Old Mission Investment’s separately managed account assets are held at Fidelity Distributors Company LLC (Smithfield, RI), with $929M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 October 2026
How many financial advisors does Old Mission Investment have?
Old Mission Investment has 9 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Old Mission Investment invest in?
At the end of its last fiscal year, Old Mission Investment’s separately managed accounts held 52% exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs), 11% cash and equivalents, 10% U.S. government and agency bonds, 2% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Old Mission Investment?
Old Mission Investment’s direct owners are Jeffrey Johnson, Christopher Lamb, Kurt Schuler and Carey Tafelsky, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 1 October 2026
How does Old Mission Investment get paid?
Old Mission Investment is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Old Mission Investment?
Old Mission Investment’s main office is at 880 Munson Avenue, Suite B, Traverse City, MI 49686. Its phone number is 231-929-4100. Its website is omico.net.
