Jeffrey Johnson has been Managing Member / Chief Compliance Officer of Old Mission Investment since May 2006, is a control person of the firm and directly owns between 25% and 50% of it.
Old Mission Investment Company, LLC is a Traverse City, MI firm with $929M under management, 1,055 clients and 6 advisers across 3 offices, as of its October 2026 filing.
Jeffrey A. Johnson is Principal and Co-Founder of Old Mission Investment Company and Old Mission Trust Company. He started with Prudential Securities as a Financial Advisor and became Branch Manager of the Traverse City Wachovia office through the firm's merger with Wachovia Securities in 2004.
Jeffrey Johnson’s longest registration is the current one, 16 years at Old Mission Investment since 2010. Before joining Old Mission Investment in 2010, Jeffrey Johnson was registered through Wachovia Securities, LLC.
- – present · 16 yearsTraverse City, MI · Adviser representative · Firm CRD 140381
- Wachovia Securities, LLC– · under a yearTraverse City, MI · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Jeffrey Johnson is registered as an investment adviser representative in Michigan, since July 2010.
- MichiganSince 21 July 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 28 February 2003 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 6 February 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 July 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 July 1998 |
| Series 7 | General Securities Representative Examination | 23 June 1998 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey Allen Johnson
- CRD
- 3048003
- Firm
- Old Mission Investment · CRD 140381
- Role
- Managing Member / Chief Compliance Officer
- Office
- 880 MUNSON AVENUE, SUITE B, Traverse City, MI 49686
- Registration
- Investment adviser registration
- In the industry since
- June 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- omico.net
Where does Jeffrey Johnson work?
Jeffrey Johnson has been Managing Member / Chief Compliance Officer of Old Mission Investment Company, LLC since May 2006, and is a control person of the firm.
Is Jeffrey Johnson a financial advisor?
Yes. Jeffrey Johnson has a current investment-adviser registration in Michigan, through Old Mission Investment since July 2010.
How many years of experience does Jeffrey Johnson have?
Jeffrey Johnson has 28 years in the financial industry, since June 1998, across 2 adviser firms.
What exams has Jeffrey Johnson passed?
Jeffrey Johnson has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 10, Series 9 and Series 99TO. The earliest, the Series 7, was passed in June 1998. FINRA credited Jeffrey Johnson with the SIE, which began in October 2018.
Where did Jeffrey Johnson work before Old Mission Investment?
Before Old Mission Investment, Jeffrey Johnson was registered through Wachovia Securities, LLC, April 2006 to May 2006.
Where is Jeffrey Johnson based?
Jeffrey Johnson’s registered office is in Traverse City, MI.
Is Jeffrey Johnson registered with FINRA?
No. Jeffrey Johnson has no current broker registration.
How can I verify Jeffrey Johnson’s record?
Search CRD 3048003 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Johnson’s full registration record.
