Old Glory Asset Management provides portfolio management for institutions and selecting other managers.
Old Glory Asset Management reports 21 clients. They include 17 pension and profit-sharing plans, 3 other clients, and 1 corporate or other business client. Of its assets, 100.0% ($656M across 21 accounts) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Pension and profit-sharing plans | 81% | 71% |
| Corporations and other businesses | 5% | 25% |
| Other | 14% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pension and profit-sharing plans | 17 | $463M | 70.6% | $27.2M |
| Corporations and other businesses | Fewer than 5 | $165M | 25.2% | $165M |
| Other | Fewer than 5 | $27.7M | 4.2% | $9.24M |
| Total | 21 | $656M | 100% | — |
- Clients
- 17
- Regulatory AUM
- $463M
- AUM share
- 70.6%
- Avg. per client
- $27.2M
- Clients
- Fewer than 5
- Regulatory AUM
- $165M
- AUM share
- 25.2%
- Avg. per client
- $165M
- Clients
- Fewer than 5
- Regulatory AUM
- $27.7M
- AUM share
- 4.2%
- Avg. per client
- $9.24M
Total
- Clients
- 21
- Regulatory AUM
- $656M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Old Glory Asset Management is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Mary Dougherty owns 50% to 75% of Old Glory Asset Management. The leadership team of Old Glory Asset Management includes President John Dougherty. It has 2 employees.
Leadership
- John DoughertyPresident/Co-Founder
- Mary DoughertyCEO/CCO/Co-Founder
Staff
- 2 employees
- 2 in advisory functions
- Owns 50% to 75% of Old Glory Asset Management LLC
Mary Dougherty
Control person · since March 2003
- Owns 25% to 50% of Old Glory Asset Management LLC
John Dougherty
Control person · since March 2003
Old Glory Asset Management’s regulatory assets grew from $565M (March 2021) to $656M (March 2026); clients rose from 19 to 21 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $656M | 21 | 2 | 2 |
| March 2025 | $569M | 19 | 2 | 2 |
| March 2024 | $460M | 19 | 2 | 2 |
| March 2023 | $405M | 19 | 2 | 2 |
| May 2022 | $618M | 19 | 2 | 2 |
| March 2021 | $565M | 19 | 2 | 2 |
Besides its headquarters, Old Glory Asset Management has 1 office (1 private residence, listed without an address), with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 5 Great Valley Parkway, MalvernHQ
Contact and registration details
- Legal name
- Old Glory Asset Management LLC
- Headquarters
- 5 Great Valley Parkway, Malvern, PA 19355
- Website
- oldgloryam.com
- Phone
- 610-648-3860
- SEC file
- 801-61882
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Old Glory Asset Management uses First Hawaiian Bank ($184M, 32%), U.S. Bank ($165M, 29%) and Amalgamated Bank ($153M, 26%), among others, as custodians for its separately managed accounts. Old Glory Asset Management does not have custody of client assets.
- First Hawaiian BankFirst Hawaiian Bank · Honolulu, HI · $184M32%
- Amalgamated BankAmalgamated Bank · New York, NY · $153M26%
- U.S. BankU.S. Bank · Philadelphia, PA · $165M29%
- Bank of LaborBank of Labor · Lenexa, DC · $74.4M13%
At year end, Old Glory Asset Management’s separately managed accounts were mostly in stocks (80%) and bonds (17%).
What the accounts hold
- Stocks80%
- Bonds17%
- U.S. government and agency bonds8%
- Investment grade corporate bonds7%
- High-yield corporate bonds2%
- Cash2%
- Other1%
- Indexed annuity1%
How many clients does Old Glory Asset Management have?
Old Glory Asset Management has 21 clients and manages $656 million for them, as of March 2026. They include 17 pension and profit-sharing plans, 3 other clients, and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Old Glory Asset Management offer?
Old Glory Asset Management provides portfolio management for institutions and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Old Glory Asset Management use?
Old Glory Asset Management’s separately managed account assets are held at First Hawaiian Bank (Honolulu, HI), with $184M, U.S. Bank (Philadelphia, PA), with $165M, Amalgamated Bank (New York, NY), with $153M and Bank of Labor (Lenexa, DC), with $74.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Old Glory Asset Management have?
Old Glory Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Old Glory Asset Management invest in?
At the end of its last fiscal year, Old Glory Asset Management’s separately managed accounts held 80% exchange-traded equities, 8% U.S. government and agency bonds, 7% investment grade corporate bonds, 2% high-yield corporate bonds, 2% cash and equivalents and 1% other. The 1% other category is described as: Indexed Annuity.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Old Glory Asset Management?
Old Glory Asset Management’s direct owners are John Dougherty (25% to 50%) and Mary Dougherty (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Old Glory Asset Management get paid?
Old Glory Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Old Glory Asset Management?
Old Glory Asset Management’s main office is at 5 Great Valley Parkway, Malvern, PA 19355. Its phone number is 610-648-3860. Its website is oldgloryam.com.