{"url":"https://nivawealth.com/firms/old-glory-asset-management-126013","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/126013","regulatoryAum":655945505,"crd":"126013","history":[{"filedOn":"2021-03-11","regulatoryAum":564550271,"clients":19,"employees":2,"offices":2},{"filedOn":"2022-05-24","regulatoryAum":618049393,"clients":19,"employees":2,"offices":2},{"filedOn":"2023-03-31","regulatoryAum":405472493,"clients":19,"employees":2,"offices":2},{"filedOn":"2024-03-23","regulatoryAum":459965766,"clients":19,"employees":2,"offices":2},{"filedOn":"2025-03-27","regulatoryAum":568631277,"clients":19,"employees":2,"offices":2},{"filedOn":"2026-03-18","regulatoryAum":655945505,"clients":21,"employees":2,"offices":2}],"secFileNumber":"801-61882","legalName":"Old Glory Asset Management LLC","displayName":"Old Glory Asset Management","slug":"old-glory-asset-management-126013","website":"https://oldgloryam.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/126013/a66eaa31767faf3a-r1.webp","tone":"light","width":564,"height":200,"sourceUrl":"https://oldgloryam.com/","sourceLabel":"OLD Glory Asset Management LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5 Great Valley Parkway","city":"Malvern","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19355"},"tradeNames":[],"registration":{"secApproved":"3 April 2003","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":655945505,"discretionary":655945505,"discretionaryAccounts":21,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Pension and profit-sharing plans","clients":17,"regulatoryAum":462845619},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":165391062},{"label":"Other","clients":3,"fewerThan5":true,"regulatoryAum":27708824}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"First Hawaiian Bank","shortName":"First Hawaiian Bank","location":"Honolulu, HI","smaAssets":184450949},{"name":"Amalgamated Bank","shortName":"Amalgamated Bank","location":"New York, NY","smaAssets":152631747},{"name":"U.S. Bank","shortName":"U.S. Bank","location":"Philadelphia, PA","smaAssets":165391062},{"name":"Bank of Labor","shortName":"Bank of Labor","location":"Lenexa, DC","smaAssets":74448155}],"custodyNote":"Old Glory Asset Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"John Dougherty","title":"President/Co-Founder","crd":"1947270"},{"name":"Mary Dougherty","title":"CEO/CCO/Co-Founder","crd":"2302342"}],"ownership":[{"label":"John Dougherty","detail":"President/co-founder in the 25% to 50% ownership band and a control person, since March 2003."},{"label":"Mary Dougherty","detail":"Ceo/cco/co-founder in the 50% to 75% ownership band and a control person, since March 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"5 Great Valley Parkway","city":"Malvern","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-648-3860","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":80},{"label":"U.S. government/agency bonds","percent":8},{"label":"Investment grade corporate bonds","percent":7},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":1,"detail":"Indexed Annuity"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/126013/PDF/126013.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Old Glory Asset Management have?","answer":"Old Glory Asset Management has 21 clients and manages $656 million for them, as of March 2026. They include 17 pension and profit-sharing plans, 3 other clients, and 1 corporate or other business client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Old Glory Asset Management offer?","answer":"Old Glory Asset Management provides portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Old Glory Asset Management use?","answer":"Old Glory Asset Management’s separately managed account assets are held at First Hawaiian Bank (Honolulu, HI), with $184M, U.S. Bank (Philadelphia, PA), with $165M, Amalgamated Bank (New York, NY), with $153M and Bank of Labor (Lenexa, DC), with $74.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Old Glory Asset Management have?","answer":"Old Glory Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Old Glory Asset Management invest in?","answer":"At the end of its last fiscal year, Old Glory Asset Management’s separately managed accounts held 80% exchange-traded equities, 8% U.S. government and agency bonds, 7% investment grade corporate bonds, 2% high-yield corporate bonds, 2% cash and equivalents and 1% other. The 1% other category is described as: Indexed Annuity.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Old Glory Asset Management?","answer":"Old Glory Asset Management’s direct owners are John Dougherty (25% to 50%) and Mary Dougherty (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Old Glory Asset Management get paid?","answer":"Old Glory Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Old Glory Asset Management?","answer":"Old Glory Asset Management’s main office is at 5 Great Valley Parkway, Malvern, PA 19355. Its phone number is 610-648-3860. Its website is oldgloryam.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}