Oda and Company provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
Oda and Company reports 197 clients. They include 164 individual clients and 33 high-net-worth individuals. Of its assets, 99.3% ($125M across 274 accounts) are managed with discretion; $913K across 12 accounts are not. A wrap fee program the firm both sponsors and manages holds $124M. It advised 13 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 65% |
| High-net-worth individuals | 17% | 35% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 164 | $81.4M | 64.8% | $496K |
| High-net-worth individuals | 33 | $43.8M | 34.9% | $1.33M |
| Corporations and other businesses | Fewer than 5 | $354K | 0.3% | — |
| Total | 197 | $126M | 100% | — |
- Clients
- 164
- Regulatory AUM
- $81.4M
- AUM share
- 64.8%
- Avg. per client
- $496K
- Clients
- 33
- Regulatory AUM
- $43.8M
- AUM share
- 34.9%
- Avg. per client
- $1.33M
- Clients
- Fewer than 5
- Regulatory AUM
- $354K
- AUM share
- 0.3%
- Avg. per client
- —
Total
- Clients
- 197
- Regulatory AUM
- $126M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 13
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Oda and Company is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Estate Settlement Assistance
- Estate settlement assistance is charged 0.50% to 1.00% of the total value of the estate, depending on its complexity.
- Financial Planning
- Financial planning is a fixed fee of $2,000 to $5,000, or hourly at $150 to $300 an hour with a two-hour minimum per engagement.
Stanley Oda owns 75% or more of Oda and Company. The leadership team of Oda and Company includes President Stanley Oda. It has 3 employees, 1 of them in advisory roles.
Leadership
Stanley OdaPresident/CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 1 in advisory functions
- 1 state-registered rep
- 3 broker-dealer reps
- 1 insurance agent
- Owns 75% or more of Oda and Company, Inc.
Stanley Oda
Control person · since March 2000
Besides its headquarters, Oda and Company has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 416 West Liberty Street, MedinaHQ
Contact and registration details
- Legal name
- Oda and Company, Inc.
- Headquarters
- 416 West Liberty Street, Medina, OH 44256-2222
- Website
- odaandcompany.com
- Phone
- 330-725-8911
- SEC file
- 801-135858
- Structure
- Ohio corporation
- Fiscal year end
- December
Oda and Company uses LPL Financial ($124M) as custodian for its separately managed accounts. Oda and Company does not have custody of client assets.
- LPL FinancialLPL Financial · San Diego, CA · $124M100%
At year end, Oda and Company’s separately managed accounts were mostly in funds (78%) and stocks (21%).
What the accounts hold
- Stocks21%
- Funds78%
- Cash1%
How many clients does Oda and Company have?
Oda and Company has 197 clients and manages $126 million for them, as of July 2026. They include 164 individual clients and 33 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026
What services does Oda and Company offer?
Oda and Company provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Oda and Company use?
Oda and Company’s separately managed account assets are held at LPL Financial (San Diego, CA), with $124M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026
How many financial advisors does Oda and Company have?
Oda and Company has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Oda and Company invest in?
At the end of its last fiscal year, Oda and Company’s separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 21% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Oda and Company?
Oda and Company’s direct owner is Stanley Oda (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 July 2026
How does Oda and Company get paid?
Oda and Company is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Oda and Company registered with the SEC?
Yes, Oda and Company has been registered with the SEC as an investment adviser since 15 April 2026. Its CRD number is 119952 and its SEC file number is 801-135858.
Source: Form ADV Part 1A, Item 1, filed 16 July 2026; IAPD firm record
How do I contact Oda and Company?
Oda and Company’s main office is at 416 West Liberty Street, Medina, OH 44256-2222. Its phone number is 330-725-8911. Its website is odaandcompany.com.