Octavia Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Octavia Wealth Advisors reports 3,803 clients. They include 3,212 individual clients, 460 high-net-worth individuals, and 96 pension and profit-sharing plans. Of its assets, 81.9% ($1.76B across 6,181 accounts) are managed with discretion; $389M across 614 accounts are not. Of its clients, 1% are outside the U.S. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 84% | 33% |
| High-net-worth individuals | 12% | 50% |
| Pension and profit-sharing plans | 3% | 15% |
| State or municipal government entities | Fewer than 5 | <1% |
| Corporations and other businesses | <1% | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 3,212 | $709M | 32.9% | $221K |
| High-net-worth individuals | 460 | $1.08B | 50.3% | $2.36M |
| Pension and profit-sharing plans | 96 | $328M | 15.2% | $3.42M |
| State or municipal government entities | Fewer than 5 | $1.04M | 0.0% | — |
| Corporations and other businesses | 35 | $32M | 1.5% | $913K |
| Total | 3,803 | $2.15B | 100% | — |
- Clients
- 3,212
- Regulatory AUM
- $709M
- AUM share
- 32.9%
- Avg. per client
- $221K
- Clients
- 460
- Regulatory AUM
- $1.08B
- AUM share
- 50.3%
- Avg. per client
- $2.36M
- Clients
- 96
- Regulatory AUM
- $328M
- AUM share
- 15.2%
- Avg. per client
- $3.42M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.04M
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 35
- Regulatory AUM
- $32M
- AUM share
- 1.5%
- Avg. per client
- $913K
Total
- Clients
- 3,803
- Regulatory AUM
- $2.15B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Octavia Wealth Advisors charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Hourly fees up to $350 or fixed fees up to $25,000, negotiable based on the nature and complexity of the services.
- Retirement Plan Advisory Services
- Annual asset-based fee of up to 1.50% of plan assets or an annual fixed fee, billed quarterly; fees may be negotiable.
Octavia Financial Holdings, LLC owns 75% or more of Octavia Wealth Advisors and is in turn owned by Hong Kong Holdings, LLC (75% or more). Maxim Meyers is CEO; the leadership team includes Chief Investment Officer Joseph Hoefer and Chief Financial Officer Marc Wagner. It has 45 employees, 31 of them in advisory roles.
Leadership
- Maxim MeyersPrincipal, Chief Executive Officer and Chief Compliance Officer
- Marc WagnerChief Financial Officer
- Joseph HoeferChief Investment Officer
Investment adviser representatives
33 representatives listed in the SEC register as of 9 October 2026.
- Joshua Nathan Aldus
- Christopher Mario Bertorelli
- Eric James Blackhall
- Mark Joseph Bodnar
- Jordan Alexander Colman
- Daniela Marina Cronin
- Susan M Farlow
- Jacob Flaspohler
- Nicholas Vincent Geraci
- Anthony Joel Hanna
- Donald Wade Hughett
- Michael Wyatt Ingram
- Charles Richard Korger
- Bradley Michael Lauch
- Mariano Farid Llosa
- Dana Peacock McGrath
- Susan Marie McHugh
- Kseniya Mendoza
- Xavier Mendoza JR
- Maxim Ian Meyers
- Ryan Charles Morse
- Brian Mitchell Price
- Glynnis Reinhart
- Ryan Christopher Sellars
- Andrew Erik Seni
- Justin Andrew Setzekorn
- Ashley Dawn Seyberth
- Logan Andrew Snow
- Luis Marck Strohmeier
- Kurt Volker
- Marc Edward Wagner
- Nicholas Daniel Wheeler
- David L Yeazell
Staff
- 45 employees
- 31 in advisory functions
- 31 state-registered reps
- 26 broker-dealer reps
- 25 insurance agents
- 5 soliciting firms
- Owns 75% or more of Octavia Wealth Advisors LLC
Octavia Financial Holdings, LLC
Control person · since January 2020
- Owns 75% or more of Octavia Financial Holdings, LLC
Hong Kong Holdings, LLC
Control person · since June 2020
- Owns 25% to 50% of Hong Kong Holdings, LLC
Luis Strohmeier
Control person · since June 2020
- Owns 75% or more of Octavia Wealth Advisors LLC
Octavia Financial Holdings,
Control person · since January 2020
Octavia Wealth Advisors’ regulatory assets grew 2.4× from $881M (April 2021) to $2.15B (July 2026); clients rose from 1,500 to 3,803 and employees from 35 to 45.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $2.15B | 3,803 | 45 | 5 |
| February 2025 | $1.79B | 3,469 | 49 | 5 |
| May 2024 | $1.44B | 3,139 | 42 | 5 |
| February 2023 | $1.07B | 2,481 | 40 | 4 |
| June 2022 | $1.17B | 2,099 | 41 | 4 |
| April 2021 | $881M | 1,500 | 35 | 4 |
Besides its headquarters, Octavia Wealth Advisors has 4 offices, with 5 listed addresses in California, Florida and Ohio.
California · 2 listed addresses
- 7676 Hazard Center Drive, San Diego
- 12400 Wilshire BLVD, Los Angeles
Florida · 2 listed addresses
- 2980 McFarlane Road, Miami
- 3701 S. Osprey Ave, Sarasota
Ohio · 1 listed address
- 9999 Carver Road, Suite 130, CincinnatiHQ
Contact and registration details
- Legal name
- Octavia Wealth Advisors LLC
- Headquarters
- 9999 Carver Road, Suite 130, Cincinnati, OH 45242
- Website
- octaviawa.com
- Phone
- 513-762-7701
- @octavia-wealth-advisors
- SEC file
- 801-118078
- Structure
- Delaware LLC
- Fiscal year end
- December
Octavia Wealth Advisors uses Charles Schwab ($1.73B) as custodian for its separately managed accounts. Octavia Wealth Advisors has custody of $717M in client assets for 1,445 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.73B100%
At year end, Octavia Wealth Advisors’ separately managed accounts were largely in stocks (48%) and funds (34%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.16B across 231 positions; the largest are SPDR Series Trust (14.8%), SPDR Series Trust (14.4%) and Fidelity Merrimack Str TR (8.1%).
What the accounts hold
- Stocks48%
- Funds34%
- Bonds16%
- Investment grade corporate bonds13%
- U.S. government and agency bonds1%
- State and local bonds1%
- Sovereign bonds1%
- Cash2%
Reported 13F holdings
- $1.16B
- Reported 13F value
- 231
- Positions
- 66.9%
- In the 10 largest
- +10.8%
- Value vs. prior quarter
- SPDR Series Trust · ST Str P500val14.8%
- SPDR Series Trust · ST Str P500grw14.4%
- Fidelity Merrimack Str TR · Total BD ETF8.1%
- iShares TR · Core US Aggbd ET5.7%
- iShares Inc. · Core MSCI Emkt5.6%
- iShares TR · Core MSCI Eafe4.1%
- Apple Inc.4.0%
- iShares TR · Eafe Grwth ETF3.7%
- iShares TR · Eafe Value ETF3.5%
- Alphabet Inc. · Cap Stk CL A3.0%
Together, the ten largest are 66.9% of reported value.
How many clients does Octavia Wealth Advisors have?
Octavia Wealth Advisors has 3,803 clients and manages $2.15 billion for them, as of July 2026. They include 3,212 individual clients, 460 high-net-worth individuals, and 96 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 July 2026
What services does Octavia Wealth Advisors offer?
Octavia Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Octavia Wealth Advisors charge?
Octavia Wealth Advisors charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Which custodians does Octavia Wealth Advisors use?
Octavia Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.73B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 July 2026
How many financial advisors does Octavia Wealth Advisors have?
Octavia Wealth Advisors has 31 investment adviser representatives registered with state securities authorities, out of 45 employees, and 31 perform investment advisory functions. 26 employees are registered representatives of a broker-dealer and 25 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Octavia Wealth Advisors invest in?
At the end of its last fiscal year, Octavia Wealth Advisors’ separately managed accounts held 48% exchange-traded equities, 34% registered funds (mutual funds, ETFs, BDCs), 13% investment grade corporate bonds, 2% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% sovereign bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Octavia Wealth Advisors?
Octavia Wealth Advisors is owned through a chain of holding companies by Luis Strohmeier. Its direct owners are Octavia Financial Holdings, LLC (75% or more) and Octavia Financial Holdings (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 2 July 2026
How does Octavia Wealth Advisors get paid?
Octavia Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Octavia Wealth Advisors registered with the SEC?
Yes, Octavia Wealth Advisors has been registered with the SEC as an investment adviser since 18 February 2020. Its CRD number is 306909 and its SEC file number is 801-118078.
Source: Form ADV Part 1A, Item 1, filed 2 July 2026; IAPD firm record
How do I contact Octavia Wealth Advisors?
Octavia Wealth Advisors’ main office is at 9999 Carver Road, Suite 130, Cincinnati, OH 45242. Its phone number is 513-762-7701. Its website is octaviawa.com.