O'Hagan Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, and insurance.
O'Hagan Group reports 900 clients. They include 506 individual clients and 394 high-net-worth individuals. Of its assets, 100.0% ($1.25B across 1,601 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 56% | 10% |
| High-net-worth individuals | 44% | 90% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 506 | $122M | 9.7% | $241K |
| High-net-worth individuals | 394 | $1.13B | 90.3% | $2.86M |
| Total | 900 | $1.25B | 100% | $1.39M |
- Clients
- 506
- Regulatory AUM
- $122M
- AUM share
- 9.7%
- Avg. per client
- $241K
- Clients
- 394
- Regulatory AUM
- $1.13B
- AUM share
- 90.3%
- Avg. per client
- $2.86M
Total
- Clients
- 900
- Regulatory AUM
- $1.25B
- AUM share
- 100%
- Avg. per client
- $1.39M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
O'Hagan Group charges 0.75%–1.00% a year for its Investment Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M and above | 0.75% |
Fee details and sources
John O'Hagan owns 75% or more of O'Hagan Group. The leadership team of O'Hagan Group includes President John O'Hagan and Chief Compliance Officer Fredrick Robinson. It has 10 employees.
Staff
- 10 employees
- 10 in advisory functions
- 10 state-registered reps
- 3 broker-dealer reps
- Owns 75% or more of O'Hagan Group, Inc.
John O'Hagan
Control person · since December 2010
O'Hagan Group’s regulatory assets grew Infinity× from $0 (June 2021) to $1.25B (March 2026); employees fell from 14 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $1.25B | 900 | 10 | 3 |
| Mar 2025March 2025 | $1.02B | 1,328 | 11 | 2 |
| Mar 2024March 2024 | $808M | 626 | 8 | 2 |
| Mar 2023March 2023 | $559M | 783 | 8 | 2 |
| Mar 2022March 2022 | $612M | 885 | 10 | 2 |
| Jun 2021June 2021 | $0 | 0 | 14 | 2 |
Besides its headquarters, O'Hagan Group has 2 offices, with 3 listed addresses across 3 states.
Colorado · 1 listed address
- Q34 3401 Quebec Street, Denver
Illinois · 1 listed address
- 105 W Washington, Morris
Pennsylvania · 1 listed address
- 1429 West Broad Street, BethlehemHQ
Contact and registration details
- Legal name
- O'Hagan Group, Inc.
- Headquarters
- 1429 West Broad Street, Bethlehem, PA 18018
- Website
- theohagangroup.net
- Phone
- 610-625-8855
- SEC file
- 801-121753
- Structure
- Pennsylvania corporation
- Fiscal year end
- December
O'Hagan Group’s named custodian for separately managed accounts is Charles Schwab ($1.25B). O'Hagan Group has custody of $1.25B for 900 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.25B100%
At year end, O'Hagan Group’s separately managed accounts were mostly in stocks (80%) and funds (12%).
What the accounts hold
- Stocks80%
- Funds12%
- Cash7%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does O'Hagan Group have?
O'Hagan Group has 900 clients and manages $1.25 billion for them, as of March 2026. They include 506 individual clients and 394 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does O'Hagan Group offer?
O'Hagan Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does O'Hagan Group charge?
O'Hagan Group charges 0.75%–1.00% a year for its Investment Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: DISCLOSURE BROCHURE FOR THE O'HAGAN GROUP, filed 30 March 2026
Which custodians does O'Hagan Group use?
O'Hagan Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.25B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does O'Hagan Group have?
O'Hagan Group has 10 investment adviser representatives registered with state securities authorities, out of 10 employees, and 10 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does O'Hagan Group invest in?
At the end of its last fiscal year, O'Hagan Group’s separately managed accounts held 80% exchange-traded equities, 12% registered funds (mutual funds, ETFs, BDCs) and 7% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns O'Hagan Group?
O'Hagan Group’s direct owner is John O'Hagan (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does O'Hagan Group get paid?
O'Hagan Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact O'Hagan Group?
O'Hagan Group’s main office is at 1429 West Broad Street, Bethlehem, PA 18018. Its phone number is 610-625-8855. Its website is theohagangroup.net.