{"url":"https://nivawealth.com/firms/o-hagan-group-315389","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/315389","regulatoryAum":1249663330,"crd":"315389","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"730589","suffix":null,"lastName":"BURKE","firstName":"PATRICK","middleName":"JOSEPH"},{"crd":"6091658","suffix":null,"lastName":"COUGLE","firstName":"ANGELA","middleName":"MARIE"},{"crd":"6141500","suffix":null,"lastName":"FONTANA","firstName":"JOHN","middleName":"CHARLES"},{"crd":"7481957","suffix":null,"lastName":"HOLLAND","firstName":"BRYCEN","middleName":"ZANE"},{"crd":"6252401","suffix":null,"lastName":"HOLLAND","firstName":"GREGORY","middleName":null},{"crd":"7863424","suffix":null,"lastName":"Karslo","firstName":"Gabriel","middleName":"Edward"},{"crd":"1754256","suffix":null,"lastName":"O'HAGAN","firstName":"JOHN","middleName":"JOSEPH"},{"crd":"1358288","suffix":null,"lastName":"ROBINSON","firstName":"FREDRICK","middleName":"JAMES"},{"crd":"7034196","suffix":"III","lastName":"Spiva","firstName":"Dell","middleName":"Vivien"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-14","regulatoryAum":0,"clients":0,"employees":14,"offices":2},{"filedOn":"2022-03-18","regulatoryAum":612000000,"clients":885,"employees":10,"offices":2},{"filedOn":"2023-03-20","regulatoryAum":559287313,"clients":783,"employees":8,"offices":2},{"filedOn":"2024-03-28","regulatoryAum":807673483,"clients":626,"employees":8,"offices":2},{"filedOn":"2025-03-26","regulatoryAum":1021872212,"clients":1328,"employees":11,"offices":2},{"filedOn":"2026-03-30","regulatoryAum":1249663330,"clients":900,"employees":10,"offices":3}],"secFileNumber":"801-121753","legalName":"O'Hagan 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December 2010."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"Q34 3401 Quebec Street","city":"Denver"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"105 W Washington","city":"Morris"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"1429 West Broad Street","city":"Bethlehem","headquarters":true}]}],"brochureServices":["estate planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-625-8855","stateRegisteredReps":10,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":80},{"label":"Securities issued by registered investment companies or business development companies","percent":12},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/315389/PDF/315389.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033622","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does O'Hagan Group have?","answer":"O'Hagan Group has 900 clients and manages $1.25 billion for them, as of March 2026. They include 506 individual clients and 394 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does O'Hagan Group offer?","answer":"O'Hagan Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does O'Hagan Group charge?","answer":"O'Hagan Group charges 0.75%–1.00% a year for its Investment Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"DISCLOSURE BROCHURE FOR THE O'HAGAN GROUP, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does O'Hagan Group use?","answer":"O'Hagan Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.25B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does O'Hagan Group have?","answer":"O'Hagan Group has 10 investment adviser representatives registered with state securities authorities, out of 10 employees, and 10 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does O'Hagan Group invest in?","answer":"At the end of its last fiscal year, O'Hagan Group’s separately managed accounts held 80% exchange-traded equities, 12% registered funds (mutual funds, ETFs, BDCs) and 7% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns O'Hagan Group?","answer":"O'Hagan Group’s direct owner is John O'Hagan (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does O'Hagan Group get paid?","answer":"O'Hagan Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact O'Hagan Group?","answer":"O'Hagan Group’s main office is at 1429 West Broad Street, Bethlehem, PA 18018. Its phone number is 610-625-8855. Its website is theohagangroup.net.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}