NTV Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
NTV Asset Management reports 376 clients. They include 241 individual clients, 97 high-net-worth individuals, and 19 pension and profit-sharing plans. Of its assets, 94.6% ($1.1B across 901 accounts) are managed with discretion; $62.8M across 112 accounts are not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 64% | 22% |
| High-net-worth individuals | 26% | 64% |
| Pension and profit-sharing plans | 5% | 6% |
| Charitable organizations | 3% | 5% |
| Corporations and other businesses | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 241 | $259M | 22.4% | $1.08M |
| High-net-worth individuals | 97 | $739M | 63.8% | $7.62M |
| Pension and profit-sharing plans | 19 | $74.1M | 6.4% | $3.9M |
| Charitable organizations | 12 | $59.7M | 5.2% | $4.98M |
| Corporations and other businesses | 7 | $26.7M | 2.3% | $3.82M |
| Total | 376 | $1.16B | 100% | $3.08M |
- Clients
- 241
- Regulatory AUM
- $259M
- AUM share
- 22.4%
- Avg. per client
- $1.08M
- Clients
- 97
- Regulatory AUM
- $739M
- AUM share
- 63.8%
- Avg. per client
- $7.62M
- Clients
- 19
- Regulatory AUM
- $74.1M
- AUM share
- 6.4%
- Avg. per client
- $3.9M
- Clients
- 12
- Regulatory AUM
- $59.7M
- AUM share
- 5.2%
- Avg. per client
- $4.98M
- Clients
- 7
- Regulatory AUM
- $26.7M
- AUM share
- 2.3%
- Avg. per client
- $3.82M
Total
- Clients
- 376
- Regulatory AUM
- $1.16B
- AUM share
- 100%
- Avg. per client
- $3.08M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
NTV Asset Management charges 0.40%–1.00% a year for its Portfolio and model management. The fee is negotiable.
Fee details and sources
James Thomas owns 50% to 75% of NTV Asset Management. The leadership team of NTV Asset Management includes President Ian Flores and Chief Compliance Officer John Valentine. It has 5 employees.
Leadership
- Ian FloresSR. Vice President
- Bradley FosterSR Vice President
- John ValentineChief Compliance Officer
- James ThomasManaging Member
- John ValentineManaging Member
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Ian Cabanag Flores
- Bradley Michael Foster
- James Rufus Thomas
- John Randy Valentine
- John Marshall Valentine
Staff
- 5 employees
- 5 in advisory functions
- 5 state-registered reps
- 1 soliciting firm
- Owns 50% to 75% of NTV Asset Management, LLC
James Thomas
Control person · since November 2000
- Owns 50% to 75% of NTV Asset Management, LLC
John Valentine
Control person · since November 2000
NTV Asset Management’s regulatory assets grew 1.8× from $647M (March 2021) to $1.16B (March 2026); clients rose from 281 to 376 and employees from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.16B | 376 | 5 | 1 |
| March 2025 | $963M | 347 | 5 | 1 |
| March 2024 | $822M | 327 | 5 | 1 |
| April 2023 | $678M | 297 | 5 | 1 |
| May 2022 | $756M | 289 | 4 | 1 |
| March 2021 | $647M | 281 | 4 | 1 |
Besides its headquarters, NTV Asset Management has 0 offices, with 1 listed address in West Virginia.
West Virginia · 1 listed address
- 170 Summers Street, Suite 200, CharlestonHQ
Contact and registration details
- Legal name
- NTV Asset Management, LLC
- Headquarters
- 170 Summers Street, Suite 200, Charleston, WV 25301-1800
- Website
- ntvam.com
- Phone
- 304-353-9090
- SEC file
- 801-58140
- Founded
- 2000
- Structure
- West Virginia LLC
- Fiscal year end
- December
NTV Asset Management uses Charles Schwab ($1.14B) as custodian for its separately managed accounts. NTV Asset Management has custody of $495M in client assets for 303 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.14B100%
At year end, NTV Asset Management’s separately managed accounts were mostly in stocks (77%) and bonds (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.02B across 317 positions; the largest are SPDR S&P 500 ETF Trust (7.9%), Invesco Qqq Trust (5.6%) and Eli Lilly & Company (3.6%).
What the accounts hold
- Stocks77%
- Bonds15%
- Investment grade corporate bonds6%
- U.S. government and agency bonds5%
- State and local bonds4%
- Cash4%
- Other4%
- Alternatives to include private equity, commodities4%
Reported 13F holdings
- $1.02B
- Reported 13F value
- 317
- Positions
- 32.7%
- In the 10 largest
- +12.2%
- Value vs. prior quarter
- SPDR S&P 500 ETF Trust · TR Unit7.9%
- Invesco Qqq Trust · Unit Ser 15.6%
- Eli Lilly & Company3.6%
- Apple Inc.3.2%
- iShares TR · Russell 2000 ETF3.0%
- Invesco Exchange Traded Fd TR II · S&P500 Eql Wgt2.6%
- Microsoft Corp.2.0%
- iShares TR · Select Divid ETF1.6%
- iShares TR · MSCI Emg Mkt ETF1.6%
- Alphabet Inc. · Cap Stk CL A1.5%
Together, the ten largest are 32.7% of reported value.
How many clients does NTV Asset Management have?
NTV Asset Management has 376 clients and manages $1.16 billion for them, as of March 2026. They include 241 individual clients, 97 high-net-worth individuals, and 19 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026
What services does NTV Asset Management offer?
NTV Asset Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does NTV Asset Management charge?
NTV Asset Management charges 0.40%–1.00% a year for its Portfolio and model management. The fee is negotiable.
Which custodians does NTV Asset Management use?
NTV Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.14B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026
How many financial advisors does NTV Asset Management have?
NTV Asset Management has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does NTV Asset Management invest in?
At the end of its last fiscal year, NTV Asset Management’s separately managed accounts held 77% exchange-traded equities, 6% investment grade corporate bonds, 5% U.S. government and agency bonds, 4% state and local bonds, 4% cash and equivalents and 4% other. The 4% other category is described as: Alternatives to Include Private Equity, Commodities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns NTV Asset Management?
NTV Asset Management’s direct owners are James Thomas (50% to 75%) and John Valentine (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 March 2026
How does NTV Asset Management get paid?
NTV Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact NTV Asset Management?
NTV Asset Management’s main office is at 170 Summers Street, Suite 200, Charleston, WV 25301-1800. Its phone number is 304-353-9090. Its website is ntvam.com.