Northside Capital Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Northside Capital Management reports 60 high-net-worth individuals. Of its assets, 30.1% ($2.09B across 370 accounts) are managed with discretion; $4.85B across 387 accounts are not. Of its clients, 2% are outside the U.S. It advised 60 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 60 | $6.94B | 100.0% | $116M |
| Total | 60 | $6.94B | 100% | $116M |
- Clients
- 60
- Regulatory AUM
- $6.94B
- AUM share
- 100.0%
- Avg. per client
- $116M
Total
- Clients
- 60
- Regulatory AUM
- $6.94B
- AUM share
- 100%
- Avg. per client
- $116M
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 60
- Private funds advised
- 0
Northside Capital Management charges 0.25%–0.75% a year for its Asset-Based Fees. Each asset band is charged at its own rate. The fee is billed in advance.
| Asset band | Annual rate |
|---|---|
| $0–$20M | 0.75% |
| $20M–$200M | 0.50% |
| $200M and above | 0.25% |
Fee details and sources
Donald Dewolfe owns 25% to 50% of Northside Capital Management. The leadership team of Northside Capital Management includes Chief Compliance Officer John Phillips. It has 17 employees, 9 of them in advisory roles.
Leadership
- John PhillipsChief Compliance Officer
- Morris ChestonDirector
- Donald DewolfeDirector
- Eva DewolfeCo-Trustee
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
- Diane Banta
- Patricia Carmel Gooch
- James Joseph Jolinger
- Keith George Lister
- Alana Mag
- Alexander Beckman McCulloch
- Kelly Lynn Rudisill
Staff
- 17 employees
- 9 in advisory functions
- 3 state-registered reps
- Owns 25% to 50% of Northside Capital Management LLC
Donald Dewolfe
Control person · since April 2024
- Owns 25% to 50% of Northside Capital Management LLC
Rosemont Investment Group, LLC
Control person · since April 2024
- Owns 75% or more of Rosemont Investment Group, LLC
Markel Ventures, Inc.
Control person · since June 2018
- Owns 75% or more of Markel Ventures, Inc.
Markel Group, Inc.
Control person · since November 2005
- Owns 25% to 50% of Northside Capital Management LLC
Dewolfe Trust
Control person · since April 2024
- Owns 25% to 50% of Northside Capital Management LLC
Eva Dewolfe
since April 2024
- Owns 10% to 25% of Northside Capital Management LLC
Northside Employee Holdings, LLC
since May 2019
- Owns 5% to 10% of Northside Capital Management LLC
Morris Cheston
Control person · since April 2024
Northside Capital Management’s regulatory assets grew from $5.84B (March 2021) to $6.94B (March 2026); clients rose from 33 to 60 and employees from 13 to 17. In 2016, Jeffrey Slocum & Associates (Slocum) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $6.94B | 60 | 17 | 4 |
| April 2025 | $5.82B | 43 | 15 | 4 |
| June 2024 | $5.29B | 42 | 12 | 3 |
| March 2023 | $4.64B | 40 | 12 | 3 |
| April 2022 | $5.63B | 35 | 12 | 3 |
| March 2021 | $5.84B | 33 | 13 | 3 |
Firms that joined
20161 joined
- Jeffrey Slocum & Associates (Slocum)No filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Northside Capital Management has 3 offices, with 4 listed addresses across 4 states.
California · 1 listed address
- 400 South El Camino Real, San Mateo
Idaho · 1 listed address
- 675 Sun Valley RD, Ketchum
Oregon · 1 listed address
- 116 3rd Street, Suite 313, Hood RiverHQ
Pennsylvania · 1 listed address
- 300 Barr Harbor Drive, West Conshohocken
Contact and registration details
- Legal name
- Northside Capital Management LLC
- Headquarters
- 116 3rd Street, Suite 313, Hood River, OR 97031
- Website
- northsidecap.com
- Phone
- 541-387-2080
- SEC file
- 801-56071
- Structure
- Delaware LLC
- Fiscal year end
- December
Northside Capital Management uses Charles Schwab ($1.21B, 59%) and Fidelity ($840M, 41%) as custodians for its separately managed accounts. Northside Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · El Paso, TX · $1.21B59%
- FidelityNational Financial Services LLC · Boston, MA · $840M41%
At year end, Northside Capital Management’s separately managed accounts were largely in stocks (26%) and funds (16%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.22B across 187 positions; the largest are iShares TR (8.3%), Texas Instrs Inc. (5.6%) and SPDR Gold TR (4.3%).
What the accounts hold
- Stocks26%
- Funds16%
- Bonds4%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash9%
- Other45%
- Alternative investments, hedge funds, private equity type investments not held in a brokerage account.45%
Reported 13F holdings
- $1.22B
- Reported 13F value
- 187
- Positions
- 39.5%
- In the 10 largest
- +7.3%
- Value vs. prior quarter
- iShares TR · Select Divid ETF8.3%
- Texas Instrs Inc.5.6%
- SPDR Gold TR · Gold Shs4.3%
- Alphabet Inc. · Cap Stk CL A4.1%
- Enterprise Prods Partners L3.4%
- Energy Transfer L P · Com UT Ltd Ptn3.1%
- iShares TR · Mbs ETF3.1%
- Microsoft Corp.2.8%
- Amazon Com Inc.2.5%
- Nextera Energy Inc.2.2%
Together, the ten largest are 39.5% of reported value.
How many clients does Northside Capital Management have?
Northside Capital Management has 60 clients and manages $6.94 billion for them, as of March 2026. They include 60 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Northside Capital Management offer?
Northside Capital Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Northside Capital Management charge?
Northside Capital Management charges 0.25%–0.75% a year for its Asset-Based Fees. Each asset band is charged at its own rate. The fee is billed in advance.
Source: 2025-03 NORTHSIDE FIRM BROCHURE AND SUPPLEMENT, filed 30 March 2026
Which custodians does Northside Capital Management use?
Northside Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $1.21B and National Financial Services LLC (Boston, MA), with $840M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Northside Capital Management have?
Northside Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 17 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Northside Capital Management invest in?
At the end of its last fiscal year, Northside Capital Management’s separately managed accounts held 45% other, 26% exchange-traded equities, 16% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% high-yield corporate bonds. The 45% other category is described as: Alternative Investments, Hedge Funds, Private Equity Type Investments Not Held in A Brokerage Account.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Northside Capital Management?
Northside Capital Management is owned through a chain of holding companies by Markel Group, Inc. Its direct owners are Donald Dewolfe, Northside Employee Holdings, LLC, Morris Cheston, Rosemont Investment Group, LLC, Dewolfe Trust and Eva Dewolfe, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Northside Capital Management get paid?
Northside Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Northside Capital Management registered with the SEC?
Yes, Northside Capital Management has been registered with the SEC as an investment adviser since 7 December 1998. Its CRD number is 107784 and its SEC file number is 801-56071.
Source: Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record
How do I contact Northside Capital Management?
Northside Capital Management’s main office is at 116 3rd Street, Suite 313, Hood River, OR 97031. Its phone number is 541-387-2080. Its website is northsidecap.com.