Northmarq Fund Management provides portfolio management for pooled vehicles.
Northmarq Fund Management reports 8 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 98.7% ($534M across 7 accounts) are managed with discretion; $6.8M across 1 account is not. It advised 8 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 8 | $541M | 100.0% | $67.7M |
| Total | 8 | $541M | 100% | $67.7M |
- Clients
- 8
- Regulatory AUM
- $541M
- AUM share
- 100.0%
- Avg. per client
- $67.7M
Total
- Clients
- 8
- Regulatory AUM
- $541M
- AUM share
- 100%
- Avg. per client
- $67.7M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 8
- Private funds advised
- 0
Northmarq Fund Management is paid through a percentage of assets under management, performance-based fees and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Northmarq FM Holdings, LLC owns 75% or more of Northmarq Fund Management and is in turn owned by Northmarq Companies LLC (75% or more). The leadership team of Northmarq Fund Management includes President Rance Gregory, Chief Financial Officer Shawn Power and Chief Compliance Officer Marcus Parker. It has 18 employees, 7 of them in advisory roles.
Leadership
- Rance GregoryPresident, CEO
- Shawn PowerBoard of Managers, Chief Financial Officer
- Marcus ParkerChief Compliance Officer, Managing Director
- Murray MC QueenManaging Director
- Jeffrey WeidellBoard of Managers, Chairman
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Marcus Christian Parker
Staff
- 18 employees
- 7 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- Owns 75% or more of Northmarq Fund Management, LLC
Northmarq FM Holdings, LLC
Control person · since May 2024
- Owns 75% or more of Northmarq FM Holdings, LLC
Northmarq Companies LLC
Control person · since December 2002
- Owns 75% or more of Northmarq Companies LLC
Pohlad Companies LLC
Control person · since May 2024
- Owns 75% or more of Pohlad Companies LLC
Pohlad Holdings, LLC
Control person · since May 2023
- Owns 75% or more of Pohlad Holdings, LLC
Pohlad Group, LLC
Control person · since January 2022
Northmarq Fund Management’s regulatory assets grew from $421M (March 2021) to $541M (March 2026); clients rose from 4 to 8 and employees from 12 to 18. In 2026, Thirdline Capital Management ($64.3M in its last filing) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $541M | 8 | 18 | 5 |
| March 2025 | $492M | 6 | 15 | 6 |
| June 2024 | $505M | 4 | 16 | 5 |
| March 2023 | $486M | 4 | 13 | 2 |
| March 2022 | $450M | 4 | 13 | 2 |
| March 2021 | $421M | 4 | 12 | 2 |
Firms that joined
20261 joined
- Thirdline Capital ManagementLast filed AUM $64.3M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Northmarq Fund Management has 4 offices, with 5 listed addresses across 4 states.
Oregon · 2 listed addresses
- 4949 Meadows Road, Suite 490, Lake OswegoHQ
- 2755 NW Crossing Drive, Bend
California · 1 listed address
- 10960 Wilshire BLVD., Suite 1405, Los Angeles
Minnesota · 1 listed address
- 3500 American BLVD. W., Suite 500, Bloomington
New York · 1 listed address
- 120 W. 45th St., Suite 2610, New York
Contact and registration details
- Legal name
- Northmarq Fund Management, LLC
- Headquarters
- 4949 Meadows Road, Suite 490, Lake Oswego, OR 97035
- Website
- northmarq.com
- Phone
- 503-952-0700
- View profile
- SEC file
- 801-70494
- Structure
- Oregon LLC
- Fiscal year end
- December
Northmarq Fund Management has custody of $459M in client assets for 7 clients.
How many clients does Northmarq Fund Management have?
Northmarq Fund Management has 8 clients and manages $541 million for them, as of March 2026. They include 8 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Northmarq Fund Management offer?
Northmarq Fund Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Northmarq Fund Management have?
Northmarq Fund Management has 2 investment adviser representatives registered with state securities authorities, out of 18 employees, and 7 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Northmarq Fund Management?
Northmarq Fund Management is owned through a chain of holding companies by Pohlad Group, LLC. Its direct owner is Northmarq FM Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Northmarq Fund Management get paid?
Northmarq Fund Management is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Northmarq Fund Management?
Northmarq Fund Management’s main office is at 4949 Meadows Road, Suite 490, Lake Oswego, OR 97035. Its phone number is 503-952-0700. Its website is northmarq.com.