{"url":"https://nivawealth.com/firms/northmarq-fund-management-150703","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/150703","regulatoryAum":541267495,"crd":"150703","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2860949","suffix":null,"lastName":"PARKER","firstName":"MARCUS","middleName":"CHRISTIAN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-30","regulatoryAum":420850123,"clients":4,"employees":12,"offices":2},{"filedOn":"2022-03-30","regulatoryAum":449858499,"clients":4,"employees":13,"offices":2},{"filedOn":"2023-03-27","regulatoryAum":485565148,"clients":4,"employees":13,"offices":2},{"filedOn":"2024-06-17","regulatoryAum":505230456,"clients":4,"employees":16,"offices":5},{"filedOn":"2025-03-21","regulatoryAum":491715508,"clients":6,"employees":15,"offices":6},{"filedOn":"2026-03-30","regulatoryAum":541267495,"clients":8,"employees":18,"offices":5}],"acquisitions":[{"date":"2026-09-16","datePrecision":"day","name":"Thirdline Capital Management","crd":"314158","source":"adv_w","dealType":"acquisition","sellerAum":64290705,"sellerAumDate":"2026-01-08","sourceUrl":"https://adviserinfo.sec.gov/firm/summary/314158"}],"secFileNumber":"801-70494","legalName":"Northmarq Fund Management, LLC","displayName":"Northmarq Fund Management","slug":"northmarq-fund-management-150703","website":"https://northmarq.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/150703/475e2df976ac9972-r1.webp","tone":"light","width":228,"height":200,"sourceUrl":"https://www.northmarq.com/fund-management","sourceLabel":"Northmarq Fund Management, LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/showcase/northmarq-fund-management","founded":null,"organization":"Oregon limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4949 Meadows Road, Suite 490","city":"Lake Oswego","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97035"},"tradeNames":[],"registration":{"secApproved":"4 September 2009","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":18,"advisory":7,"brokerDealerReps":2,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":541267495,"discretionary":534467495,"discretionaryAccounts":7,"nonDiscretionary":6800000,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":8},"clientTypes":[{"label":"Pooled investment vehicles","clients":8,"regulatoryAum":541267495}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Northmarq Fund Management has custody of $459M in client assets for 7 clients.","otherCustodians":[],"leadership":[{"name":"Rance Gregory","title":"President, CEO","crd":"2758667"},{"name":"Shawn Power","title":"Board of Managers, Chief Financial Officer","crd":"7942616"},{"name":"Marcus Parker","title":"Chief Compliance Officer, Managing Director","crd":"2860949"},{"name":"Murray MC Queen","title":"Managing Director","crd":"4104654"},{"name":"Jeffrey Weidell","title":"Board of Managers, Chairman","crd":"7942608"}],"ownership":[{"label":"Northmarq FM Holdings, LLC","detail":"Member in the 75% or more ownership band and a control person, since May 2024."},{"label":"Northmarq Companies LLC","detail":"Indirect owner: a member of Northmarq FM Holdings, LLC in the 75% or more band and a control person, since December 2002.","parent":"Northmarq FM Holdings, LLC"},{"label":"Pohlad Group, LLC","detail":"Indirect owner: a member of Pohlad Holdings, LLC in the 75% or more band and a control person, since January 2022.","parent":"Pohlad Holdings, LLC"},{"label":"Pohlad Companies LLC","detail":"Indirect owner: a member of Northmarq Companies LLC in the 75% or more band and a control person, since May 2024.","parent":"Northmarq Companies LLC"},{"label":"Pohlad Holdings, LLC","detail":"Indirect owner: a member of Pohlad Companies LLC in the 75% or more band and a control person, since May 2023.","parent":"Pohlad Companies LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"10960 Wilshire BLVD., Suite 1405","city":"Los Angeles"}]},{"state":"Minnesota","offices":1,"addresses":[{"street":"3500 American BLVD. W., Suite 500","city":"Bloomington"}]},{"state":"New York","offices":1,"addresses":[{"street":"120 W. 45th St., Suite 2610","city":"New York"}]},{"state":"Oregon","offices":2,"addresses":[{"street":"4949 Meadows Road, Suite 490","city":"Lake Oswego","headquarters":true},{"street":"2755 NW Crossing Drive","city":"Bend"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"503-952-0700","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/150703/PDF/150703.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Northmarq Fund Management have?","answer":"Northmarq Fund Management has 8 clients and manages $541 million for them, as of March 2026. They include 8 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Northmarq Fund Management offer?","answer":"Northmarq Fund Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Northmarq Fund Management have?","answer":"Northmarq Fund Management has 2 investment adviser representatives registered with state securities authorities, out of 18 employees, and 7 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Northmarq Fund Management?","answer":"Northmarq Fund Management is owned through a chain of holding companies by Pohlad Group, LLC. Its direct owner is Northmarq FM Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Northmarq Fund Management get paid?","answer":"Northmarq Fund Management is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Northmarq Fund Management?","answer":"Northmarq Fund Management’s main office is at 4949 Meadows Road, Suite 490, Lake Oswego, OR 97035. Its phone number is 503-952-0700. Its website is northmarq.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}