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Nomura Asset Management

SEC-registered adviser since 1985Tokyo, JapanCRD 110814

1,712
Clients
310
Advisory staff

From Form ADV filed 29 June 2026 · data retrieved 15 October 2026SEC record

Nomura Asset Management is an investment adviser headquartered in Tokyo, Japan, and registered with the SEC since 1985. Its clients include pooled investment vehicles, state or municipal government entities, and pension and profit-sharing plans.

Its services include portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers. Fee arrangements include a percentage of assets under management and performance-based fees. Nomura Holdings, Inc. (formerly Named the Nomura Securities Co., LTD.) owns 75% or more of Nomura Asset Management.

Clients

Nomura Asset Management serves 1,712 clients, 1,365 of them pooled investment vehicles. The average client has about $352 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles1,365 clients84%
  • State or municipal government entities64 clients13%
  • OtherBanking or thrift institutions, Investment companies, Pension and profit-sharing plans, Sovereign wealth funds and foreign official institutions, Corporations and other businesses2%
Show client breakdown
Banking or thrift institutions
Clients
8
Regulatory AUM
$1,447,368,312
Share
0.2%
Avg. per client
$180.9M
Investment companies
Clients
1
Regulatory AUM
$339,129,095
Share
0.1%
Avg. per client
$339.1M
Pooled investment vehicles
Clients
1,365
Regulatory AUM
$507,710,464,924
Share
84.4%
Avg. per client
$371.9M
Pension and profit-sharing plans
Clients
251
Regulatory AUM
$8,491,965,077
Share
1.4%
Avg. per client
$33.8M
State or municipal government entities
Clients
64
Regulatory AUM
$79,789,356,415
Share
13.3%
Avg. per client
$1.25B
Sovereign wealth funds and foreign official institutions
Clients
4
Regulatory AUM
$2,555,788,091
Share
0.4%
Avg. per client
$638.9M
Corporations and other businesses
Clients
19
Regulatory AUM
$1,452,691,164
Share
0.2%
Avg. per client
$76.5M

Total

Clients
1,712
Regulatory AUM
$601,786,763,078
Share
100%
Avg. per client
$351.5M

What it does

Nomura Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers. It is paid through a percentage of assets and performance-based fees.

Nomura Asset Management provided financial planning to 0 clients last fiscal year and advises no private funds.

98.6% of assets ($593.26B across 1,689 accounts) are managed with discretion; $8.53B across 23 accounts are not. 99% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks32%
  • Funds12%
  • Bonds55%
    • Sovereign bonds35%
    • U.S. government and agency bonds17%
    • Investment grade corporate bonds3%
  • Cash1%

Custodians

Nomura Asset Management’s client accounts are held mainly at The Master Trust Bank of Japan, with 7% of managed assets, and Mitsubishi Ufj Trust and Banking, with 4%. Nomura Asset Management does not have custody of client assets.

Managed account assets by custodian
  • The Master Trust Bank of JapanThe Master Trust Bank of Japan, LTD. · Tokyo · $43.00B7%
  • Mitsubishi Ufj Trust and BankingMitsubishi Ufj Trust and Banking Corporation · Tokyo · $23.43B4%
  • All other custodians$535.36B89%

Ownership and leadership

Nomura Holdings, Inc. (formerly Named the Nomura Securities Co., LTD.) owns 75% or more of Nomura Asset Management.

Who owns the firm
Nomura Asset Management Co., LTD.· the adviser
  • Nomura Holdings, Inc. (formerly Named the Nomura Securities Co., LTD.)

    Control person · since December 1959

    Owns 75% or more of Nomura Asset Management Co., LTD.

Leadership

  • Shoichi Ohkoshi
    President, CEO, Representative Director
  • Eiji Otsu
    Chief Compliance Officer
  • Kiyoshi Agata
    Director
  • Takahiro Homma
    Director
  • Yoshifumi Kishida
    Director
  • Hiroyasu Koike
    Chairperson
  • Ryoji Maeda
    Outside Director
  • Norio Nakamura
    Director
  • Seiichiro Yamamoto
    Outside Director, Chairperson of the Board of Directors

Staff

  • 960 employees
  • 310 in advisory functions
  • 1 soliciting firm

Reported holdings

Nomura Asset Management’s reported 13F holdings total $46.72B across 1,601 positions, and the ten largest make up 34.0% of it.

$46.72B
Reported 13F value
1,601
Positions
34.0%
In the 10 largest
+20.5%
Value vs. prior quarter
Ten largest positions, share of reported value
  1. Nvidia Corporation9.0%
  2. Broadcom Inc.4.4%
  3. Apple Inc.4.3%
  4. Microsoft Corp.3.1%
  5. Micron Technology Inc.3.0%
  6. Alphabet Inc. · Cap Stk CL A2.7%
  7. Amazon Com Inc.2.5%
  8. Applied Matls Inc.2.0%
  9. Alphabet Inc. · Cap Stk CL C1.8%
  10. Meta Platforms Inc. · CL A1.2%

Together, the ten largest are 34.0% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 13 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $46.72B is not its $601.79B in regulatory assets and does not represent any individual client's portfolio.

Fees

Nomura Asset Management is paid through a percentage of assets under management and performance-based fees.

Nomura Asset Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Nomura Asset Management has 0 offices, with 1 listed address with no US state reported.

Registration details

Legal name
Nomura Asset Management Co., LTD.
Headquarters
Toyosu Bayside Cross Tower, 2-2-1, Toyosu, Koto-Ku, Tokyo, Japan 135-0061
Website
Not reported
SEC file
801-24357
Structure
corporation organized in Japan
Fiscal year end
March

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Nomura Asset Management have?

Nomura Asset Management has 1,712 clients and manages $601.8 billion for them, as of June 2026. They include 1,365 pooled investment vehicles, 251 pension and profit-sharing plans and 64 state or municipal government entities.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026

What services does Nomura Asset Management offer?

Nomura Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Nomura Asset Management use?

Nomura Asset Management’s separately managed account assets are held at The Master Trust Bank of Japan, LTD. (Tokyo), with $42,999,630,616 and Mitsubishi Ufj Trust and Banking Corporation (Tokyo), with $23,427,982,047. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026

How many financial advisors does Nomura Asset Management have?

Nomura Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 960 employees, and 310 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Nomura Asset Management invest in?

At the end of its last fiscal year, Nomura Asset Management’s separately managed accounts held 35% sovereign bonds, 32% exchange-traded equities, 17% U.S. government and agency bonds, 12% pooled vehicles (private funds and similar), 3% investment grade corporate bonds and 1% cash and equivalents. It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Nomura Asset Management?

Nomura Asset Management’s direct owner is Nomura Holdings, Inc. (formerly Named the Nomura Securities Co., LTD.) (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 29 June 2026

How does Nomura Asset Management get paid?

Nomura Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 29 June 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 110814.
  3. Form 13F-HR, filed 13 August 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Nomura Asset Management Co., LTD. and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.