Niles Investment Management provides portfolio management for pooled vehicles. The firm advises 2 private funds.
Niles Investment Management reports 4 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($185M across 4 accounts) are managed with discretion. Of its clients, 50% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 4 | $185M | 100.0% | $46.4M |
| Total | 4 | $185M | 100% | $46.4M |
- Clients
- 4
- Regulatory AUM
- $185M
- AUM share
- 100.0%
- Avg. per client
- $46.4M
Total
- Clients
- 4
- Regulatory AUM
- $185M
- AUM share
- 100%
- Avg. per client
- $46.4M
- Clients outside the U.S.
- 50%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 2
Niles Investment Management is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Daniel Niles owns 50% to 75% of Niles Investment Management. The leadership team of Niles Investment Management includes Chief Compliance Officer George Wood. It has 4 employees, 2 of them in advisory roles.
Leadership
- George WoodChief Compliance Officer
- Jennifer NilesMember
- Daniel NilesManaging Member
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Daniel T Niles
Staff
- 4 employees
- 2 in advisory functions
- 1 state-registered rep
- Owns 50% to 75% of Niles Investment Management, LLC
Daniel Niles
Control person · since November 2023
- Owns 25% to 50% of Niles Investment Management, LLC
Jennifer Niles
Control person · since November 2023
Niles Investment Management’s regulatory assets grew 1.6× from $114M (July 2024) to $185M (March 2026); clients were 4 in both filings and employees rose from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $185M | 4 | 4 | 1 |
| March 2025 | $119M | 4 | 3 | 1 |
| July 2024 | $114M | 4 | 3 | 1 |
Besides its headquarters, Niles Investment Management has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 7901 SW 6th CT., Suite 350, PlantationHQ
Contact and registration details
- Legal name
- Niles Investment Management, LLC
- Headquarters
- 7901 SW 6th CT., Suite 350, Plantation, FL 33324
- Phone
- 305-813-0484
- SEC file
- 801-129726
- Structure
- Delaware LLC
- Fiscal year end
- December
Niles Investment Management has custody of $185M in client assets for 4 clients.
Niles Investment Management’s reported 13F holdings for the quarter ended 31 March 2026 total $111M across 25 positions; the largest are Nvidia Corporation (11.4%), Alphabet Inc. (10.9%) and Apple Inc. (7.6%).
Reported 13F holdings
- $111M
- Reported 13F value
- 25
- Positions
- 71.2%
- In the 10 largest
- —
- Value vs. prior quarter
- Nvidia Corporation11.4%
- Alphabet Inc. · Cap Stk CL A10.9%
- Apple Inc.7.6%
- iShares TR · 20 YR TR BD ETF6.2%
- Meta Platforms Inc. · CL A6.0%
- Select Sector SPDR TR · State Street Con5.9%
- Intel Corp.5.9%
- Take-two Interactive Softwar5.8%
- Select Sector SPDR TR · State Street Hea5.8%
- Amazon Com Inc.5.7%
Together, the ten largest are 71.2% of reported value.
How many clients does Niles Investment Management have?
Niles Investment Management has 4 clients and manages $185 million for them, as of March 2026. They include 4 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Niles Investment Management offer?
Niles Investment Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Niles Investment Management have?
Niles Investment Management has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Niles Investment Management?
Niles Investment Management’s direct owners are Daniel Niles (50% to 75%) and Jennifer Niles (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Niles Investment Management get paid?
Niles Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Niles Investment Management?
Niles Investment Management’s main office is at 7901 SW 6th CT., Suite 350, Plantation, FL 33324. Its phone number is 305-813-0484. Its website is nilesinvestmentmanagement.com.