{"url":"https://nivawealth.com/firms/niles-investment-management-329384","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/329384","regulatoryAum":185484106,"crd":"329384","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2091855","suffix":null,"lastName":"NILES","firstName":"DANIEL","middleName":"T"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-09","regulatoryAum":114464196,"clients":4,"employees":3,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":118848208,"clients":4,"employees":3,"offices":1},{"filedOn":"2026-03-26","regulatoryAum":185484106,"clients":4,"employees":4,"offices":1}],"secFileNumber":"801-129726","legalName":"Niles Investment Management, LLC","displayName":"Niles Investment Management","slug":"niles-investment-management-329384","website":"https://nilesinvestmentmanagement.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"xUrl":"https://twitter.com/DanielTNiles","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"7901 SW 6th CT., Suite 350","city":"Plantation","state":"FL","stateName":"Florida","country":"United States","postalCode":"33324"},"tradeNames":[],"registration":{"secApproved":"21 March 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":185484106,"discretionary":185484106,"discretionaryAccounts":4,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":50,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":185484106}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Niles Investment Management has custody of $185M in client assets for 4 clients.","otherCustodians":[],"leadership":[{"name":"George Wood","title":"Chief Compliance Officer","crd":"8060173"},{"name":"Jennifer Niles","title":"Member","crd":"7852492"},{"name":"Daniel Niles","title":"Managing Member","crd":"2091855"}],"ownership":[{"label":"Daniel Niles","detail":"Managing member in the 50% to 75% ownership band and a control person, since November 2023."},{"label":"Jennifer Niles","detail":"Member in the 25% to 50% ownership band and a control person, since November 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"7901 SW 6th CT., Suite 350","city":"Plantation","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-813-0484","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":2},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/329384/PDF/329384.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Niles Investment Management have?","answer":"Niles Investment Management has 4 clients and manages $185 million for them, as of March 2026. They include 4 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Niles Investment Management offer?","answer":"Niles Investment Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Niles Investment Management have?","answer":"Niles Investment Management has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Niles Investment Management?","answer":"Niles Investment Management’s direct owners are Daniel Niles (50% to 75%) and Jennifer Niles (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Niles Investment Management get paid?","answer":"Niles Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Niles Investment Management?","answer":"Niles Investment Management’s main office is at 7901 SW 6th CT., Suite 350, Plantation, FL 33324. Its phone number is 305-813-0484. Its website is nilesinvestmentmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/niles-investment-management-329384/holdings","form":"13F-HR","periodOfReport":"2026-03-31","filedOn":"2026-05-15","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2016708/000121390026057281/0001213900-26-057281-index.html","totalValue":111349779,"positionCount":25,"top10Share":0.7119385930707595,"top10":[{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":12690914,"shares":72769,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":12139058,"shares":42214,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":8497397,"shares":33482,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"20 YR TR BD ETF","cusip":"464287432","value":6861340,"shares":79148,"shareType":"SH"},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":6669319,"shares":11657,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET CON","cusip":"81369Y308","value":6556924,"shares":79982,"shareType":"SH"},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":6539139,"shares":148179,"shareType":"SH"},{"issuer":"TAKE-TWO INTERACTIVE SOFTWAR","titleOfClass":"COM","cusip":"874054109","value":6506242,"shares":32943,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET HEA","cusip":"81369Y209","value":6467260,"shares":44112,"shareType":"SH"},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":6346612,"shares":30473,"shareType":"SH"}],"positionsListed":25,"positions":[{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":12690914,"shares":72769,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":12139058,"shares":42214,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":8497397,"shares":33482,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"20 YR TR BD ETF","cusip":"464287432","value":6861340,"shares":79148,"shareType":"SH"},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":6669319,"shares":11657,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET CON","cusip":"81369Y308","value":6556924,"shares":79982,"shareType":"SH"},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":6539139,"shares":148179,"shareType":"SH"},{"issuer":"TAKE-TWO INTERACTIVE SOFTWAR","titleOfClass":"COM","cusip":"874054109","value":6506242,"shares":32943,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET HEA","cusip":"81369Y209","value":6467260,"shares":44112,"shareType":"SH"},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":6346612,"shares":30473,"shareType":"SH"},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":4602427,"shares":15646,"shareType":"SH"},{"issuer":"AGNICO EAGLE MINES LTD","titleOfClass":"COM","cusip":"008474108","value":4166976,"shares":20529,"shareType":"SH"},{"issuer":"KNIGHT-SWIFT TRANSN HLDGS IN","titleOfClass":"CL A","cusip":"499049104","value":4000889,"shares":69484,"shareType":"SH"},{"issuer":"BAIDU INC","titleOfClass":"SPON ADR REP A","cusip":"056752108","value":3626944,"shares":32552,"shareType":"SH"},{"issuer":"KRANESHARES TRUST","titleOfClass":"CSI CHI INTERNET","cusip":"500767306","value":2565125,"shares":90226,"shareType":"SH"},{"issuer":"WARBY PARKER INC","titleOfClass":"CL A COM","cusip":"93403J106","value":2325306,"shares":110361,"shareType":"SH"},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":1969406,"shares":9681,"shareType":"SH"},{"issuer":"NETFLIX INC.","titleOfClass":"COM","cusip":"64110L106","value":1967902,"shares":20467,"shareType":"SH"},{"issuer":"AMERICAN EXPRESS CO","titleOfClass":"COM","cusip":"025816109","value":1934662,"shares":6396,"shareType":"SH"},{"issuer":"CONSTELLATION ENERGY CORP","titleOfClass":"COM","cusip":"21037T109","value":1779381,"shares":6372,"shareType":"SH"},{"issuer":"IMPINJ INC","titleOfClass":"COM","cusip":"453204109","value":697128,"shares":6788,"shareType":"SH"},{"issuer":"DESTINY TECH100 INC","titleOfClass":"COM SHS","cusip":"25063F107","value":649602,"shares":24257,"shareType":"SH"},{"issuer":"CISCO SYS INC","titleOfClass":"COM","cusip":"17275R102","value":629255,"shares":8110,"shareType":"SH"},{"issuer":"NIKE INC","titleOfClass":"CL B","cusip":"654106103","value":619209,"shares":11723,"shareType":"SH"},{"issuer":"BOEING CO","titleOfClass":"COM","cusip":"097023105","value":541362,"shares":2720,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}