Newbury Capital Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Newbury Capital Management reports 437 clients. They include 343 individual clients, 87 high-net-worth individuals and 4 charitable organizations. Of its assets, 92.9% ($143M across 242 accounts) are managed with discretion; $11M across 195 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 78% | 15% |
| High-net-worth individuals | 20% | 79% |
| Pension and profit-sharing plans | <1% | 4% |
| Charitable organizations | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 343 | $23.1M | 15.0% | $67.3K |
| High-net-worth individuals | 87 | $122M | 79.2% | $1.4M |
| Pension and profit-sharing plans | Fewer than 5 | $6.17M | 4.0% | $2.06M |
| Charitable organizations | Fewer than 5 | $2.88M | 1.9% | $720K |
| Total | 437 | $154M | 100% | — |
- Clients
- 343
- Regulatory AUM
- $23.1M
- AUM share
- 15.0%
- Avg. per client
- $67.3K
- Clients
- 87
- Regulatory AUM
- $122M
- AUM share
- 79.2%
- Avg. per client
- $1.4M
- Clients
- Fewer than 5
- Regulatory AUM
- $6.17M
- AUM share
- 4.0%
- Avg. per client
- $2.06M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.88M
- AUM share
- 1.9%
- Avg. per client
- $720K
Total
- Clients
- 437
- Regulatory AUM
- $154M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Newbury Capital Management is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Jon Lam owns 25% to 50% of Newbury Capital Management. The leadership team of Newbury Capital Management includes Chief Compliance Officer Jon Lam. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 1 insurance agent
- 1 soliciting firm
- Owns 25% to 50% of Newbury Capital Management, LLC
Jon Lam
Control person · since July 2009
- Owns 25% to 50% of Newbury Capital Management, LLC
Stuart Sneddon
Control person · since July 2009
- Owns 5% to 10% of Newbury Capital Management, LLC
Anton Pereiaslavtsev
since July 2009
- Owns 5% to 10% of Newbury Capital Management, LLC
Edward Barnett
since December 2015
Newbury Capital Management’s regulatory assets went from $152M (March 2021) to $154M (March 2026); clients rose from 362 to 437 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $154M | 437 | 5 | 1 |
| Mar 2025March 2025 | $144M | 406 | 4 | 1 |
| Apr 2024April 2024 | $143M | 438 | 5 | 1 |
| Mar 2023March 2023 | $139M | 392 | 5 | 1 |
| Mar 2022March 2022 | $156M | 372 | 5 | 1 |
| Mar 2021March 2021 | $152M | 362 | 5 | 1 |
Besides its headquarters, Newbury Capital Management has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 812 Fremont Ave., Suite 101, South PasadenaHQ
Contact and registration details
- Legal name
- Newbury Capital Management, LLC
- Headquarters
- 812 Fremont Ave., Suite 101, South Pasadena, CA 91030
- Website
- newburyllc.com
- Phone
- 626-796-8898
- SEC file
- 801-110353
- Structure
- California LLC
- Fiscal year end
- December
Newbury Capital Management’s named custodian for separately managed accounts is Charles Schwab ($151M). Newbury Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Smithfield, RI · $151M100%
At year end, Newbury Capital Management’s separately managed accounts were mostly in stocks (50%) and funds (34%).
What the accounts hold
- Stocks50%
- Funds34%
- Bonds9%
- State and local bonds7%
- Investment grade corporate bonds2%
- Cash7%
How many clients does Newbury Capital Management have?
Newbury Capital Management has 437 clients and manages $154 million for them, as of March 2026. They include 343 individual clients, 87 high-net-worth individuals and 4 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026
What services does Newbury Capital Management offer?
Newbury Capital Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Newbury Capital Management use?
Newbury Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Smithfield, RI), with $151M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026
How many financial advisors does Newbury Capital Management have?
Newbury Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Newbury Capital Management invest in?
At the end of its last fiscal year, Newbury Capital Management’s separately managed accounts held 50% exchange-traded equities, 34% registered funds (mutual funds, ETFs, BDCs), 7% state and local bonds, 7% cash and equivalents and 2% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Newbury Capital Management?
Newbury Capital Management’s direct owners are Jon Lam, Stuart Sneddon, Anton Pereiaslavtsev and Edward Barnett, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 12 March 2026
How does Newbury Capital Management get paid?
Newbury Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Newbury Capital Management?
Newbury Capital Management’s main office is at 812 Fremont Ave., Suite 101, South Pasadena, CA 91030. Its phone number is 626-796-8898. Its website is newburyllc.com.