{"url":"https://nivawealth.com/firms/newbury-capital-management-148516","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/148516","regulatoryAum":154149210,"crd":"148516","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4228017","suffix":"II","lastName":"BARNETT","firstName":"EDWARD","middleName":null},{"crd":"1860840","suffix":null,"lastName":"LAM","firstName":"JON","middleName":"CHRISTOPHER"},{"crd":"2038208","suffix":null,"lastName":"SNEDDON","firstName":"STUART","middleName":"MICHAEL"},{"crd":"4293482","suffix":null,"lastName":"WEINBAUM","firstName":"KEITH","middleName":"DOUGLAS"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-03","regulatoryAum":151889927,"clients":362,"employees":5,"offices":1},{"filedOn":"2022-03-21","regulatoryAum":156476380,"clients":372,"employees":5,"offices":1},{"filedOn":"2023-03-06","regulatoryAum":138534325,"clients":392,"employees":5,"offices":1},{"filedOn":"2024-04-10","regulatoryAum":143045689,"clients":438,"employees":5,"offices":1},{"filedOn":"2025-03-12","regulatoryAum":144385467,"clients":406,"employees":4,"offices":1},{"filedOn":"2026-03-12","regulatoryAum":154149210,"clients":437,"employees":5,"offices":1}],"secFileNumber":"801-110353","legalName":"Newbury Capital Management, LLC","displayName":"Newbury Capital Management","slug":"newbury-capital-management-148516","website":"https://newburyllc.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"https://x.com/newburycapital","founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"812 Fremont Ave., Suite 101","city":"South Pasadena","state":"CA","stateName":"California","country":"United States","postalCode":"91030"},"tradeNames":[],"registration":{"secApproved":"7 April 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BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017919","versionId":1017919,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Smithfield, RI","smaAssets":151201776}],"custodyNote":"Newbury Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jon Lam","title":"Managing Member & Chief Compliance Officer","crd":"1860840"},{"name":"Edward Barnett","title":"Owner/Member","crd":"4228017"},{"name":"Anton Pereiaslavtsev","title":"Owner/Member","crd":"4039701"},{"name":"Stuart Sneddon","title":"Managing Member","crd":"2038208"}],"ownership":[{"label":"Jon Lam","detail":"Managing member & chief compliance officer in the 25% to 50% ownership band and a control person, since July 2009."},{"label":"Stuart Sneddon","detail":"Managing member in the 25% to 50% ownership band and a control person, since July 2009."},{"label":"Anton Pereiaslavtsev","detail":"Owner/member in the 5% to 10% ownership band, since July 2009."},{"label":"Edward Barnett","detail":"Owner/member in the 5% to 10% ownership band, since December 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"812 Fremont Ave., Suite 101","city":"South Pasadena","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"626-796-8898","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity 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They include 343 individual clients, 87 high-net-worth individuals and 4 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Newbury Capital Management offer?","answer":"Newbury Capital Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Newbury Capital Management use?","answer":"Newbury Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Smithfield, RI), with $151M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Newbury Capital Management have?","answer":"Newbury Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Newbury Capital Management invest in?","answer":"At the end of its last fiscal year, Newbury Capital Management’s separately managed accounts held 50% exchange-traded equities, 34% registered funds (mutual funds, ETFs, BDCs), 7% state and local bonds, 7% cash and equivalents and 2% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Newbury Capital Management?","answer":"Newbury Capital Management’s direct owners are Jon Lam, Stuart Sneddon, Anton Pereiaslavtsev and Edward Barnett, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Newbury Capital Management get paid?","answer":"Newbury Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Newbury Capital Management?","answer":"Newbury Capital Management’s main office is at 812 Fremont Ave., Suite 101, South Pasadena, CA 91030. Its phone number is 626-796-8898. Its website is newburyllc.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}