New Wave Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, insurance, philanthropic planning, and tax planning.
New Wave Wealth Advisors reports 516 clients. They include 385 individual clients, 111 high-net-worth individuals, and 15 corporations and other businesses. Of its assets, 100.0% ($387M across 1,256 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 75% | 27% |
| High-net-worth individuals | 22% | 72% |
| Pension and profit-sharing plans | <1% | <1% |
| Corporations and other businesses | 3% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 385 | $106M | 27.5% | $276K |
| High-net-worth individuals | 111 | $277M | 71.6% | $2.5M |
| Pension and profit-sharing plans | 5 | $2.5M | 0.6% | $500K |
| Corporations and other businesses | 15 | $1M | 0.3% | $66.7K |
| Total | 516 | $387M | 100% | $750K |
- Clients
- 385
- Regulatory AUM
- $106M
- AUM share
- 27.5%
- Avg. per client
- $276K
- Clients
- 111
- Regulatory AUM
- $277M
- AUM share
- 71.6%
- Avg. per client
- $2.5M
- Clients
- 5
- Regulatory AUM
- $2.5M
- AUM share
- 0.6%
- Avg. per client
- $500K
- Clients
- 15
- Regulatory AUM
- $1M
- AUM share
- 0.3%
- Avg. per client
- $66.7K
Total
- Clients
- 516
- Regulatory AUM
- $387M
- AUM share
- 100%
- Avg. per client
- $750K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
New Wave Wealth Advisors charges up to 2.50% a year for its Asset Management. The fee is billed in advance and is negotiable.
Fee details and sources
Dustin Stanley owns 50% to 75% of New Wave Wealth Advisors. It has 7 employees, 4 of them in advisory roles.
Leadership
- Dustin StanleyManaging Member
- Hannah StanleyManaging Member & CCO
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Miranda Dawn Dubberly
- Kelly Sue Penn
- Tomek Andrzej Siwiec
- Caleb Levi Smith
- Dustin Heath Stanley
- Hannah Elizabeth Stanley
Staff
- 7 employees
- 4 in advisory functions
- 6 state-registered reps
- 2 broker-dealer reps
- 4 insurance agents
- Owns 50% to 75% of New Wave Wealth Advisors LLC
Dustin Stanley
Control person · since September 2022
- Owns 50% to 75% of New Wave Wealth Advisors LLC
Hannah Stanley
Control person · since December 2022
New Wave Wealth Advisors’ regulatory assets grew 2.2× from $176M (April 2023) to $387M (February 2026); clients fell from 828 to 516 and employees rose from 3 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $387M | 516 | 7 | 2 |
| February 2025 | $315M | 459 | 6 | 2 |
| February 2024 | $215M | 445 | 4 | 2 |
| April 2023 | $176M | 828 | 3 | 2 |
Besides its headquarters, New Wave Wealth Advisors has 1 office, with 2 listed addresses in Arkansas.
Arkansas · 2 listed addresses
- 4403 S Thompson St, Ste 1, SpringdaleHQ
- 240 S Main St, Bentonville
Contact and registration details
- Legal name
- New Wave Wealth Advisors LLC
- Headquarters
- 4403 S Thompson St, Ste 1, Springdale, AR 72764
- Website
- newwavewealthadvisors.com
- Phone
- 479-877-2525
- SEC file
- 801-126788
- Founded
- 2019
- Structure
- Arkansas LLC
- Fiscal year end
- December
New Wave Wealth Advisors uses Charles Schwab ($387M) as custodian for its separately managed accounts. New Wave Wealth Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $387M100%
At year end, New Wave Wealth Advisors’ separately managed accounts were largely in funds (43%) and stocks (34%). Its reported 13F holdings for the quarter ended 30 June 2026 total $735M across 204 positions; the largest are Walmart Inc. (8.4%), First TR Exchange-traded Alp (3.5%) and J P Morgan Exchange Traded F (3.2%).
What the accounts hold
- Stocks34%
- Exchange-traded equities33%
- Non-exchange-traded equities1%
- Funds43%
- Bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash3%
- Other20%
- Structured notes, minimal pe for less than 10 accredited investors19%
- Derivatives1%
Reported 13F holdings
- $735M
- Reported 13F value
- 204
- Positions
- 34.4%
- In the 10 largest
- +155.0%
- Value vs. prior quarter
- Walmart Inc.8.4%
- First TR Exchange-traded Alp · Sml CP Grw Alp3.5%
- J P Morgan Exchange Traded F · Nasdaq EQT Prem3.2%
- iShares Inc. · MSCI Emrg Chn2.9%
- Global X Fds · Data Ctr Dig ETF2.9%
- Wedbush Ser TR · Dan Ive Revo ETF2.9%
- iShares TR · Europe ETF2.7%
- Select Sector SPDR TR · ST Str Techn ETF2.7%
- State Str SPDR S&P 500 ETF T · TR Unit2.6%
- First TR Exchng Traded FD VI · FT Vest US EQT2.4%
Together, the ten largest are 34.4% of reported value.
How many clients does New Wave Wealth Advisors have?
New Wave Wealth Advisors has 516 clients and manages $387 million for them, as of February 2026. They include 385 individual clients, 111 high-net-worth individuals, and 15 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 February 2026
What services does New Wave Wealth Advisors offer?
New Wave Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does New Wave Wealth Advisors charge?
New Wave Wealth Advisors charges up to 2.50% a year for its Asset Management. The fee is billed in advance and is negotiable.
Source: NEW WAVE WEALTH ADVISORS PART 2A, filed 6 February 2026
Which custodians does New Wave Wealth Advisors use?
New Wave Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $387M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 February 2026
How many financial advisors does New Wave Wealth Advisors have?
New Wave Wealth Advisors has 6 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does New Wave Wealth Advisors invest in?
At the end of its last fiscal year, New Wave Wealth Advisors’ separately managed accounts held 43% registered funds (mutual funds, ETFs, BDCs), 33% exchange-traded equities, 19% other, 3% cash and equivalents, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% derivatives. The 19% other category is described as: Structured Notes, Minimal Pe for Less Than 10 Accredited Investors.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns New Wave Wealth Advisors?
New Wave Wealth Advisors’ direct owners are Dustin Stanley (50% to 75%) and Hannah Stanley (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 6 February 2026
How does New Wave Wealth Advisors get paid?
New Wave Wealth Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is New Wave Wealth Advisors registered with the SEC?
Yes, New Wave Wealth Advisors has been registered with the SEC as an investment adviser since 25 October 2022. Its CRD number is 323414 and its SEC file number is 801-126788.
Source: Form ADV Part 1A, Item 1, filed 6 February 2026; IAPD firm record
How do I contact New Wave Wealth Advisors?
New Wave Wealth Advisors’ main office is at 4403 S Thompson St, Ste 1, Springdale, AR 72764. Its phone number is 479-877-2525. Its website is newwavewealthadvisors.com.