New Dimensions Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
New Dimensions Wealth Management reports 111 clients. They include 72 high-net-worth individuals and 39 individual clients. Of its assets, 100.0% ($182M across 508 accounts) are managed with discretion. It advised 6 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 35% | 9% |
| High-net-worth individuals | 65% | 91% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 39 | $17.2M | 9.5% | $441K |
| High-net-worth individuals | 72 | $164M | 90.5% | $2.28M |
| Total | 111 | $182M | 100% | $1.64M |
- Clients
- 39
- Regulatory AUM
- $17.2M
- AUM share
- 9.5%
- Avg. per client
- $441K
- Clients
- 72
- Regulatory AUM
- $164M
- AUM share
- 90.5%
- Avg. per client
- $2.28M
Total
- Clients
- 111
- Regulatory AUM
- $182M
- AUM share
- 100%
- Avg. per client
- $1.64M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 6
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
New Dimensions Wealth Management charges 0.30%–0.80% a year for its Investment Management Services. The fee is negotiable and has a $6,000 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- One-time financial plan fee, typically $6,000 to $8,000 depending on complexity, with a $500 down payment. Complex plans may exceed this range.
Richard Alston owns 50% to 75% of New Dimensions Wealth Management. The leadership team of New Dimensions Wealth Management includes President Richard Alston. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of New Dimensions Wealth Management, L.L.C.
Richard Alston
Control person · since November 2009
- Owns 25% to 50% of New Dimensions Wealth Management, L.L.C.
Tiffany Finney-Johnson
Control person · since January 2013
New Dimensions Wealth Management’s regulatory assets grew 1.6× from $115M (July 2023) to $182M (March 2026); clients rose from 91 to 111 and employees from 2 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $182M | 111 | 3 | 1 |
| Apr 2025April 2025 | $154M | 105 | 3 | 1 |
| Apr 2024April 2024 | $130M | 93 | 2 | 1 |
| Jul 2023July 2023 | $115M | 91 | 2 | 1 |
Besides its headquarters, New Dimensions Wealth Management has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 550 S. Watters Road, Suite 242, AllenHQ
Contact and registration details
- Legal name
- New Dimensions Wealth Management, L.L.C.
- Headquarters
- 550 S. Watters Road, Suite 242, Allen, TX 75013
- Website
- ndwealth.com
- Phone
- 972-972-8565
- @3634756
- SEC file
- 801-128238
- Structure
- Texas LLC
- Fiscal year end
- December
New Dimensions Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($182M). New Dimensions Wealth Management has custody of $103M for 72 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $182M100%
At year end, New Dimensions Wealth Management’s separately managed accounts were mostly in funds (98%). Its reported 13F holdings for the quarter ended 30 June 2026 total $132M across 21 positions; the largest are Dimensional ETF Trust (25.1%), Dimensional ETF Trust (17.6%) and Dimensional ETF Trust (11.9%).
What the accounts hold
- Stocks1%
- Funds98%
- Cash1%
How many clients does New Dimensions Wealth Management have?
New Dimensions Wealth Management has 111 clients and manages $182 million for them, as of March 2026. They include 72 high-net-worth individuals and 39 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does New Dimensions Wealth Management offer?
New Dimensions Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does New Dimensions Wealth Management charge?
New Dimensions Wealth Management charges 0.30%–0.80% a year for its Investment Management Services. The fee is negotiable and has a $6,000 annual minimum.
Source: NDWM FORM ADV2A ADV2B 03-27-2026, filed 30 March 2026
Which custodians does New Dimensions Wealth Management use?
New Dimensions Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $182M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does New Dimensions Wealth Management have?
New Dimensions Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does New Dimensions Wealth Management invest in?
At the end of its last fiscal year, New Dimensions Wealth Management’s separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs), 1% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns New Dimensions Wealth Management?
New Dimensions Wealth Management’s direct owners are Richard Alston (50% to 75%) and Tiffany Finney-Johnson (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does New Dimensions Wealth Management get paid?
New Dimensions Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact New Dimensions Wealth Management?
New Dimensions Wealth Management’s main office is at 550 S. Watters Road, Suite 242, Allen, TX 75013. Its phone number is 972-972-8565. Its website is ndwealth.com.