Richard Alston has been President and Chief Compliance Officer of New Dimensions Wealth Management since November 2009, is a control person of the firm and directly owns between 50% and 75% of it. Richard Alston holds a BA in International Business from the University of Texas, Austin and an MA in Economics from George Mason University.
New Dimensions Wealth Management, L.L.C. is an Allen, TX firm with $182M under management, 111 clients and 2 advisers in one office, as of its March 2026 filing.
Lance Alston is President of New Dimensions Wealth Management, LLC, based in Allen, Texas. He started his career in 1998 at Carter Financial Management in Dallas and later was President, Partner and Chief Compliance Officer at JWA Financial Group in Dallas. For more than 24 years he has been helping families in the greater North Texas area plan for their financial futures.
Richard Alston’s longest registration is the current one, 16 years at New Dimensions Wealth Management since 2010. Before joining New Dimensions Wealth Management in 2010, Richard Alston was registered through Jwa Financial Group, Inc. and Carter Advisory Services, Inc.
- – present · 16 yearsAllen, TX · Adviser representative · Firm CRD 152136
- Jwa Financial Group, Inc.– · 6 yearsDallas, TX · Adviser representative · Firm CRD 114646
- Carter Advisory Services, Inc– · 3 yearsDallas, TX · Adviser representative · Firm CRD 116249
Professional designations
Listed by New Dimensions Wealth Management
- Certified Financial Planner (CFP®)
Investment adviser representative registrations
Richard Alston is registered as an investment adviser representative in 2 states. The first approvals date from January 2010; the most recent is New Hampshire, in March 2025.
- New HampshireSince 31 March 2025
- TexasSince 8 January 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 5 August 1998 |
| Series 7 | General Securities Representative Examination | 4 August 1998 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Lance Alston
- CRD
- 3070449
- Firm
- New Dimensions Wealth Management · CRD 152136
- Role
- President and Chief Compliance Officer
- Office
- 550 S. WATTERS ROAD, SUITE 242, Allen, TX 75013
- Registration
- Investment adviser registration
- In the industry since
- September 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ndwealth.com
Where does Richard Alston work?
Richard Alston has been President and Chief Compliance Officer of New Dimensions Wealth Management, L.L.C. since November 2009, and is a control person of the firm.
Is Richard Alston a financial advisor?
Yes. Richard Alston has a current investment-adviser registration in New Hampshire and Texas, through New Dimensions Wealth Management since January 2010.
How many years of experience does Richard Alston have?
Richard Alston has 27 years in the financial industry, since September 1999, across 3 adviser firms.
What exams has Richard Alston passed?
Richard Alston has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in August 1998.
Where did Richard Alston work before New Dimensions Wealth Management?
Before New Dimensions Wealth Management, Richard Alston was registered through Jwa Financial Group, Inc., October 2002 to July 2009; Carter Advisory Services, Inc, March 1999 to September 2002.
Where is Richard Alston based?
Richard Alston’s registered office is in Allen, TX.
Is Richard Alston registered with FINRA?
No. Richard Alston has no current broker registration.
Is Richard Alston a CFP?
New Dimensions Wealth Management lists Richard Alston with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Richard Alston’s record?
Search CRD 3070449 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Alston’s full registration record.