Neumeier Poma Investment Counsel provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions. The firm advises 1 private fund.
Neumeier Poma Investment Counsel reports 74 clients. They include 29 charitable organizations, 21 high-net-worth individuals and 17 individual clients. Of its assets, 100.0% ($1.37B across 109 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 23% | <1% |
| High-net-worth individuals | 28% | 9% |
| Pooled investment vehicles | 1% | 5% |
| Pension and profit-sharing plans | Fewer than 5 | 12% |
| Charitable organizations | 39% | 36% |
| Other client typesState or municipal government entities; Corporations and other businesses | 8% | 38% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 17 | $8.62M | 0.6% | $507K |
| High-net-worth individuals | 21 | $129M | 9.4% | $6.16M |
| Pooled investment vehicles | 1 | $66.3M | 4.8% | $66.3M |
| Pension and profit-sharing plans | Fewer than 5 | $161M | 11.7% | — |
| Charitable organizations | 29 | $494M | 35.9% | $17M |
| State or municipal government entities | 6 | $483M | 35.2% | $80.5M |
| Corporations and other businesses | Fewer than 5 | $32.4M | 2.4% | — |
| Total | 74 | $1.37B | 100% | — |
- Clients
- 17
- Regulatory AUM
- $8.62M
- AUM share
- 0.6%
- Avg. per client
- $507K
- Clients
- 21
- Regulatory AUM
- $129M
- AUM share
- 9.4%
- Avg. per client
- $6.16M
- Clients
- 1
- Regulatory AUM
- $66.3M
- AUM share
- 4.8%
- Avg. per client
- $66.3M
- Clients
- Fewer than 5
- Regulatory AUM
- $161M
- AUM share
- 11.7%
- Avg. per client
- —
- Clients
- 29
- Regulatory AUM
- $494M
- AUM share
- 35.9%
- Avg. per client
- $17M
- Clients
- 6
- Regulatory AUM
- $483M
- AUM share
- 35.2%
- Avg. per client
- $80.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $32.4M
- AUM share
- 2.4%
- Avg. per client
- —
Total
- Clients
- 74
- Regulatory AUM
- $1.37B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
Neumeier Poma Investment Counsel is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Brian Poma owns 50% to 75% of Neumeier Poma Investment Counsel. Brian Poma is CEO; the leadership team includes President Peter Neumeier and Chief Compliance Officer Darcy Blackburn. It has 11 employees, 6 of them in advisory roles.
Leadership
- Brian PomaMember & Chief Executive Officer
- Peter NeumeierManager, Member & President
- Darcy BlackburnChief Compliance Officer
Staff
- 11 employees
- 6 in advisory functions
- Owns 50% to 75% of Neumeier Poma Investment Counsel LLC
Brian Poma
Control person · since July 2008
- Owns 50% to 75% of Neumeier Poma Investment Counsel LLC
Gillian Neumeier
Control person · since January 1997
- Owns 25% to 50% of Neumeier Poma Investment Counsel LLC
Peter Neumeier
Control person · since January 1997
- Owns 10% to 25% of Neumeier Poma Investment Counsel LLC
Neumeier Family Trust U/A/D August 26, 1994
since January 1997
Neumeier Poma Investment Counsel’s regulatory assets fell from $1.89B (May 2021) to $1.37B (May 2026); clients were 74 in both filings and employees rose from 10 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $1.37B | 74 | 11 | 1 |
| May 2025 | $1.09B | 74 | 11 | 1 |
| May 2024 | $1.28B | 75 | 11 | 1 |
| May 2023 | $1.26B | 68 | 10 | 1 |
| May 2022 | $1.68B | 69 | 10 | 1 |
| May 2021 | $1.89B | 71 | 10 | 1 |
Besides its headquarters, Neumeier Poma Investment Counsel has 0 offices, with 1 listed address in California.
California · 1 listed address
- 26435 Carmel Rancho Boulevard, Suite 200, CarmelHQ
Contact and registration details
- Legal name
- Neumeier Poma Investment Counsel LLC
- Headquarters
- 26435 Carmel Rancho Boulevard, Suite 200, Carmel, CA 93923-8852
- Website
- npsmallvalue.com
- Phone
- 831-625-6355
- SEC file
- 801-23649
- Structure
- California LLC
- Fiscal year end
- February
Neumeier Poma Investment Counsel uses The Northern Trust ($288M, 41%), State Street Bank & Trust ($230M, 33%) and The Bank of New York Mellon ($180M, 26%) as custodians for its separately managed accounts. Neumeier Poma Investment Counsel has custody of $66.3M in client assets for 1 client.
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $180M26%
- The Northern TrustThe Northern Trust Company · Chicago, IL · $288M41%
- State Street Bank & TrustState Street Bank & Trust Company · Boston, MA · $230M33%
At year end, Neumeier Poma Investment Counsel’s separately managed accounts were mostly in stocks (88%) and cash (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.46B across 42 positions; the largest are Dycom Industries Inc.. (4.2%), Hannon Armstrong Sustainable Infrastructure Capital Inc.. (4.2%) and Silicon Motion Technology Corp.. (4.0%).
What the accounts hold
- Stocks88%
- Funds1%
- Cash11%
Reported 13F holdings
- $1.46B
- Reported 13F value
- 42
- Positions
- 37.1%
- In the 10 largest
- +20.4%
- Value vs. prior quarter
- Dycom Industries Inc..4.2%
- Hannon Armstrong Sustainable Infrastructure Capital Inc..4.2%
- Silicon Motion Technology Corp.. · Sponsored ADR4.0%
- Umb Financial Corp..4.0%
- Federal Signal Corp..3.6%
- Champion Homes Inc..3.5%
- Blue Bird Corp..3.5%
- Myr Group Inc..3.4%
- Steven Madden Ltd.3.4%
- Osi Systems Inc..3.3%
Together, the ten largest are 37.1% of reported value.
How many clients does Neumeier Poma Investment Counsel have?
Neumeier Poma Investment Counsel has 74 clients and manages $1.37 billion for them, as of May 2026. They include 29 charitable organizations, 21 high-net-worth individuals and 17 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 May 2026
What services does Neumeier Poma Investment Counsel offer?
Neumeier Poma Investment Counsel provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Neumeier Poma Investment Counsel use?
Neumeier Poma Investment Counsel’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $288M, State Street Bank & Trust Company (Boston, MA), with $230M and The Bank of New York Mellon (New York, NY), with $180M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 May 2026
How many financial advisors does Neumeier Poma Investment Counsel have?
Neumeier Poma Investment Counsel has 0 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Neumeier Poma Investment Counsel invest in?
At the end of its last fiscal year, Neumeier Poma Investment Counsel’s separately managed accounts held 88% exchange-traded equities, 11% cash and equivalents and 1% pooled vehicles (private funds and similar). It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Neumeier Poma Investment Counsel?
Neumeier Poma Investment Counsel’s direct owners are Peter Neumeier (25% to 50%), Neumeier Family Trust U/A/D August 26, 1994 (10% to 25%), Brian Poma (50% to 75%) and Gillian Neumeier (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 May 2026
How does Neumeier Poma Investment Counsel get paid?
Neumeier Poma Investment Counsel is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Neumeier Poma Investment Counsel registered with the SEC?
Yes, Neumeier Poma Investment Counsel has been registered with the SEC as an investment adviser since 4 March 1985. Its CRD number is 110672 and its SEC file number is 801-23649.
Source: Form ADV Part 1A, Item 1, filed 20 May 2026; IAPD firm record
How do I contact Neumeier Poma Investment Counsel?
Neumeier Poma Investment Counsel’s main office is at 26435 Carmel Rancho Boulevard, Suite 200, Carmel, CA 93923-8852. Its phone number is 831-625-6355. Its website is npsmallvalue.com.