{"url":"https://nivawealth.com/firms/neumeier-poma-investment-counsel-110672","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110672","regulatoryAum":1374910482,"crd":"110672","history":[{"filedOn":"2021-05-19","regulatoryAum":1888410024,"clients":71,"employees":10,"offices":1},{"filedOn":"2022-05-20","regulatoryAum":1684290649,"clients":69,"employees":10,"offices":1},{"filedOn":"2023-05-24","regulatoryAum":1259885375,"clients":68,"employees":10,"offices":1},{"filedOn":"2024-05-21","regulatoryAum":1275914769,"clients":75,"employees":11,"offices":1},{"filedOn":"2025-05-20","regulatoryAum":1094761365,"clients":74,"employees":11,"offices":1},{"filedOn":"2026-05-20","regulatoryAum":1374910482,"clients":74,"employees":11,"offices":1}],"secFileNumber":"801-23649","legalName":"Neumeier Poma Investment Counsel LLC","displayName":"Neumeier Poma Investment Counsel","slug":"neumeier-poma-investment-counsel-110672","website":"https://npsmallvalue.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/110672/94bf3d438b251d7c-r1.webp","tone":"light","width":769,"height":200,"sourceUrl":"https://www.npsmallvalue.com","sourceLabel":"Neumeier Poma Investment Counsel LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"February","headquarters":{"street":"26435 Carmel Rancho Boulevard, Suite 200","city":"Carmel","state":"CA","stateName":"California","country":"United States","postalCode":"93923-8852"},"tradeNames":[],"registration":{"secApproved":"4 March 1985","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3633517.736842105,"staff":{"employees":11,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1374910482,"discretionary":1374910482,"discretionaryAccounts":109,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":17,"regulatoryAum":8615566},{"label":"High-net-worth individuals","clients":21,"regulatoryAum":129458108},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":66335907},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":161226053},{"label":"Charitable organizations","clients":29,"regulatoryAum":493536847},{"label":"State or municipal government entities","clients":6,"regulatoryAum":483291496},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":32446505}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":180220571},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":287954225},{"name":"State Street Bank & Trust Company","shortName":"State Street Bank & Trust","location":"Boston, MA","smaAssets":230425843}],"custodyNote":"Neumeier Poma Investment Counsel has custody of $66.3M in client assets for 1 client.","leadership":[{"name":"Brian Poma","title":"Member & Chief Executive Officer","crd":"5575805"},{"name":"Peter Neumeier","title":"Manager, Member & President","crd":"4386704"},{"name":"Darcy Blackburn","title":"Chief Compliance Officer","crd":"6488221"}],"ownership":[{"label":"Peter Neumeier","detail":"Manager, member & president in the 25% to 50% ownership band and a control person, since January 1997. Also a co-trustee of Neumeier Family Trust in the 50% to 75% band and a control person, since January 1997."},{"label":"Neumeier Family Trust U/A/D August 26, 1994","detail":"Member in the 10% to 25% ownership band, since January 1997."},{"label":"Brian Poma","detail":"Member & chief executive officer in the 50% to 75% ownership band and a control person, since July 2008."},{"label":"Gillian Neumeier","detail":"Indirect owner: a co-trustee of Neumeier Family Trust in the 50% to 75% band and a control person, since January 1997.","parent":"Neumeier Family Trust"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"26435 Carmel Rancho Boulevard, Suite 200","city":"Carmel","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"831-625-6355","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":88},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":11}],"privateFunds":1},"sources":{"adv1FilingDate":"20 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110672/PDF/110672.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Neumeier Poma Investment Counsel have?","answer":"Neumeier Poma Investment Counsel has 74 clients and manages $1.37 billion for them, as of May 2026. They include 29 charitable organizations, 21 high-net-worth individuals and 17 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Neumeier Poma Investment Counsel offer?","answer":"Neumeier Poma Investment Counsel provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Neumeier Poma Investment Counsel use?","answer":"Neumeier Poma Investment Counsel’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $288M, State Street Bank & Trust Company (Boston, MA), with $230M and The Bank of New York Mellon (New York, NY), with $180M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Neumeier Poma Investment Counsel have?","answer":"Neumeier Poma Investment Counsel has 0 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Neumeier Poma Investment Counsel invest in?","answer":"At the end of its last fiscal year, Neumeier Poma Investment Counsel’s separately managed accounts held 88% exchange-traded equities, 11% cash and equivalents and 1% pooled vehicles (private funds and similar). It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Neumeier Poma Investment Counsel?","answer":"Neumeier Poma Investment Counsel’s direct owners are Peter Neumeier (25% to 50%), Neumeier Family Trust U/A/D August 26, 1994 (10% to 25%), Brian Poma (50% to 75%) and Gillian Neumeier (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 20 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Neumeier Poma Investment Counsel get paid?","answer":"Neumeier Poma Investment Counsel is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Neumeier Poma Investment Counsel registered with the SEC?","answer":"Yes, Neumeier Poma Investment Counsel has been registered with the SEC as an investment adviser since 4 March 1985. Its CRD number is 110672 and its SEC file number is 801-23649.","source":"Form ADV Part 1A, Item 1, filed 20 May 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Neumeier Poma Investment Counsel?","answer":"Neumeier Poma Investment Counsel’s main office is at 26435 Carmel Rancho Boulevard, Suite 200, Carmel, CA 93923-8852. Its phone number is 831-625-6355. Its website is npsmallvalue.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/neumeier-poma-investment-counsel-110672/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1044936/000110465926095263/0001104659-26-095263-index.html","totalValue":1460653419,"positionCount":42,"top10Share":0.37131064696463767,"top10":[{"issuer":"Dycom Industries Inc.","titleOfClass":"COM","cusip":"267475101","value":60992355,"shares":120636,"shareType":"SH","priorValue":45362238,"priorShares":133883},{"issuer":"Hannon Armstrong Sustainable Infrastructure Capital Inc.","titleOfClass":"COM","cusip":"41068X100","value":60865790,"shares":1558663,"shareType":"SH","priorValue":56291592,"priorShares":1531744},{"issuer":"Silicon Motion Technology Corp.","titleOfClass":"SPONSORED 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}