Naviquant Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and educational seminars. Financial planning was provided to 11–25 clients last fiscal year.
Naviquant Capital Management reports 181 clients. They include 176 individuals and 5 pooled investment vehicles. Of its assets, 100.0% ($199M across 190 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 97% | 10% |
| Pooled investment vehicles | 3% | 9% |
| Pension and profit-sharing plans | Fewer than 5 | 81% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 176 | $20.5M | 10.3% | $116K |
| Pooled investment vehicles | 5 | $17.7M | 8.9% | $3.55M |
| Pension and profit-sharing plans | Fewer than 5 | $161M | 80.8% | — |
| Total | 181 | $199M | 100% | — |
- Clients
- 176
- Regulatory AUM
- $20.5M
- AUM share
- 10.3%
- Avg. per client
- $116K
- Clients
- 5
- Regulatory AUM
- $17.7M
- AUM share
- 8.9%
- Avg. per client
- $3.55M
- Clients
- Fewer than 5
- Regulatory AUM
- $161M
- AUM share
- 80.8%
- Avg. per client
- —
Total
- Clients
- 181
- Regulatory AUM
- $199M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Naviquant Capital Management is paid through a percentage of assets under management and hourly charges; its fees and minimums are set out in its brochures on the SEC website.
Jocelyn Servignat owns 75% or more of Naviquant Capital Management. The leadership team of Naviquant Capital Management includes Chief Compliance Officer Jocelyn Servignat. It has 1 employee.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Naviquant Capital Management LLC
Jocelyn Servignat
Control person · since February 2023
Naviquant Capital Management’s regulatory assets grew 1.7× from $117M (June 2023) to $199M (June 2026); clients rose from 106 to 181 and employees fell from 2 to 1.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $199M | 181 | 1 | 1 |
| Mar 2025March 2025 | $174M | 190 | 1 | 1 |
| Mar 2024March 2024 | $161M | 92 | 2 | 2 |
| Jun 2023June 2023 | $117M | 106 | 2 | 2 |
Besides its headquarters, Naviquant Capital Management has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Naviquant Capital Management LLC
- Headquarters
- Not reported
- Website
- naviquant.com
- Phone
- 503-476-7811
- @naviquant
- SEC file
- 801-127544
- Structure
- Oregon LLC
- Fiscal year end
- December
Naviquant Capital Management’s named custodians for separately managed accounts include Empower ($73.2M, 46%), Paychex Securities ($52M, 33%) and Charles Schwab ($20.5M, 13%). Naviquant Capital Management does not have custody of client assets.
- Axos ClearingAxos Clearing LLC · Omaha, NE · $13.9M9%
- EmpowerEmpower Financial Services, Inc. · Greenwood Village, CO · $73.2M46%
- Paychex SecuritiesPaychex Securities Corporation · Rochester, NY · $52M33%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $20.5M13%
At year end, Naviquant Capital Management’s separately managed accounts were mostly in funds (98%).
What the accounts hold
- Funds98%
- Cash2%
How many clients does Naviquant Capital Management have?
Naviquant Capital Management has 181 clients and manages $199 million for them, as of June 2026. They include 176 individuals and 5 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 June 2026
What services does Naviquant Capital Management offer?
Naviquant Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Naviquant Capital Management use?
Naviquant Capital Management’s separately managed account assets are held at Empower Financial Services, Inc. (Greenwood Village, CO), with $73.2M, Paychex Securities Corporation (Rochester, NY), with $52M, Charles Schwab & Co., Inc. (Westlake, TX), with $20.5M and Axos Clearing LLC (Omaha, NE), with $13.9M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 June 2026
How many financial advisors does Naviquant Capital Management have?
Naviquant Capital Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Naviquant Capital Management invest in?
At the end of its last fiscal year, Naviquant Capital Management’s separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Naviquant Capital Management?
Naviquant Capital Management’s direct owner is Jocelyn Servignat (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 15 June 2026
How does Naviquant Capital Management get paid?
Naviquant Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Naviquant Capital Management?
Its phone number is 503-476-7811. Its website is naviquant.com.