{"url":"https://nivawealth.com/firms/naviquant-capital-management-325236","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/325236","regulatoryAum":199340112,"crd":"325236","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4521394","suffix":null,"lastName":"SERVIGNAT","firstName":"JOCELYN","middleName":"PIERRE ANDRE"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-06-05","regulatoryAum":116655803,"clients":106,"employees":2,"offices":2},{"filedOn":"2024-03-18","regulatoryAum":161474000,"clients":92,"employees":2,"offices":2},{"filedOn":"2025-03-30","regulatoryAum":173568567,"clients":190,"employees":1,"offices":1},{"filedOn":"2026-06-15","regulatoryAum":199340112,"clients":181,"employees":1,"offices":1}],"secFileNumber":"801-127544","legalName":"Naviquant Capital Management LLC","displayName":"Naviquant Capital Management","slug":"naviquant-capital-management-325236","website":"https://naviquant.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/325236/1c9e6268dd897732-r1.webp","tone":"light","width":1216,"height":200,"sourceUrl":"https://naviquant.com/","sourceLabel":"Naviquant, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/naviquant/about/","founded":null,"organization":"Oregon limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"29 March 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":116413.82386363637,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":199340112,"discretionary":199340112,"discretionaryAccounts":190,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":176,"regulatoryAum":20488833},{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":17749671},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":161101608}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Axos Clearing LLC","shortName":"Axos Clearing","location":"Omaha, NE","smaAssets":13940000},{"name":"Empower Financial Services, Inc.","shortName":"Empower","location":"Greenwood Village, CO","smaAssets":73228000},{"name":"Paychex Securities Corporation","shortName":"Paychex Securities","location":"Rochester, NY","smaAssets":52026000},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":20488833}],"custodyNote":"Naviquant Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jocelyn Servignat","title":"Principal, Chief Compliance Officer","crd":"4521394"}],"ownership":[{"label":"Jocelyn Servignat","detail":"Principal, chief compliance officer in the 75% or more ownership band and a control person, since February 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"503-476-7811","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"11-25","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":98},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"15 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/325236/PDF/325236.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Naviquant Capital Management have?","answer":"Naviquant Capital Management has 181 clients and manages $199 million for them, as of June 2026. They include 176 individuals and 5 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Naviquant Capital Management offer?","answer":"Naviquant Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Naviquant Capital Management use?","answer":"Naviquant Capital Management’s separately managed account assets are held at Empower Financial Services, Inc. (Greenwood Village, CO), with $73.2M, Paychex Securities Corporation (Rochester, NY), with $52M, Charles Schwab & Co., Inc. (Westlake, TX), with $20.5M and Axos Clearing LLC (Omaha, NE), with $13.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Naviquant Capital Management have?","answer":"Naviquant Capital Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Naviquant Capital Management invest in?","answer":"At the end of its last fiscal year, Naviquant Capital Management’s separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Naviquant Capital Management?","answer":"Naviquant Capital Management’s direct owner is Jocelyn Servignat (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Naviquant Capital Management get paid?","answer":"Naviquant Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Naviquant Capital Management?","answer":"Its phone number is 503-476-7811. Its website is naviquant.com.","source":"Form ADV Part 1A, Item 1.F, filed 15 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}