MPI Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
MPI Wealth Management reports 153 clients. They include 93 high-net-worth individuals, 43 individual clients and 6 insurance companies. Of its assets, 100.0% ($234M across 156 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $2.1M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 28% | 7% |
| High-net-worth individuals | 61% | 48% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| Charitable organizations | 3% | 2% |
| State or municipal government entities | Fewer than 5 | <1% |
| Other client typesInsurance companies; Corporations and other businesses | 8% | 41% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 43 | $15.3M | 6.5% | $355K |
| High-net-worth individuals | 93 | $111M | 47.6% | $1.2M |
| Pension and profit-sharing plans | Fewer than 5 | $5.4M | 2.3% | — |
| Charitable organizations | 5 | $4.28M | 1.8% | $856K |
| State or municipal government entities | Fewer than 5 | $1.48M | 0.6% | — |
| Insurance companies | 6 | $77.5M | 33.2% | $12.9M |
| Corporations and other businesses | 6 | $18.4M | 7.9% | $3.07M |
| Total | 153 | $234M | 100% | — |
- Clients
- 43
- Regulatory AUM
- $15.3M
- AUM share
- 6.5%
- Avg. per client
- $355K
- Clients
- 93
- Regulatory AUM
- $111M
- AUM share
- 47.6%
- Avg. per client
- $1.2M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.4M
- AUM share
- 2.3%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $4.28M
- AUM share
- 1.8%
- Avg. per client
- $856K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.48M
- AUM share
- 0.6%
- Avg. per client
- —
- Clients
- 6
- Regulatory AUM
- $77.5M
- AUM share
- 33.2%
- Avg. per client
- $12.9M
- Clients
- 6
- Regulatory AUM
- $18.4M
- AUM share
- 7.9%
- Avg. per client
- $3.07M
Total
- Clients
- 153
- Regulatory AUM
- $234M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
MPI Wealth Management charges up to 1.00% a year for its Asset-Based Advisory Fee. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.
Fee details and sources
David W. Pequet Declaration of Trust Dated June 13, 2000 owns 50% to 75% of MPI Wealth Management and is in turn owned by David Pequet (75% or more). David Pequet is CEO; the leadership team includes Chief Compliance Officer Gery Sadzewicz. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 insurance agent
- Owns 50% to 75% of Mpi Wealth Management LLC
David W. Pequet Declaration of Trust Dated June 13, 2000
Control person · since January 2024
- Owns 75% or more of David W. Pequet Declaration of Trust Dated June 13, 2000
David Pequet
Control person · since June 2000
- Owns 25% to 50% of Mpi Wealth Management LLC
Matthew Pequet
Control person · since December 2018
MPI Wealth Management’s regulatory assets grew from $173M (March 2021) to $234M (May 2026); clients rose from 75 to 153 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| May 2026May 2026 | $234M | 153 | 4 | 2 |
| Mar 2025March 2025 | $236M | 208 | 4 | 2 |
| Mar 2024March 2024 | $247M | 171 | 3 | 1 |
| Mar 2023March 2023 | $233M | 163 | 3 | 1 |
| Jul 2022July 2022 | $211M | 123 | 3 | 1 |
| Mar 2021March 2021 | $173M | 75 | 3 | 1 |
Besides its headquarters, MPI Wealth Management has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Illinois · 1 listed address
- 15 Salt Creek Lane, Suite 404, HinsdaleHQ
Contact and registration details
- Legal name
- Mpi Wealth Management LLC
- Headquarters
- 15 Salt Creek Lane, Suite 404, Hinsdale, IL 60521-2965
- Website
- mpiwealthmanagement.com
- Phone
- 630-325-6900
- SEC file
- 801-117155
- Structure
- Illinois LLC
- Fiscal year end
- December
MPI Wealth Management’s named custodians for separately managed accounts are Charles Schwab ($149M, 68%) and Fifth Third Bank ($70.4M, 32%). MPI Wealth Management has custody of $48.6M for 33 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $149M68%
- Fifth Third BankFifth Third Bank · Cincinnati, OH · $70.4M32%
At year end, MPI Wealth Management’s separately managed accounts were largely in bonds (42%) and stocks (34%).
What the accounts hold
- Stocks34%
- Funds15%
- Bonds42%
- U.S. government and agency bonds27%
- Investment grade corporate bonds8%
- State and local bonds6%
- High-yield corporate bonds1%
- Cash9%
How many clients does MPI Wealth Management have?
MPI Wealth Management has 153 clients and manages $234 million for them, as of May 2026. They include 93 high-net-worth individuals, 43 individual clients and 6 insurance companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 May 2026
What services does MPI Wealth Management offer?
MPI Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does MPI Wealth Management charge?
MPI Wealth Management charges up to 1.00% a year for its Asset-Based Advisory Fee. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.
Source: MPI WEALTH MANAGEMENT ADV PART 2A, filed 20 March 2026
Which custodians does MPI Wealth Management use?
MPI Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $149M and Fifth Third Bank (Cincinnati, OH), with $70.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 May 2026
How many financial advisors does MPI Wealth Management have?
MPI Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does MPI Wealth Management invest in?
At the end of its last fiscal year, MPI Wealth Management’s separately managed accounts held 34% exchange-traded equities, 27% U.S. government and agency bonds, 15% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 8% investment grade corporate bonds, 6% state and local bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does MPI Wealth Management have a minimum investment?
Yes, MPI Wealth Management’s minimum account size for its Asset-Based Advisory Fee is $1M.
Source: MPI WEALTH MANAGEMENT ADV PART 2A, filed 20 March 2026
Who owns MPI Wealth Management?
MPI Wealth Management is owned through a trust by David Pequet. Its direct owners are Matthew Pequet (25% to 50%) and David W. Pequet Declaration of Trust Dated June 13, 2000 (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 21 May 2026
How does MPI Wealth Management get paid?
MPI Wealth Management is paid through a percentage of assets under management and commissions. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact MPI Wealth Management?
MPI Wealth Management’s main office is at 15 Salt Creek Lane, Suite 404, Hinsdale, IL 60521-2965. Its phone number is 630-325-6900. Its website is mpiwealthmanagement.com.
