{"url":"https://nivawealth.com/firms/mpi-wealth-management-301011","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/301011","regulatoryAum":233597123,"crd":"301011","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"36065","suffix":null,"lastName":"BURNAFORD","firstName":"DONALD","middleName":"ROBERT"},{"crd":"816955","suffix":null,"lastName":"PEQUET","firstName":"DAVID","middleName":"WAYNE"},{"crd":"5860698","suffix":null,"lastName":"PEQUET","firstName":"MATTHEW","middleName":"DONALD"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-12","regulatoryAum":173147474,"clients":75,"employees":3,"offices":1},{"filedOn":"2022-07-27","regulatoryAum":211225576,"clients":123,"employees":3,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":233425489,"clients":163,"employees":3,"offices":1},{"filedOn":"2024-03-04","regulatoryAum":247018126,"clients":171,"employees":3,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":236380931,"clients":208,"employees":4,"offices":2},{"filedOn":"2026-05-21","regulatoryAum":233597123,"clients":153,"employees":4,"offices":2}],"secFileNumber":"801-117155","legalName":"Mpi Wealth Management LLC","displayName":"MPI Wealth Management","slug":"mpi-wealth-management-301011","website":"https://mpiwealthmanagement.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/301011/7072f1a29928fb3b-r1.webp","tone":"light","width":221,"height":200,"sourceUrl":"https://www.mpiwealthmanagement.com","sourceLabel":"MPI Wealth Management LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"15 Salt Creek Lane, Suite 404","city":"Hinsdale","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60521-2965"},"tradeNames":[],"registration":{"secApproved":"12 August 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":930719.3529411765,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":233597123,"discretionary":233597123,"discretionaryAccounts":156,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":2101514,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":43,"regulatoryAum":15276639},{"label":"High-net-worth individuals","clients":93,"regulatoryAum":111301193},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":5399239},{"label":"Charitable organizations","clients":5,"regulatoryAum":4277949},{"label":"State or municipal government entities","clients":null,"fewerThan5":true,"regulatoryAum":1481746},{"label":"Insurance companies","clients":6,"regulatoryAum":77460896},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":18399461}],"feePrograms":[{"role":"main","program":"Asset-Based Advisory Fee","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022884","versionId":1022884,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-20","documentName":"MPI WEALTH MANAGEMENT ADV PART 2A","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:19:14.073295+00:00","documents":[{"name":"MPI WEALTH MANAGEMENT ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022884","versionId":1022884,"submittedOn":"2026-03-20"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":149429606},{"name":"Fifth Third Bank","shortName":"Fifth Third Bank","location":"Cincinnati, OH","smaAssets":70354160}],"custodyNote":"MPI Wealth Management has custody of $48.6M in client assets for 33 clients.","otherCustodians":[],"leadership":[{"name":"David Pequet","title":"Chief Executive Officer","crd":"816955"},{"name":"Gery Sadzewicz","title":"Chief Compliance Officer","crd":"1090963"},{"name":"Matthew Pequet","title":"Managing Member","crd":"5860698"}],"ownership":[{"label":"Matthew Pequet","detail":"Managing member in the 25% to 50% ownership band and a control person, since December 2018."},{"label":"David W. Pequet Declaration of Trust Dated June 13, 2000","detail":"Trust in the 50% to 75% ownership band and a control person, since January 2024."},{"label":"David Pequet","detail":"Indirect owner: a trustee of David W. Pequet Declaration of Trust Dated June 13, 2000 in the 75% or more band and a control person, since June 2000.","parent":"David W. Pequet Declaration of Trust Dated June 13, 2000"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"15 Salt Creek Lane, Suite 404","city":"Hinsdale","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"630-325-6900","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Commissions"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"U.S. government/agency bonds","percent":27},{"label":"U.S. state and local bonds","percent":6},{"label":"Investment grade corporate bonds","percent":8},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":15},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"21 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/301011/PDF/301011.pdf","brochureDate":"20 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022884","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does MPI Wealth Management have?","answer":"MPI Wealth Management has 153 clients and manages $234 million for them, as of May 2026. They include 93 high-net-worth individuals, 43 individual clients and 6 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does MPI Wealth Management offer?","answer":"MPI Wealth Management provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does MPI Wealth Management charge?","answer":"MPI Wealth Management charges up to 1.00% a year for its Asset-Based Advisory Fee. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.","source":"MPI WEALTH MANAGEMENT ADV PART 2A, filed 20 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does MPI Wealth Management use?","answer":"MPI Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $149M and Fifth Third Bank (Cincinnati, OH), with $70.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does MPI Wealth Management have?","answer":"MPI Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does MPI Wealth Management invest in?","answer":"At the end of its last fiscal year, MPI Wealth Management’s separately managed accounts held 34% exchange-traded equities, 27% U.S. government and agency bonds, 15% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 8% investment grade corporate bonds, 6% state and local bonds and 1% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does MPI Wealth Management have a minimum investment?","answer":"Yes, MPI Wealth Management’s minimum account size for its Asset-Based Advisory Fee is $1M.","source":"MPI WEALTH MANAGEMENT ADV PART 2A, filed 20 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns MPI Wealth Management?","answer":"MPI Wealth Management is owned through a trust by David Pequet. Its direct owners are Matthew Pequet (25% to 50%) and David W. Pequet Declaration of Trust Dated June 13, 2000 (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 21 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does MPI Wealth Management get paid?","answer":"MPI Wealth Management is paid through a percentage of assets under management and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact MPI Wealth Management?","answer":"MPI Wealth Management’s main office is at 15 Salt Creek Lane, Suite 404, Hinsdale, IL 60521-2965. Its phone number is 630-325-6900. Its website is mpiwealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}