Mozaic provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Mozaic reports 93 clients. They include 86 high-net-worth individuals and 7 charitable organizations. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $3.64B across 93 accounts are not. Of its clients, 15% are outside the U.S. It advised 93 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 92% | 92% |
| Charitable organizations | 8% | 8% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 86 | $3.37B | 92.4% | $39.2M |
| Charitable organizations | 7 | $276M | 7.6% | $39.5M |
| Total | 93 | $3.64B | 100% | $39.2M |
- Clients
- 86
- Regulatory AUM
- $3.37B
- AUM share
- 92.4%
- Avg. per client
- $39.2M
- Clients
- 7
- Regulatory AUM
- $276M
- AUM share
- 7.6%
- Avg. per client
- $39.5M
Total
- Clients
- 93
- Regulatory AUM
- $3.64B
- AUM share
- 100%
- Avg. per client
- $39.2M
- Clients outside the U.S.
- 15%
- Clients advised without assets under management last fiscal year
- 93
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Mozaic charges 0.75% a year for its Wealth management services. The fee is billed in advance, has a $750,000 annual minimum and requires an account of at least $100,000,000.
Fee details and sources
Christopher Zyda owns 75% or more of Mozaic. The leadership team of Mozaic includes Chief Compliance Officer Christopher Zyda. It has 14 employees, 11 of them in advisory roles.
Leadership
- Christopher ZydaManaging Member and Chief Compliance Officer
Staff
- 14 employees
- 11 in advisory functions
- 1 soliciting firm
- Owns 75% or more of Mozaic, LLC
Christopher Zyda
Control person · since January 2007
Mozaic’s regulatory assets grew from $3.15B (March 2021) to $3.64B (March 2026); clients rose from 66 to 93 and employees fell from 15 to 14.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $3.64B | 93 | 14 | 1 |
| March 2025 | $4.07B | 76 | 13 | 1 |
| March 2024 | $3.64B | 75 | 13 | 1 |
| March 2023 | $2.9B | 78 | 15 | 1 |
| March 2022 | $3.2B | 75 | 14 | 1 |
| March 2021 | $3.15B | 66 | 15 | 1 |
Besides its headquarters, Mozaic has 0 offices, with 1 listed address in California.
California · 1 listed address
- 350 South Beverly Drive, Suite 340, Beverly HillsHQ
Contact and registration details
- Legal name
- Mozaic, LLC
- Headquarters
- 350 South Beverly Drive, Suite 340, Beverly Hills, CA 90212
- Website
- mozaic-llc.com
- Phone
- 310-247-9657
- SEC file
- 801-68951
- Structure
- California LLC
- Fiscal year end
- December
Mozaic uses J.P. Morgan ($1.42B, 68%) and Fiduciary Trust Company, International ($665M, 32%) as custodians for its separately managed accounts. Mozaic does not have custody of client assets.
- J.P. MorganJPMorgan Chase Bank, N.A. · New York, NY · $1.42B68%
- Fiduciary Trust Company, InternationalFiduciary Trust Company, International · New York, NY · $665M32%
At year end, Mozaic’s separately managed accounts were largely in stocks (34%) and funds (15%).
What the accounts hold
- Stocks34%
- Exchange-traded equities31%
- Non-exchange-traded equities3%
- Funds15%
- Bonds5%
- State and local bonds4%
- Investment grade corporate bonds1%
- Cash12%
- Other34%
- Alternative investments via non-sma third party investment managers, limited partnerships, and limited liability companies.34%
How many clients does Mozaic have?
Mozaic has 93 clients and manages $3.64 billion for them, as of March 2026. They include 86 high-net-worth individuals and 7 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Mozaic offer?
Mozaic provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Mozaic charge?
Mozaic charges 0.75% a year for its Wealth management services. The fee is billed in advance, has a $750,000 annual minimum and requires an account of at least $100,000,000.
Source: MOZAIC, LLC, filed 24 March 2026
Which custodians does Mozaic use?
Mozaic’s separately managed account assets are held at JPMorgan Chase Bank, N.A. (New York, NY), with $1.42B and Fiduciary Trust Company, International (New York, NY), with $665M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Mozaic have?
Mozaic has 0 investment adviser representatives registered with state securities authorities, out of 14 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Mozaic invest in?
At the end of its last fiscal year, Mozaic’s separately managed accounts held 34% other, 31% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs), 12% cash and equivalents, 4% state and local bonds, 3% non-exchange-traded equities and 1% investment grade corporate bonds. The 34% other category is described as: Alternative Investments Via Non-Sma Third Party Investment Managers, Limited Partnerships, and Limited Liability Companies.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Mozaic have a minimum investment?
Yes, Mozaic’s minimum account size for its Wealth management services is $100M. It charges a $750K annual minimum fee.
Source: MOZAIC, LLC, filed 24 March 2026
Who owns Mozaic?
Mozaic’s direct owner is Christopher Zyda (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Mozaic get paid?
Mozaic is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Mozaic registered with the SEC?
Yes, Mozaic has been registered with the SEC as an investment adviser since 18 March 2008. Its CRD number is 145777 and its SEC file number is 801-68951.
Source: Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record
How do I contact Mozaic?
Mozaic’s main office is at 350 South Beverly Drive, Suite 340, Beverly Hills, CA 90212. Its phone number is 310-247-9657. Its website is mozaic-llc.com.