Moulton Wealth Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Financial planning was provided to 1–10 clients last fiscal year.
Moulton Wealth Management reports 477 clients. They include 425 individual clients and 52 high-net-worth individuals. Of its assets, 100.0% ($160M across 571 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $160M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 89% | 52% |
| High-net-worth individuals | 11% | 48% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 425 | $82.7M | 51.8% | $195K |
| High-net-worth individuals | 52 | $76.9M | 48.2% | $1.48M |
| Total | 477 | $160M | 100% | $335K |
- Clients
- 425
- Regulatory AUM
- $82.7M
- AUM share
- 51.8%
- Avg. per client
- $195K
- Clients
- 52
- Regulatory AUM
- $76.9M
- AUM share
- 48.2%
- Avg. per client
- $1.48M
Total
- Clients
- 477
- Regulatory AUM
- $160M
- AUM share
- 100%
- Avg. per client
- $335K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Moulton Wealth Management charges 0.75%–1.25% a year for its Wrap Fee Program. The whole portfolio is charged at the rate of its band. The fee is billed in arrears, is negotiable and requires an account of at least $350,000.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.25% |
| $1M–$3M | 1.00% |
| $3M and above | 0.75% |
Fee details and sources
Donald Moulton owns 50% to 75% of Moulton Wealth Management. The leadership team of Moulton Wealth Management includes President Donald Moulton and Chief Compliance Officer Rial Moulton. It has 5 employees, 3 of them in advisory roles.
Leadership
Donald MoultonPresident/Investment Advisor Representative
Rial MoultonInvestment Advisor Representative/Chief Compliance Officer/Secretary/Treasurer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Moulton Wealth Management, Inc
Donald Moulton
Control person · since June 2019
- Owns 50% to 75% of Moulton Wealth Management, Inc
Rial Moulton
Control person · since June 2019
Moulton Wealth Management’s regulatory assets grew from $143M (February 2021) to $160M (January 2026); clients rose from 345 to 477 and employees from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $160M | 477 | 5 | 1 |
| July 2025 | $144M | 312 | 5 | 1 |
| June 2024 | $140M | 350 | 5 | 1 |
| April 2023 | $129M | 338 | 5 | 1 |
| February 2022 | $147M | 333 | 5 | 1 |
| February 2021 | $143M | 345 | 3 | 1 |
Besides its headquarters, Moulton Wealth Management has 0 offices, with 1 listed address in Washington.
Washington · 1 listed address
- 420 N Evergreen RD., Suite 100, Spokane ValleyHQ
Contact and registration details
- Legal name
- Moulton Wealth Management, Inc
- Headquarters
- 420 N Evergreen RD., Suite 100, Spokane Valley, WA 99216
- Website
- moultonwealth.com
- Phone
- 509-922-3110
- SEC file
- 801-117148
- Structure
- Washington corporation
- Fiscal year end
- December
Moulton Wealth Management uses Charles Schwab ($160M) as custodian for its separately managed accounts. Moulton Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $160M100%
At year end, Moulton Wealth Management’s separately managed accounts were mostly in funds (93%). Its reported 13F holdings for the quarter ended 30 June 2026 total $152M across 66 positions; the largest are SPDR Series Trust (12.0%), iShares TR (9.0%) and Wisdomtree TR (8.9%).
What the accounts hold
- Stocks2%
- Funds93%
- Bonds3%
- U.S. government and agency bonds2%
- State and local bonds1%
- Cash2%
Reported 13F holdings
- $152M
- Reported 13F value
- 66
- Positions
- 60.9%
- In the 10 largest
- +3.5%
- Value vs. prior quarter
- SPDR Series Trust · ST Str P500etf12.0%
- iShares TR · Trs Flt RT BD9.0%
- Wisdomtree TR · Floatng Rat Trea8.9%
- Vanguard Index Fds · Total Stk Mkt8.3%
- iShares TR · Fltg Rate NT ETF6.7%
- SPDR Series Trust · ST Term High ETF4.0%
- SPDR Series Trust · ST Str S& LN ETF3.7%
- Select Sector SPDR TR · ST Str Techn ETF3.3%
- Proshares TR II · Ultrashort Gold2.8%
- SPDR Series Trust · ST Str Blo 1 ETF2.1%
Together, the ten largest are 60.9% of reported value.
How many clients does Moulton Wealth Management have?
Moulton Wealth Management has 477 clients and manages $160 million for them, as of January 2026. They include 425 individual clients and 52 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 January 2026
What services does Moulton Wealth Management offer?
Moulton Wealth Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Moulton Wealth Management charge?
Moulton Wealth Management charges 0.75%–1.25% a year for its Wrap Fee Program. The whole portfolio is charged at the rate of its band. The fee is billed in arrears, is negotiable and requires an account of at least $350,000.
Which custodians does Moulton Wealth Management use?
Moulton Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $160M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 January 2026
How many financial advisors does Moulton Wealth Management have?
Moulton Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Moulton Wealth Management invest in?
At the end of its last fiscal year, Moulton Wealth Management’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities, 2% U.S. government and agency bonds, 2% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Moulton Wealth Management have a minimum investment?
Yes, Moulton Wealth Management’s minimum account size for its Wrap Fee Program is $350K.
Who owns Moulton Wealth Management?
Moulton Wealth Management’s direct owners are Donald Moulton (50% to 75%) and Rial Moulton (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 29 January 2026
How does Moulton Wealth Management get paid?
Moulton Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Moulton Wealth Management?
Moulton Wealth Management’s main office is at 420 N Evergreen RD., Suite 100, Spokane Valley, WA 99216. Its phone number is 509-922-3110. Its website is moultonwealth.com.