Rial Moulton has been Investment Advisor Representative/Chief Compliance Officer/Secretary/Treasurer of Moulton Wealth Management since June 2019, is a control person of the firm and directly owns between 50% and 75% of it. Rial Moulton holds a Juris Doctorate from Seattle University School of Law and a Master's degree in taxation from Golden Gate University.
Moulton Wealth Management, Inc is a Spokane Valley, WA firm with $160M under management, 477 clients and 3 advisers in one office, as of its January 2026 filing.
Rial Moulton is an attorney at Moulton Wealth Management, Inc. His private practice is focused on advanced estate planning, tax law and Medicaid planning, and his background includes extensive work in taxation and several years as an entrepreneur in retailing. Moulton hosted a radio show, "Financial Focus", on one of Spokane's largest radio stations and regularly presents seminars to public and private groups.
Rial Moulton’s longest registration was 8 years at Cetera Advisors LLC (2012–2020). Before joining Moulton Wealth Management in 2019, Rial Moulton was registered through Cetera Advisors LLC and Pacific West Financial Consultants Inc.
- – present · 7 yearsSpokane Valley, WA · Adviser representative · Firm CRD 304598
- Cetera Advisors LLC– · 8 yearsSpokane Valley, WA · Adviser representative · Firm CRD 10299
- Pacific West Financial Consultants Inc– · 6 yearsSpokane, WA · Adviser representative · Firm CRD 108728
- 1st Global Advisors Inc– · 2 yearsSpokane, WA · Adviser representative · Firm CRD 111133
- Woodbury Financial Services, Inc.– · 1 yearSpokane, WA · Adviser representative · Firm CRD 421
Professional designations
Listed by Moulton Wealth Management
- CFP®
- CPA
- PFS
- RFC
Investment adviser representative registrations
Rial Moulton is registered as an investment adviser representative in 3 states. The first approvals date from August 2019; the most recent is Washington, in September 2019.
- IdahoSince 12 August 2019
- TexasSince 12 August 2019
- WashingtonSince 16 September 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 June 2001 |
| Series 7 | General Securities Representative Examination | 9 June 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 1991 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 September 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Rial Robert Moulton
- CRD
- 2173845
- Firm
- Moulton Wealth Management · CRD 304598
- Role
- Investment Advisor Representative/Chief Compliance Officer/Secretary/Treasurer
- Office
- 420 N EVERGREEN RD., SUITE 100, Spokane Valley, WA 99216
- Registration
- Investment adviser registration
- In the industry since
- September 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- moultonwealth.com
Where does Rial Moulton work?
Rial Moulton has been Investment Advisor Representative/Chief Compliance Officer/Secretary/Treasurer of Moulton Wealth Management, Inc since June 2019, and is a control person of the firm.
Is Rial Moulton a financial advisor?
Yes. Rial Moulton has a current investment-adviser registration in Idaho, Texas and Washington, through Moulton Wealth Management since August 2019.
How many years of experience does Rial Moulton have?
Rial Moulton has 30 years in the financial industry, since September 1996, across 5 adviser firms.
What exams has Rial Moulton passed?
Rial Moulton has passed 4 licensing exams: the Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 63, was passed in September 1991. FINRA credited Rial Moulton with the SIE, which began in October 2018.
Where did Rial Moulton work before Moulton Wealth Management?
Before Moulton Wealth Management, Rial Moulton was registered through Pacific West Financial Consultants Inc, April 2005 to February 2012; 1st Global Advisors Inc, December 2002 to May 2005; Woodbury Financial Services, Inc., August 2001 to November 2002.
Where is Rial Moulton based?
Rial Moulton’s registered office is in Spokane Valley, WA.
Is Rial Moulton registered with FINRA?
No. Rial Moulton has no current broker registration.
Is Rial Moulton a CFP?
Moulton Wealth Management lists Rial Moulton with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Rial Moulton’s record?
Search CRD 2173845 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rial Moulton’s full registration record.
