Mora Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers. The firm advises 1 private fund.
Mora Capital Management reports 685 clients. They include 259 individual clients, 255 corporations and other businesses, and 170 high-net-worth individuals. Of its assets, 34.8% ($663M across 220 accounts) are managed with discretion; $1.24B across 464 accounts are not. Of its clients, 89% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 38% | 4% |
| High-net-worth individuals | 25% | 62% |
| Pooled investment vehicles | <1% | 2% |
| Corporations and other businesses | 37% | 32% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 259 | $83.4M | 4.4% | $322K |
| High-net-worth individuals | 170 | $1.18B | 61.7% | $6.92M |
| Pooled investment vehicles | 1 | $41.6M | 2.2% | $41.6M |
| Corporations and other businesses | 255 | $604M | 31.7% | $2.37M |
| Total | 685 | $1.9B | 100% | $2.78M |
- Clients
- 259
- Regulatory AUM
- $83.4M
- AUM share
- 4.4%
- Avg. per client
- $322K
- Clients
- 170
- Regulatory AUM
- $1.18B
- AUM share
- 61.7%
- Avg. per client
- $6.92M
- Clients
- 1
- Regulatory AUM
- $41.6M
- AUM share
- 2.2%
- Avg. per client
- $41.6M
- Clients
- 255
- Regulatory AUM
- $604M
- AUM share
- 31.7%
- Avg. per client
- $2.37M
Total
- Clients
- 685
- Regulatory AUM
- $1.9B
- AUM share
- 100%
- Avg. per client
- $2.78M
- Clients outside the U.S.
- 89%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 0
Mora Capital Management charges 0.50%–2.00% for its Basic Advisory and Management Fee Schedule. The brochure does not state whether the rate is annual. The fee is billed in arrears, is negotiable and has a $2,000 annual minimum.
Fee details and sources
Mora Capital Holdings USA LLC owns 75% or more of Mora Capital Management and is in turn owned by Mora Banc Grup, Sa (75% or more). Joaquin Frances is CEO. It has 49 employees, 29 of them in advisory roles.
Leadership
- Joaquin FrancesChief Executive Officer/CCO/Amlco
Investment adviser representatives
31 representatives listed in the SEC register as of 9 October 2026.
- Renata V Benghira-Lima
- Sergio Raul Bister Pessaj
- Fabiola Virginia Bravo Serjant
- Fernando Omar Carrera Perbuli
- Diego Castillo Olea
- Santiago L Copello
- Ernesto Cordovez
- Fernando De Frutos Gonzalez
- Luis Antonio Delgado
- Juan Manuel Doria
- Carl Henrik Gustaf Edlund
- Daniel Eulate
- Marco Julio Fernandez Celorio
- Roberto Felipe Garcia
- Bruno Alejandro Gomez Acebo Borbon
- Antonio Gomez Real
- Ruben S Hernandez
- Yohander Jimenez
- Annette Marie Manon
- Marco Antonio Moreno
- Rafael Moreno
- Antonio Oliveira Moura
- Salvador Ramos Carmona
- Lorenzo Ramos Gonzalez
- Daniel Jorge Richmond
- Mario Enrique Ros
- Roberto Ruiz Velez
- Manuel Sebastian Salamanca Mejia
- Angel Sanz Alonso
- Francisco Eduardo Toussaint Rincon gallardo
- Juan Villalonga Tallada
Staff
- 49 employees
- 29 in advisory functions
- 29 state-registered reps
- 27 broker-dealer reps
- 2 insurance agents
- 18 soliciting firms
- Owns 75% or more of Mora Capital Management, LLC
Mora Capital Holdings USA LLC
Control person · since September 2009
- Owns 75% or more of Mora Capital Holdings USA LLC
Mora Banc Grup, Sa
Control person · since September 2009
- Owns 25% to 50% of Mora Banc Grup, Sa
Elitre, Sau
Control person · since June 2003
- Owns 75% or more of Elitre, Sau
Mora Fills, Sa
Control person · since March 1999
- Owns 25% to 50% of Mora Fills, Sa
Joan Mora Magrina
Control person · since March 1999
- Owns 25% to 50% of Mora Fills, Sa
Daniel Mora Planas
Control person · since March 1999
- Owns 25% to 50% of Mora Fills, Sa
Antera, Slu
Control person · since December 2024
- Owns 75% or more of Antera, Slu
Jordi Mora Magrina
Control person · since March 1999
- Owns 25% to 50% of Mora Banc Grup, Sa
Cartera Morsa, Sa
Control person · since March 1999
- Owns 25% to 50% of Mora Banc Grup, Sa
Cartera Armor, Sa
Control person · since December 1998
- Owns 25% to 50% of Cartera Armor, Sa
Manela Aristot Mora
Control person · since December 1998
Mora Capital Management’s regulatory assets fell from $2.28B (March 2021) to $1.9B (June 2026); clients fell from 873 to 685 and employees rose from 42 to 49.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $1.9B | 685 | 49 | 1 |
| April 2025 | $1.84B | 719 | 44 | 1 |
| June 2024 | $1.38B | 800 | 44 | 1 |
| March 2023 | $1.29B | 683 | 44 | 1 |
| June 2022 | $2.77B | 1,131 | 45 | 1 |
| March 2021 | $2.28B | 873 | 42 | 1 |
Besides its headquarters, Mora Capital Management has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 1450 Brickell Avenue, Suite 2900, MiamiHQ
Contact and registration details
- Legal name
- Mora Capital Management, LLC
- Headquarters
- 1450 Brickell Avenue, Suite 2900, Miami, FL 33131
- Website
- moracapitalgroup.com
- Phone
- 305-459-5400
- @mora-wealth-management
- SEC file
- 801-57604
- Structure
- Delaware LLC
- Fiscal year end
- December
Mora Capital Management uses Pershing ($757M, 64%) and UBS Securities ($429M, 36%) as custodians for its separately managed accounts. Mora Capital Management does not have custody of client assets.
- PershingPershing LLC · Jersey City, NJ · $757M64%
- UBS SecuritiesUBS Securities LLC · New York, NY · $429M36%
At year end, Mora Capital Management’s separately managed accounts were largely in bonds (43%) and stocks (34%). Its reported 13F holdings for the quarter ended 30 June 2026 total $134M across 507 positions; the largest are Nvidia Corporation (6.5%), Amazon Com Inc. (4.3%) and Apple Inc. (4.1%).
What the accounts hold
- Stocks34%
- Bonds43%
- Investment grade corporate bonds36%
- U.S. government and agency bonds6%
- High-yield corporate bonds1%
- Cash8%
- Other15%
- Offshore mutual funds14%
- Derivatives1%
Reported 13F holdings
- $134M
- Reported 13F value
- 507
- Positions
- 35.1%
- In the 10 largest
- —
- Value vs. prior quarter
- Nvidia Corporation · Equities6.5%
- Amazon Com Inc. · Equities4.3%
- Apple Inc. · Equities4.1%
- Invesco Qqq TR · Equities3.9%
- Vanguard Index Fds · Equities3.2%
- iShares TR · Fixed Income3.0%
- Microsoft Corp. · Equities3.0%
- Alphabet Inc. · Equities2.5%
- Broadcom Inc. · Equities2.4%
- ASML Hldg NV · Equities2.2%
Together, the ten largest are 35.1% of reported value.
How many clients does Mora Capital Management have?
Mora Capital Management has 685 clients and manages $1.9 billion for them, as of June 2026. They include 259 individual clients, 255 corporations and other businesses, and 170 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 June 2026
What services does Mora Capital Management offer?
Mora Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Mora Capital Management charge?
Mora Capital Management charges 0.50%–2.00% for its Basic Advisory and Management Fee Schedule. The brochure does not state whether the rate is annual. The fee is billed in arrears, is negotiable and has a $2,000 annual minimum.
Source: MORA CAPITAL MANAGEMENT - FORM ADV PART 2A, filed 14 April 2026
Which custodians does Mora Capital Management use?
Mora Capital Management’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $757M and UBS Securities LLC (New York, NY), with $429M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 June 2026
How many financial advisors does Mora Capital Management have?
Mora Capital Management has 29 investment adviser representatives registered with state securities authorities, out of 49 employees, and 29 perform investment advisory functions. 27 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Mora Capital Management invest in?
At the end of its last fiscal year, Mora Capital Management’s separately managed accounts held 36% investment grade corporate bonds, 34% exchange-traded equities, 14% other, 8% cash and equivalents, 6% U.S. government and agency bonds, 1% high-yield corporate bonds and 1% derivatives. The 14% other category is described as: Offshore Mutual Funds. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Mora Capital Management?
Mora Capital Management is owned through a chain of holding companies by Joan Mora Magrina, Daniel Mora Planas, Cartera Morsa, Sa, Manela Aristot Mora and Jordi Mora Magrina. Its direct owner is Mora Capital Holdings USA LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 June 2026
How does Mora Capital Management get paid?
Mora Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Mora Capital Management registered with the SEC?
Yes, Mora Capital Management has been registered with the SEC as an investment adviser since 9 June 2000. Its CRD number is 112221 and its SEC file number is 801-57604.
Source: Form ADV Part 1A, Item 1, filed 3 June 2026; IAPD firm record
How do I contact Mora Capital Management?
Mora Capital Management’s main office is at 1450 Brickell Avenue, Suite 2900, Miami, FL 33131. Its phone number is 305-459-5400. Its website is moracapitalgroup.com.