Mediate Financial Investment Advisory Services provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Mediate Financial Investment Advisory Services reports 354 clients. They include 309 individual clients and 45 high-net-worth individuals. Of its assets, 100.0% ($106M across 733 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 87% | 55% |
| High-net-worth individuals | 13% | 45% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 309 | $59M | 55.5% | $191K |
| High-net-worth individuals | 45 | $47.4M | 44.5% | $1.05M |
| Total | 354 | $106M | 100% | $301K |
- Clients
- 309
- Regulatory AUM
- $59M
- AUM share
- 55.5%
- Avg. per client
- $191K
- Clients
- 45
- Regulatory AUM
- $47.4M
- AUM share
- 44.5%
- Avg. per client
- $1.05M
Total
- Clients
- 354
- Regulatory AUM
- $106M
- AUM share
- 100%
- Avg. per client
- $301K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Mediate Financial Investment Advisory Services charges 1.45% a year for its Portfolio management services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Hourly planning at $150 an hour with a $300 minimum and $20,000 maximum; comprehensive planning is a fixed fee of $1,200.
It has 3 employees.
Leadership
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 insurance agents
Besides its headquarters, Mediate Financial Investment Advisory Services has 0 offices, with 1 listed address in 1 state.
Ohio · 1 listed address
- 6674 Tippecanoe RD, Suite 6, CanfieldHQ
Contact and registration details
- Legal name
- Mediate Financial Investment Advisory Services, LLC
- Headquarters
- 6674 Tippecanoe RD, Suite 6, Canfield, OH 44406
- Website
- Not reported
- Phone
- 330-702-3556
- SEC file
- 801-136984
- Structure
- Ohio LLC
- Fiscal year end
- December
Mediate Financial Investment Advisory Services has custody of $17.2M for 98 clients.
At year end, Mediate Financial Investment Advisory Services’ separately managed accounts were mostly in stocks (72%) and bonds (15%).
What the accounts hold
- Stocks72%
- Bonds15%
- U.S. government and agency bonds7%
- Sovereign bonds4%
- Investment grade corporate bonds4%
- Cash13%
How many clients does Mediate Financial Investment Advisory Services have?
Mediate Financial Investment Advisory Services has 354 clients and manages $106 million for them, as of August 2026. They include 309 individual clients and 45 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 August 2026
What services does Mediate Financial Investment Advisory Services offer?
Mediate Financial Investment Advisory Services provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Mediate Financial Investment Advisory Services charge?
Mediate Financial Investment Advisory Services charges 1.45% a year for its Portfolio management services. The fee is billed in arrears and is negotiable.
How many financial advisors does Mediate Financial Investment Advisory Services have?
Mediate Financial Investment Advisory Services has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Mediate Financial Investment Advisory Services invest in?
At the end of its last fiscal year, Mediate Financial Investment Advisory Services’ separately managed accounts held 72% exchange-traded equities, 13% cash and equivalents, 7% U.S. government and agency bonds, 4% sovereign bonds and 4% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
How does Mediate Financial Investment Advisory Services get paid?
Mediate Financial Investment Advisory Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Mediate Financial Investment Advisory Services?
Mediate Financial Investment Advisory Services’ main office is at 6674 Tippecanoe RD, Suite 6, Canfield, OH 44406. Its phone number is 330-702-3556.