{"url":"https://nivawealth.com/firms/mediate-financial-investment-advisory-services-158134","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158134","regulatoryAum":106407368,"crd":"158134","secFileNumber":"801-136984","legalName":"Mediate Financial Investment Advisory Services, LLC","displayName":"Mediate Financial Investment Advisory Services","slug":"mediate-financial-investment-advisory-services-158134","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"6674 Tippecanoe RD, Suite 6","city":"Canfield","state":"OH","stateName":"Ohio","country":"United States","postalCode":"44406"},"tradeNames":[],"registration":{"secApproved":"21 August 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":300585.78531073447,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":106407368,"discretionary":106407368,"discretionaryAccounts":733,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":309,"regulatoryAum":59003989},{"label":"High-net-worth individuals","clients":45,"regulatoryAum":47403379}],"feePrograms":[{"role":"main","program":"Portfolio management services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061535","versionId":1061535,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-10-19","documentName":"ADV PART 2A","fee_rate_low":1.45,"fee_rate_high":1.45,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Hourly planning at $150 an hour with a $300 minimum and $20,000 maximum; comprehensive planning is a fixed fee of $1,200.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061535","versionId":1061535,"submittedOn":"2026-10-19","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:22:07.209873+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061535","versionId":1061535,"submittedOn":"2026-10-19"}]},"custodians":[],"custodyNote":"Mediate Financial Investment Advisory Services has custody of $17.2M for 98 clients.","otherCustodians":[],"leadership":[],"ownership":[],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"6674 Tippecanoe RD, Suite 6","city":"Canfield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"330-702-3556","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":72},{"label":"U.S. government/agency bonds","percent":7},{"label":"Sovereign bonds","percent":4},{"label":"Investment grade corporate bonds","percent":4},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"11 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158134/PDF/158134.pdf","brochureDate":"19 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1061535","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Mediate Financial Investment Advisory Services have?","answer":"Mediate Financial Investment Advisory Services has 354 clients and manages $106 million for them, as of August 2026. They include 309 individual clients and 45 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mediate Financial Investment Advisory Services offer?","answer":"Mediate Financial Investment Advisory Services provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Mediate Financial Investment Advisory Services charge?","answer":"Mediate Financial Investment Advisory Services charges 1.45% a year for its Portfolio management services. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A, filed 19 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Mediate Financial Investment Advisory Services have?","answer":"Mediate Financial Investment Advisory Services has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mediate Financial Investment Advisory Services invest in?","answer":"At the end of its last fiscal year, Mediate Financial Investment Advisory Services’ separately managed accounts held 72% exchange-traded equities, 13% cash and equivalents, 7% U.S. government and agency bonds, 4% sovereign bonds and 4% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Mediate Financial Investment Advisory Services get paid?","answer":"Mediate Financial Investment Advisory Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Mediate Financial Investment Advisory Services?","answer":"Mediate Financial Investment Advisory Services’ main office is at 6674 Tippecanoe RD, Suite 6, Canfield, OH 44406. Its phone number is 330-702-3556.","source":"Form ADV Part 1A, Item 1.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}