McRae Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
McRae Capital Management reports 820 clients. They include 736 high-net-worth individuals, 56 pension and profit-sharing plans, and 20 charitable organizations. Of its assets, 100.0% ($795M across 820 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 90% | 85% |
| Pension and profit-sharing plans | 7% | 6% |
| Charitable organizations | 2% | 9% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 736 | $675M | 85.0% | $918K |
| Pension and profit-sharing plans | 56 | $47.3M | 6.0% | $845K |
| Charitable organizations | 20 | $67.8M | 8.5% | $3.39M |
| Corporations and other businesses | 8 | $4.41M | 0.6% | $552K |
| Total | 820 | $795M | 100% | $970K |
- Clients
- 736
- Regulatory AUM
- $675M
- AUM share
- 85.0%
- Avg. per client
- $918K
- Clients
- 56
- Regulatory AUM
- $47.3M
- AUM share
- 6.0%
- Avg. per client
- $845K
- Clients
- 20
- Regulatory AUM
- $67.8M
- AUM share
- 8.5%
- Avg. per client
- $3.39M
- Clients
- 8
- Regulatory AUM
- $4.41M
- AUM share
- 0.6%
- Avg. per client
- $552K
Total
- Clients
- 820
- Regulatory AUM
- $795M
- AUM share
- 100%
- Avg. per client
- $970K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
McRae Capital Management charges 0.50%–1.00% a year for its Advisory fee schedule. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$3M | 1.00% |
| $3M–$5M | 0.75% |
| $5M and above | 0.50% |
Fee details and sources
Roderick McRae III owns 50% to 75% of McRae Capital Management. The leadership team of McRae Capital Management includes President Heather Nemeth and Chief Compliance Officer Roderick McRae III. It has 8 employees, 5 of them in advisory roles.
Leadership
- Heather NemethVice President
Roderick McRae IIIManaging Partner/Chief Compliance Officer- Peter McRaeManaging Partner
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 5 in advisory functions
- Owns 50% to 75% of McRae Capital Management Inc.
Roderick McRae III
Control person · since January 1997
- Owns 50% to 75% of McRae Capital Management Inc.
Peter McRae
Control person · since March 2004
McRae Capital Management’s regulatory assets grew from $562M (March 2021) to $795M (September 2026); clients rose from 746 to 820 and employees were 8 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $795M | 820 | 8 | 1 |
| March 2025 | $816M | 839 | 8 | 1 |
| March 2024 | $702M | 818 | 7 | 1 |
| March 2023 | $585M | 785 | 7 | 1 |
| March 2022 | $668M | 777 | 8 | 1 |
| March 2021 | $562M | 746 | 8 | 1 |
Besides its headquarters, McRae Capital Management has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 230 Madison Avenue, MorristownHQ
Contact and registration details
- Legal name
- McRae Capital Management Inc.
- Headquarters
- 230 Madison Avenue, Morristown, NJ 07960
- Website
- mcraecapital.com
- Phone
- 973-387-1080
- @mcrae-capital- management
- SEC file
- 801-15717
- Founded
- 1981
- Structure
- New Jersey corporation
- Fiscal year end
- December
McRae Capital Management uses Fidelity ($748M) as custodian for its separately managed accounts. McRae Capital Management does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $748M100%
At year end, McRae Capital Management’s separately managed accounts were mostly in stocks (64%) and bonds (24%). Its reported 13F holdings for the quarter ended 30 June 2026 total $508M across 113 positions; the largest are Williams Sonoma Inc. (5.0%), Keysight Technologies Inc. (4.9%) and Microsoft Corp. (4.5%).
What the accounts hold
- Stocks64%
- Funds4%
- Bonds24%
- Investment grade corporate bonds12%
- U.S. government and agency bonds11%
- State and local bonds1%
- Cash8%
Reported 13F holdings
- $508M
- Reported 13F value
- 113
- Positions
- 39.5%
- In the 10 largest
- +5.4%
- Value vs. prior quarter
- Williams Sonoma Inc.5.0%
- Keysight Technologies Inc.4.9%
- Microsoft Corp.4.5%
- Labcorp Holdings Inc. · Com Shs4.5%
- Quanta Svcs Inc.3.5%
- Snap ON Inc.3.5%
- Lowes Cos Inc.3.5%
- Nasdaq Inc.3.4%
- Alphabet Inc. · Cap Stk CL A3.4%
- United Rentals Inc.3.4%
Together, the ten largest are 39.5% of reported value.
How many clients does McRae Capital Management have?
McRae Capital Management has 820 clients and manages $795 million for them, as of September 2026. They include 736 high-net-worth individuals, 56 pension and profit-sharing plans, and 20 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026
What services does McRae Capital Management offer?
McRae Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does McRae Capital Management charge?
McRae Capital Management charges 0.50%–1.00% a year for its Advisory fee schedule. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does McRae Capital Management use?
McRae Capital Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $748M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 September 2026
How many financial advisors does McRae Capital Management have?
McRae Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does McRae Capital Management invest in?
At the end of its last fiscal year, McRae Capital Management’s separately managed accounts held 64% exchange-traded equities, 12% investment grade corporate bonds, 11% U.S. government and agency bonds, 8% cash and equivalents, 4% registered funds (mutual funds, ETFs, BDCs) and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns McRae Capital Management?
McRae Capital Management’s direct owners are Roderick McRae III (50% to 75%) and Peter McRae (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 21 September 2026
How does McRae Capital Management get paid?
McRae Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is McRae Capital Management registered with the SEC?
Yes, McRae Capital Management has been registered with the SEC as an investment adviser since 8 January 1981. Its CRD number is 104567 and its SEC file number is 801-15717.
Source: Form ADV Part 1A, Item 1, filed 21 September 2026; IAPD firm record
How do I contact McRae Capital Management?
McRae Capital Management’s main office is at 230 Madison Avenue, Morristown, NJ 07960. Its phone number is 973-387-1080. Its website is mcraecapital.com.