Roderick McRae III has been Managing Partner/Chief Compliance Officer of McRae Capital Management since January 1997, is a control person of the firm and directly owns between 50% and 75% of it. Roderick McRae III holds a Masters in Business Administration from Duke University (Fuqua School of Business). Roderick McRae III studied at Brown University.
McRae Capital Management Inc. is a Morristown, NJ firm with $795M under management, 820 clients and 5 advisers in one office, as of its September 2026 filing.
Roderick McRae, III is Managing Partner of McRae Capital Management. Before joining the firm, McRae worked at Morgan Stanley in New York, where McRae was responsible for large institutional accounts including mutual funds, pension funds and insurance companies in the New Jersey and Connecticut area. McRae began his career trading fixed income derivatives for the Bank of New York.
- – present · 24 yearsMorristown, NJ · Adviser representative · Firm CRD 104567
Investment adviser representative registrations
Roderick McRae III is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2002; the most recent is Texas, in July 2009.
- New JerseySince 11 June 2002
- TexasResidentSince 24 July 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 1 November 1993 |
| Series 3 | National Commodity Futures Examination | 25 October 1993 |
| Series 7 | General Securities Representative Examination | 11 October 1993 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
- CRD
- 2380531
- Firm
- McRae Capital Management · CRD 104567
- Role
- Managing Partner/Chief Compliance Officer
- Office
- 230 MADISON AVENUE, Morristown, NJ 07960
- Registration
- Investment adviser registration
- In the industry since
- June 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mcraecapital.com
Where does Roderick McRae III work?
Roderick McRae III has been Managing Partner/Chief Compliance Officer of McRae Capital Management Inc. since January 1997, and is a control person of the firm.
Is Roderick McRae III a financial advisor?
Yes. Roderick McRae III has a current investment-adviser registration in New Jersey and Texas, through McRae Capital Management since June 2002.
How many years of experience does Roderick McRae III have?
Roderick McRae III has 24 years in the financial industry, since June 2002, across 1 adviser firm.
What exams has Roderick McRae III passed?
Roderick McRae III has passed 3 licensing exams: the Series 7, Series 3 and Series 63. The earliest, the Series 7, was passed in October 1993.
Where is Roderick McRae III based?
Roderick McRae III’s registered office is in Morristown, NJ.
Is Roderick McRae III registered with FINRA?
No. Roderick McRae III has no current broker registration.
How can I verify Roderick McRae III’s record?
Search CRD 2380531 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roderick McRae III’s full registration record.