Matthias Private Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
Matthias Private Wealth reports 46 clients. They include 33 high-net-worth individuals, 10 individual clients, and 2 corporations and other businesses. Of its assets, 81.5% ($198M across 358 accounts) are managed with discretion; $44.9M across 68 accounts are not. Of its clients, 2% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 22% | 3% |
| High-net-worth individuals | 72% | 95% |
| Charitable organizations | 2% | <1% |
| Corporations and other businesses | 4% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 10 | $7.31M | 3.0% | $731K |
| High-net-worth individuals | 33 | $232M | 95.4% | $7.02M |
| Charitable organizations | Fewer than 5 | $1.14M | 0.5% | $1.14M |
| Corporations and other businesses | Fewer than 5 | $2.71M | 1.1% | $1.36M |
| Total | 46 | $243M | 100% | — |
- Clients
- 10
- Regulatory AUM
- $7.31M
- AUM share
- 3.0%
- Avg. per client
- $731K
- Clients
- 33
- Regulatory AUM
- $232M
- AUM share
- 95.4%
- Avg. per client
- $7.02M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.14M
- AUM share
- 0.5%
- Avg. per client
- $1.14M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.71M
- AUM share
- 1.1%
- Avg. per client
- $1.36M
Total
- Clients
- 46
- Regulatory AUM
- $243M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Matthias Private Wealth is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 5 other services, listed under fee details.
Fee details and sources
Other fees
- Bill pay services
- Bill pay is provided under a separate agreement for an additional fee, often quarterly in advance as a flat fee or a percentage of assets under management.
- Bookkeeping services
- Bookkeeping is provided under a separate agreement for an additional fee, often quarterly in advance as a flat fee or a percentage of assets under management.
- Consulting services
- Consulting services are provided under separate agreements for an additional fee; no rate is stated.
- Financial planning
- Financial, estate and charitable planning are included in portfolio management fees up to three hours a year; beyond that, hourly fees are negotiated with each client.
- Tax planning and preparation
- Tax services are provided under separate agreements for an additional fee; no rate is stated.
Richard Matthias owns 75% or more of Matthias Private Wealth. The leadership team of Matthias Private Wealth includes Chief Operating Officer Catherine Matthias and Chief Compliance Officer Richard Matthias. It has 12 employees, 2 of them in advisory roles.
Leadership
Catherine MatthiasChief Operating Officer
Richard MatthiasChief Compliance Officer- Richard MatthiasPrincipal
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 12 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Matthias Private Wealth, LLC
Richard Matthias
Control person · since August 2017
- Owns 50% to 75% of Matthias Private Wealth, LLC
Catherine Matthias
Control person · since August 2017
Matthias Private Wealth’s regulatory assets grew 1.7× from $142M (June 2021) to $243M (March 2026); clients were 46 in both filings and employees rose from 9 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $243M | 46 | 12 | 1 |
| Apr 2025April 2025 | $248M | 51 | 8 | 1 |
| Mar 2024March 2024 | $196M | 46 | 10 | 1 |
| Mar 2023March 2023 | $169M | 43 | 10 | 1 |
| Mar 2022March 2022 | $166M | 46 | 10 | 1 |
| Jun 2021June 2021 | $142M | 46 | 9 | 1 |
Besides its headquarters, Matthias Private Wealth has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 700 West Morse Boulevard, Suite 201, Winter ParkHQ
Contact and registration details
- Legal name
- Matthias Private Wealth, LLC
- Headquarters
- 700 West Morse Boulevard, Suite 201, Winter Park, FL 32789
- Website
- matthiaspw.com
- Phone
- 407-691-3300
- @matthias-private-wealth
- SEC file
- 801-111904
- Structure
- Florida LLC
- Fiscal year end
- December
Matthias Private Wealth’s named custodian for separately managed accounts is Charles Schwab ($195M). Matthias Private Wealth has custody of $8.19M for 27 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $195M100%
At year end, Matthias Private Wealth’s separately managed accounts were mostly in stocks (62%) and funds (23%).
What the accounts hold
- Stocks62%
- Exchange-traded equities49%
- Non-exchange-traded equities13%
- Funds23%
- Registered funds18%
- Pooled vehicles5%
- Bonds5%
- State and local bonds2%
- Investment grade corporate bonds2%
- U.S. government and agency bonds1%
- Cash8%
- Other2%
- Real estate property2%
How many clients does Matthias Private Wealth have?
Matthias Private Wealth has 46 clients and manages $243 million for them, as of March 2026. They include 33 high-net-worth individuals, 10 individual clients, and 2 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Matthias Private Wealth offer?
Matthias Private Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Matthias Private Wealth use?
Matthias Private Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $195M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Matthias Private Wealth have?
Matthias Private Wealth has 2 investment adviser representatives registered with state securities authorities, out of 12 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Matthias Private Wealth invest in?
At the end of its last fiscal year, Matthias Private Wealth’s separately managed accounts held 49% exchange-traded equities, 18% registered funds (mutual funds, ETFs, BDCs), 13% non-exchange-traded equities, 8% cash and equivalents, 5% pooled vehicles (private funds and similar), 2% state and local bonds, 2% investment grade corporate bonds, 2% other and 1% U.S. government and agency bonds. The 2% other category is described as: Real Estate Property.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Matthias Private Wealth?
Matthias Private Wealth’s direct owners are Richard Matthias (75% or more) and Catherine Matthias (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Matthias Private Wealth get paid?
Matthias Private Wealth is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Matthias Private Wealth?
Matthias Private Wealth’s main office is at 700 West Morse Boulevard, Suite 201, Winter Park, FL 32789. Its phone number is 407-691-3300. Its website is matthiaspw.com.