{"url":"https://nivawealth.com/firms/matthias-private-wealth-289761","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289761","regulatoryAum":242839136,"crd":"289761","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5977801","suffix":null,"lastName":"ELLSESSER","firstName":"JUSTIN","middleName":"JAMES"},{"crd":"6852492","suffix":null,"lastName":"MATTHIAS","firstName":"RICHARD","middleName":"RUSSELL"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-03","regulatoryAum":141837747,"clients":46,"employees":9,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":165575197,"clients":46,"employees":10,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":168960792,"clients":43,"employees":10,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":196321547,"clients":46,"employees":10,"offices":1},{"filedOn":"2025-04-01","regulatoryAum":247560609,"clients":51,"employees":8,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":242839136,"clients":46,"employees":12,"offices":1}],"secFileNumber":"801-111904","legalName":"Matthias Private Wealth, LLC","displayName":"Matthias Private Wealth","slug":"matthias-private-wealth-289761","website":"https://matthiaspw.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/matthias-private-wealth","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"700 West Morse Boulevard, Suite 201","city":"Winter Park","state":"FL","stateName":"Florida","country":"United States","postalCode":"32789"},"tradeNames":[],"registration":{"secApproved":"25 October 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":5557870.837209302,"staff":{"employees":12,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":242839136,"discretionary":197941913,"discretionaryAccounts":358,"nonDiscretionary":44897223,"nonDiscretionaryAccounts":68,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":10,"regulatoryAum":7309220},{"label":"High-net-worth individuals","clients":33,"regulatoryAum":231679226},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":1135851},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":2714839}],"feePrograms":[{"role":"other","program":"Bill pay services","summary":"Bill pay is provided under a separate agreement for an additional fee, often quarterly in advance as a flat fee or a percentage of assets under management.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028596","versionId":1028596,"submittedOn":"2026-03-27","documentName":"MATTHIAS PRIVATE WEALTH, LLC BROCHURE"},{"role":"other","program":"Bookkeeping services","summary":"Bookkeeping is provided under a separate agreement for an additional fee, often quarterly in advance as a flat fee or a percentage of assets under management.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028596","versionId":1028596,"submittedOn":"2026-03-27","documentName":"MATTHIAS PRIVATE WEALTH, LLC BROCHURE"},{"role":"other","program":"Consulting services","summary":"Consulting services are provided under separate agreements for an additional fee; no rate is stated.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028596","versionId":1028596,"submittedOn":"2026-03-27","documentName":"MATTHIAS PRIVATE WEALTH, LLC BROCHURE"},{"role":"other","program":"Financial planning","summary":"Financial, estate and charitable planning are included in portfolio management fees up to three hours a year; beyond that, hourly fees are negotiated with each client.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028596","versionId":1028596,"submittedOn":"2026-03-27","documentName":"MATTHIAS PRIVATE WEALTH, LLC BROCHURE"},{"role":"other","program":"Tax planning and preparation","summary":"Tax services are provided under separate agreements for an additional fee; no rate is stated.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028596","versionId":1028596,"submittedOn":"2026-03-27","documentName":"MATTHIAS PRIVATE WEALTH, LLC BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:52:42.124195+00:00","documents":[{"name":"MATTHIAS PRIVATE WEALTH, LLC BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028596","versionId":1028596,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":194950588}],"custodyNote":"Matthias Private Wealth has custody of $8.19M in client assets for 27 clients.","otherCustodians":[],"leadership":[{"name":"Catherine Matthias","title":"Chief Operating Officer","crd":"7185120"},{"name":"Richard Matthias","title":"Chief Compliance Officer","crd":"6852492"},{"name":"Richard Matthias","title":"Principal","crd":"6852492"}],"ownership":[{"label":"Richard Matthias","detail":"Principal in the 75% or more ownership band and a control person, since August 2017. Also chief compliance officer in the 50% to 75% ownership band and a control person, since March 2025."},{"label":"Catherine Matthias","detail":"Chief operating officer in the 50% to 75% ownership band and a control person, since August 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"700 West Morse Boulevard, Suite 201","city":"Winter Park","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"407-691-3300","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":49},{"label":"Non-exchange-traded equity securities","percent":13},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":18},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":5},{"label":"Cash and cash equivalents","percent":8},{"label":"Other","percent":2,"detail":"Real Estate Property"}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289761/PDF/289761.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028596","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Matthias Private Wealth have?","answer":"Matthias Private Wealth has 46 clients and manages $243 million for them, as of March 2026. They include 33 high-net-worth individuals, 10 individual clients, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Matthias Private Wealth offer?","answer":"Matthias Private Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Matthias Private Wealth use?","answer":"Matthias Private Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $195M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Matthias Private Wealth have?","answer":"Matthias Private Wealth has 2 investment adviser representatives registered with state securities authorities, out of 12 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Matthias Private Wealth invest in?","answer":"At the end of its last fiscal year, Matthias Private Wealth’s separately managed accounts held 49% exchange-traded equities, 18% registered funds (mutual funds, ETFs, BDCs), 13% non-exchange-traded equities, 8% cash and equivalents, 5% pooled vehicles (private funds and similar), 2% state and local bonds, 2% investment grade corporate bonds, 2% other and 1% U.S. government and agency bonds. The 2% other category is described as: Real Estate Property.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Matthias Private Wealth?","answer":"Matthias Private Wealth’s direct owners are Richard Matthias (75% or more) and Catherine Matthias (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Matthias Private Wealth get paid?","answer":"Matthias Private Wealth is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Matthias Private Wealth?","answer":"Matthias Private Wealth’s main office is at 700 West Morse Boulevard, Suite 201, Winter Park, FL 32789. Its phone number is 407-691-3300. Its website is matthiaspw.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}