Martin D. Parlato & Associates provides financial planning and portfolio management for individuals and small businesses.
Martin D. Parlato & Associates reports 182 clients. They include 134 individual clients and 48 high-net-worth individuals. Of its assets, 100.0% ($285M across 496 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 42% |
| High-net-worth individuals | 26% | 58% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 134 | $118M | 41.5% | $882K |
| High-net-worth individuals | 48 | $166M | 58.5% | $3.47M |
| Total | 182 | $285M | 100% | $1.56M |
- Clients
- 134
- Regulatory AUM
- $118M
- AUM share
- 41.5%
- Avg. per client
- $882K
- Clients
- 48
- Regulatory AUM
- $166M
- AUM share
- 58.5%
- Avg. per client
- $3.47M
Total
- Clients
- 182
- Regulatory AUM
- $285M
- AUM share
- 100%
- Avg. per client
- $1.56M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Martin D. Parlato & Associates charges up to 2.00% for its Investment Management Services. The brochure does not state whether the rate is annual. The fee is billed in advance, is negotiable and has a $1,000 annual minimum.
Fee details and sources
Martin Parlato owns 75% or more of Martin D. Parlato & Associates. The leadership team of Martin D. Parlato & Associates includes President Martin Parlato. It has 1 employee.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- 1 insurance agent
- Owns 75% or more of Martin D. Parlato & Associates, Inc.
Martin Parlato
Control person · since October 2012
Martin D. Parlato & Associates’ regulatory assets grew 2.6× from $108M (March 2021) to $285M (March 2026); clients were 182 in both filings and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $285M | 182 | 1 | 1 |
| Mar 2025March 2025 | $212M | 182 | 1 | 6 |
| Mar 2024March 2024 | $139M | 152 | 1 | 6 |
| Mar 2023March 2023 | $96.6M | 140 | 1 | 6 |
| Apr 2022April 2022 | $125M | 169 | 1 | 6 |
| Mar 2021March 2021 | $108M | 180 | 1 | 5 |
Besides its headquarters, Martin D. Parlato & Associates has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 90 Fort Wade RD, Ponte VedraHQ
Contact and registration details
- Legal name
- Martin D. Parlato & Associates, Inc.
- Headquarters
- 90 Fort Wade RD, Ponte Vedra, FL 32081
- Website
- lighthouseretirement.com
- Phone
- 772-299-7169
- SEC file
- 801-120237
- Founded
- 2008
- Structure
- Florida corporation
- Fiscal year end
- December
Martin D. Parlato & Associates’ named custodians for separately managed accounts are Interactive Brokers ($148M, 55%) and Charles Schwab ($120M, 45%). Martin D. Parlato & Associates does not have custody of client assets.
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $148M55%
- Charles SchwabCharles Schwab & Co., Inc. · Orlando, FL · $120M45%
At year end, Martin D. Parlato & Associates’ separately managed accounts were mostly in stocks (93%).
What the accounts hold
- Stocks93%
- Funds1%
- Bonds1%
- Cash2%
- Other6%
- Investment sleeves (available via annuity products) managed in the same style and by the same issuers who provide mutual funds but that aren't technically a registered investment company5%
- Derivatives1%
How many clients does Martin D. Parlato & Associates have?
Martin D. Parlato & Associates has 182 clients and manages $285 million for them, as of March 2026. They include 134 individual clients and 48 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026
What services does Martin D. Parlato & Associates offer?
Martin D. Parlato & Associates provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Martin D. Parlato & Associates charge?
Martin D. Parlato & Associates charges up to 2.00% for its Investment Management Services. The brochure does not state whether the rate is annual. The fee is billed in advance, is negotiable and has a $1,000 annual minimum.
Which custodians does Martin D. Parlato & Associates use?
Martin D. Parlato & Associates’ separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $148M and Charles Schwab & Co., Inc. (Orlando, FL), with $120M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026
How many financial advisors does Martin D. Parlato & Associates have?
Martin D. Parlato & Associates has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Martin D. Parlato & Associates invest in?
At the end of its last fiscal year, Martin D. Parlato & Associates’ separately managed accounts held 93% exchange-traded equities, 5% other, 2% cash and equivalents, 1% U.S. government and agency bonds, 1% derivatives and 1% registered funds (mutual funds, ETFs, BDCs). The 5% other category is described as: Investment Sleeves (Available Via Annuity Products) Managed in the Same Style and by the Same Issuers Who Provide Mutual Funds But That Aren'T Technically A Registered Investment Company.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Martin D. Parlato & Associates?
Martin D. Parlato & Associates’ direct owner is Martin Parlato (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 March 2026
How does Martin D. Parlato & Associates get paid?
Martin D. Parlato & Associates is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Martin D. Parlato & Associates?
Martin D. Parlato & Associates’ main office is at 90 Fort Wade RD, Ponte Vedra, FL 32081. Its phone number is 772-299-7169. Its website is lighthouseretirement.com.