Marsh Wealth Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars. Financial planning was provided to 1–10 clients last fiscal year.
Marsh Wealth Management reports 181 clients. They include 132 individual clients and 49 high-net-worth individuals. Of its assets, 99.8% ($182M across 564 accounts) are managed with discretion; $448K across 1 account is not. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 32% |
| High-net-worth individuals | 27% | 68% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 132 | $58.4M | 32.1% | $443K |
| High-net-worth individuals | 49 | $123M | 67.5% | $2.51M |
| Pension and profit-sharing plans | Fewer than 5 | $736K | 0.4% | — |
| Charitable organizations | Fewer than 5 | $309 | 0.0% | — |
| Total | 181 | $182M | 100% | — |
- Clients
- 132
- Regulatory AUM
- $58.4M
- AUM share
- 32.1%
- Avg. per client
- $443K
- Clients
- 49
- Regulatory AUM
- $123M
- AUM share
- 67.5%
- Avg. per client
- $2.51M
- Clients
- Fewer than 5
- Regulatory AUM
- $736K
- AUM share
- 0.4%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $309
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 181
- Regulatory AUM
- $182M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Marsh Wealth Management is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- 401K CoPilot Service
- Annual asset-based fee with a maximum of 2.00%, negotiable with the client.
- 401K EZInvest Service
- Recurring monthly fee of $125 per account, or an asset-based fee of 0.35% a year, negotiable.
- Financial Planning
- Negotiated fixed fee of $450 to $4,000 per plan depending on complexity, 50% charged in advance.
Yvonne Marsh owns 50% to 75% of Marsh Wealth Management. The leadership team of Marsh Wealth Management includes Chief Compliance Officer Michael Marsh. It has 6 employees, 3 of them in advisory roles.
Leadership
Michael MarshMember/Chief Compliance Officer
Yvonne MarshManaging Member
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Marsh Wealth Management, LLC
Yvonne Marsh
Control person · since November 2015
- Owns 50% to 75% of Marsh Wealth Management, LLC
Michael Marsh
Control person · since November 2015
Marsh Wealth Management’s regulatory assets grew from $139M (June 2024) to $182M (March 2026); clients were 181 in both filings and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $182M | 181 | 6 | 1 |
| April 2025 | $168M | 183 | 6 | 1 |
| June 2024 | $139M | 176 | 6 | 1 |
Besides its headquarters, Marsh Wealth Management has 0 offices, with 1 listed address in Tennessee.
Tennessee · 1 listed address
- 504 Ebenezer Road, KnoxvilleHQ
Contact and registration details
- Legal name
- Marsh Wealth Management, LLC
- Headquarters
- 504 Ebenezer Road, Knoxville, TN 37923
- Website
- marshwealth.com
- Phone
- 865-622-2162
- SEC file
- 801-130732
- Structure
- Tennessee LLC
- Fiscal year end
- December
Marsh Wealth Management uses Charles Schwab ($160M, 90%) and Wells Fargo Clearing Services ($16.9M, 10%) as custodians for its separately managed accounts. Marsh Wealth Management has custody of $23.6M in client assets for 74 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $160M90%
- Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · Gainesville, FL · $16.9M10%
At year end, Marsh Wealth Management’s separately managed accounts were mostly in funds (93%).
What the accounts hold
- Stocks4%
- Funds93%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash1%
How many clients does Marsh Wealth Management have?
Marsh Wealth Management has 181 clients and manages $182 million for them, as of March 2026. They include 132 individual clients and 49 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026
What services does Marsh Wealth Management offer?
Marsh Wealth Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Marsh Wealth Management use?
Marsh Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $160M and Wells Fargo Clearing Services, LLC (Gainesville, FL), with $16.9M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026
How many financial advisors does Marsh Wealth Management have?
Marsh Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Marsh Wealth Management invest in?
At the end of its last fiscal year, Marsh Wealth Management’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities, 1% state and local bonds, 1% investment grade corporate bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Marsh Wealth Management?
Marsh Wealth Management’s direct owners are Yvonne Marsh (50% to 75%) and Michael Marsh (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 3 March 2026
How does Marsh Wealth Management get paid?
Marsh Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Marsh Wealth Management?
Marsh Wealth Management’s main office is at 504 Ebenezer Road, Knoxville, TN 37923. Its phone number is 865-622-2162. Its website is marshwealth.com.