{"url":"https://nivawealth.com/firms/marsh-wealth-management-282111","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282111","regulatoryAum":182304196,"crd":"282111","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2223102","suffix":null,"lastName":"LOOS","firstName":"JEFFREY","middleName":"ALAN"},{"crd":"6615784","suffix":null,"lastName":"Marsh","firstName":"Michael","middleName":"Burns"},{"crd":"4227208","suffix":null,"lastName":"MARSH","firstName":"YVONNE","middleName":"M"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-21","regulatoryAum":138530913,"clients":176,"employees":6,"offices":1},{"filedOn":"2025-04-30","regulatoryAum":168423277,"clients":183,"employees":6,"offices":1},{"filedOn":"2026-03-03","regulatoryAum":182304196,"clients":181,"employees":6,"offices":1}],"secFileNumber":"801-130732","legalName":"Marsh Wealth 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client.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013904","versionId":1013904,"submittedOn":"2026-03-03","documentName":"ADV PART 2A-MARSH WEALTH MANAGEMENT, LLC"},{"role":"other","program":"401K EZInvest Service","summary":"Recurring monthly fee of $125 per account, or an asset-based fee of 0.35% a year, negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013904","versionId":1013904,"submittedOn":"2026-03-03","documentName":"ADV PART 2A-MARSH WEALTH MANAGEMENT, LLC"},{"role":"other","program":"Financial Planning","summary":"Negotiated fixed fee of $450 to $4,000 per plan depending on complexity, 50% charged in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013904","versionId":1013904,"submittedOn":"2026-03-03","documentName":"ADV PART 2A-MARSH WEALTH MANAGEMENT, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:19:55.875317+00:00","documents":[{"name":"ADV PART 2A-MARSH WEALTH MANAGEMENT, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013904","versionId":1013904,"submittedOn":"2026-03-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":159534617},{"name":"Wells Fargo Clearing Services, LLC","shortName":"Wells Fargo Clearing Services","location":"Gainesville, FL","smaAssets":16882786}],"custodyNote":"Marsh Wealth Management has custody of $23.6M in client assets for 74 clients.","otherCustodians":[],"leadership":[{"name":"Michael Marsh","title":"Member/Chief Compliance Officer","crd":"6615784"},{"name":"Yvonne Marsh","title":"Managing Member","crd":"4227208"}],"ownership":[{"label":"Yvonne Marsh","detail":"Managing member in the 50% to 75% ownership band and a control person, since November 2015."},{"label":"Michael Marsh","detail":"Member/chief compliance officer in the 50% to 75% ownership band and a control person, since November 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"504 Ebenezer Road","city":"Knoxville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"865-622-2162","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"3 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282111/PDF/282111.pdf","brochureDate":"3 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1013904","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Marsh Wealth Management have?","answer":"Marsh Wealth Management has 181 clients and manages $182 million for them, as of March 2026. They include 132 individual clients and 49 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Marsh Wealth Management offer?","answer":"Marsh Wealth Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Marsh Wealth Management use?","answer":"Marsh Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $160M and Wells Fargo Clearing Services, LLC (Gainesville, FL), with $16.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Marsh Wealth Management have?","answer":"Marsh Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Marsh Wealth Management invest in?","answer":"At the end of its last fiscal year, Marsh Wealth Management’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities, 1% state and local bonds, 1% investment grade corporate bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Marsh Wealth Management?","answer":"Marsh Wealth Management’s direct owners are Yvonne Marsh (50% to 75%) and Michael Marsh (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Marsh Wealth Management get paid?","answer":"Marsh Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Marsh Wealth Management?","answer":"Marsh Wealth Management’s main office is at 504 Ebenezer Road, Knoxville, TN 37923. Its phone number is 865-622-2162. Its website is marshwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}