Marchand Faries Financial Management provides portfolio management for individuals and small businesses.
Marchand Faries Financial Management reports 90 clients. They include 48 individual clients and 42 high-net-worth individuals. Of its assets, 100.0% ($139M across 223 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 53% | 25% |
| High-net-worth individuals | 47% | 75% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 48 | $34.2M | 24.7% | $713K |
| High-net-worth individuals | 42 | $104M | 75.3% | $2.49M |
| Total | 90 | $139M | 100% | $1.54M |
- Clients
- 48
- Regulatory AUM
- $34.2M
- AUM share
- 24.7%
- Avg. per client
- $713K
- Clients
- 42
- Regulatory AUM
- $104M
- AUM share
- 75.3%
- Avg. per client
- $2.49M
Total
- Clients
- 90
- Regulatory AUM
- $139M
- AUM share
- 100%
- Avg. per client
- $1.54M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Marchand Faries Financial Management charges 0.25%–0.75% a year for its Portfolio Management Fees. The fee is billed in arrears and has a $750 annual minimum.
Fee details and sources
Jane Marchand owns 50% to 75% of Marchand Faries Financial Management. The leadership team of Marchand Faries Financial Management includes President Stephen Faries and Chief Compliance Officer Jane Marchand. It has 4 employees.
Leadership
Stephen FariesVice President, Board Member
John FariesExecutive Vice President/Board Member
Jane MarchandPresident, Board Member, Chief Compliance Officer- Jennifer ShefflerVice President, Board Member, Director of Client Services
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Marchand Faries Financial Management, Inc.
Jane Marchand
Control person · since January 1996
- Owns 25% to 50% of Marchand Faries Financial Management, Inc.
Stephen Faries
Control person · since January 1996
- Owns 10% to 25% of Marchand Faries Financial Management, Inc.
John Faries
Control person · since October 2016
- Owns 10% to 25% of Marchand Faries Financial Management, Inc.
Jennifer Sheffler
Control person · since January 2020
Marchand Faries Financial Management’s regulatory assets grew from $124M (May 2021) to $139M (February 2026); clients were 90 in both filings and employees were 4 in both filings. In 2010, Wealth joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $139M | 90 | 4 | 3 |
| Feb 2025February 2025 | $131M | 90 | 4 | 3 |
| Feb 2024February 2024 | $120M | 91 | 4 | 3 |
| Feb 2023February 2023 | $109M | 86 | 4 | 3 |
| Feb 2022February 2022 | $125M | 82 | 4 | 3 |
| May 2021May 2021 | $124M | 91 | 4 | 3 |
Firms that joined
20101 joined
- WealthNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Marchand Faries Financial Management has 2 offices (2 private residences, listed without an address), with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Marchand Faries Financial Management, Inc.
- Headquarters
- Not reported
- Website
- mffm.com
- Phone
- 904-805-0207
- @marchand-faries-financial-mgmt
- SEC file
- 801-121512
- Structure
- Florida corporation
- Fiscal year end
- December
Marchand Faries Financial Management’s named custodian for separately managed accounts is Charles Schwab ($137M). Marchand Faries Financial Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $137M100%
At year end, Marchand Faries Financial Management’s separately managed accounts were mostly in funds (83%) and stocks (10%).
What the accounts hold
- Stocks10%
- Funds83%
- Cash5%
- Other2%
- Reits2%
How many clients does Marchand Faries Financial Management have?
Marchand Faries Financial Management has 90 clients and manages $139 million for them, as of February 2026. They include 48 individual clients and 42 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026
What services does Marchand Faries Financial Management offer?
Marchand Faries Financial Management provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Marchand Faries Financial Management charge?
Marchand Faries Financial Management charges 0.25%–0.75% a year for its Portfolio Management Fees. The fee is billed in arrears and has a $750 annual minimum.
Source: MARCHAND FARIES FINANCIAL MANAGEMENT INC ADV BROCHURE, filed 26 February 2026
Which custodians does Marchand Faries Financial Management use?
Marchand Faries Financial Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $137M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026
How many financial advisors does Marchand Faries Financial Management have?
Marchand Faries Financial Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Marchand Faries Financial Management invest in?
At the end of its last fiscal year, Marchand Faries Financial Management’s separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 5% cash and equivalents and 2% other. The 2% other category is described as: Reits.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Marchand Faries Financial Management?
Marchand Faries Financial Management’s direct owners are Stephen Faries (25% to 50%), Jane Marchand (50% to 75%), John Faries (10% to 25%) and Jennifer Sheffler (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 February 2026
How does Marchand Faries Financial Management get paid?
Marchand Faries Financial Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Marchand Faries Financial Management?
Its phone number is 904-805-0207. Its website is mffm.com.