John Faries has been Executive Vice President/Board Member of Marchand Faries Financial Management since October 2016, is a control person of the firm and directly owns between 10% and 25% of it. John Faries holds a BA from the University of Missouri and a Masters in Accountancy from the University of Missouri.
Marchand Faries Financial Management, Inc. is a firm with $139M under management, 90 clients and 4 advisers across 3 offices, as of its February 2026 filing.
John R. Faries II is Executive Vice President of Marchand Faries Financial Management, Inc. He is also Chief Financial Officer of Pivot Lending Group, a mortgage lender located in Littleton, Colorado. Previously, he was President & CEO of Columbine Federal Credit Union for nine years, and his career includes work as CFO/SVP of Finance for Aventa Credit Union and Vice President of Finance & Business Development at Space Age Federal Credit Union.
- – present · 9 yearsParker, CO · Adviser representative · Firm CRD 107813
Professional designations
Listed by Marchand Faries Financial Management
- Certified Public Accountant (CPA)
Investment adviser representative registrations
John Faries is registered as an investment adviser representative in 2 states. Each was approved in December 2016.
- ColoradoSince 16 December 2016
- FloridaSince 20 December 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 September 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- John Royal Faries
- CRD
- 5115108
- Firm
- Marchand Faries Financial Management · CRD 107813
- Role
- Executive Vice President/Board Member
- Office
- Parker, CO
- Registration
- Investment adviser registration
- In the industry since
- October 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mffm.com
Where does John Faries work?
John Faries has been Executive Vice President/Board Member of Marchand Faries Financial Management, Inc. since October 2016, and is a control person of the firm.
Is John Faries a financial advisor?
Yes. John Faries has a current investment-adviser registration in Colorado and Florida, through Marchand Faries Financial Management since October 2016.
How many years of experience does John Faries have?
John Faries has 9 years in the financial industry, since October 2016, across 1 adviser firm.
What exams has John Faries passed?
John Faries passed the Series 65 in September 2016.
Where is John Faries based?
John Faries’ registered office is in Parker, CO.
Is John Faries registered with FINRA?
No. John Faries has no current broker registration.
How can I verify John Faries’ record?
Search CRD 5115108 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Faries’ full registration record.
