Maloon, Powers, Pitre, Higgins & Dennehy provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning. Financial planning was provided to 1,500 clients last fiscal year.
Maloon, Powers, Pitre, Higgins & Dennehy reports 1,525 clients. They include 851 individual clients, 666 high-net-worth individuals, and 7 corporations and other businesses. Of its assets, 88.8% ($2.01B across 3,185 accounts) are managed with discretion; $253M across 362 accounts are not. It advised 1,525 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 56% | 18% |
| High-net-worth individuals | 44% | 82% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 851 | $400M | 17.7% | $470K |
| High-net-worth individuals | 666 | $1.86B | 82.0% | $2.79M |
| Charitable organizations | Fewer than 5 | $557K | 0.0% | $557K |
| Corporations and other businesses | 7 | $6.02M | 0.3% | $860K |
| Total | 1,525 | $2.26B | 100% | — |
- Clients
- 851
- Regulatory AUM
- $400M
- AUM share
- 17.7%
- Avg. per client
- $470K
- Clients
- 666
- Regulatory AUM
- $1.86B
- AUM share
- 82.0%
- Avg. per client
- $2.79M
- Clients
- Fewer than 5
- Regulatory AUM
- $557K
- AUM share
- 0.0%
- Avg. per client
- $557K
- Clients
- 7
- Regulatory AUM
- $6.02M
- AUM share
- 0.3%
- Avg. per client
- $860K
Total
- Clients
- 1,525
- Regulatory AUM
- $2.26B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1,525
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1500
Maloon, Powers, Pitre, Higgins & Dennehy charges 0.40%–1.20% a year for its Investment Supervisory Services. The fee is negotiable and requires an account of at least $100,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Consulting services are charged hourly, ranging from $150 to $450 per hour, with an estimate of total hours set at the start of the relationship.
- Financial Planning
- Financial planning is charged hourly, ranging from $150 to $450 per hour, with an estimate of total hours at the start of the relationship.
The leadership team of Maloon, Powers, Pitre, Higgins & Dennehy includes Chief Compliance Officer Alicia Minyen. It has 14 employees.
Staff
- 14 employees
- 14 in advisory functions
- 14 state-registered reps
- Owns 10% to 25% of Maloon, Powers, Pitre, Higgins & Dennehy, LLC
Michelle Higgins
Control person · since January 2000
- Owns 10% to 25% of Maloon, Powers, Pitre, Higgins & Dennehy, LLC
Michael Maloon
Control person · since January 1998
- Owns 10% to 25% of Maloon, Powers, Pitre, Higgins & Dennehy, LLC
Mark Pitre
Control person · since January 1998
- Owns 10% to 25% of Maloon, Powers, Pitre, Higgins & Dennehy, LLC
Thomas Powers
Control person · since January 1998
- Owns 10% to 25% of Maloon, Powers, Pitre, Higgins & Dennehy, LLC
Ryan Dennehy
Control person · since March 2022
Maloon, Powers, Pitre, Higgins & Dennehy’s regulatory assets grew 1.6× from $1.46B (March 2021) to $2.26B (May 2026); clients rose from 1,280 to 1,525 and employees from 10 to 14.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| May 2026May 2026 | $2.26B | 1,525 | 14 | 3 |
| Mar 2025March 2025 | $2B | 1,536 | 11 | 1 |
| Mar 2024March 2024 | $1.74B | 1,490 | 11 | 1 |
| Mar 2023March 2023 | $1.49B | 1,321 | 11 | 1 |
| May 2022May 2022 | $1.65B | 1,315 | 10 | 1 |
| Mar 2021March 2021 | $1.46B | 1,280 | 10 | 1 |
Besides its headquarters, Maloon, Powers, Pitre, Higgins & Dennehy has 2 offices, with 3 listed addresses in 1 state.
California · 3 listed addresses
- 12657 Alcosta BLVD, Suite 470, San RamonHQ
- 11601 Blocker Drive, Auburn
- 1336 North Carolan, Burlingame
Contact and registration details
- Legal name
- Maloon, Powers, Pitre, Higgins & Dennehy, LLC
- Headquarters
- 12657 Alcosta BLVD, Suite 470, San Ramon, CA 94583
- Phone
- 925-275-1000
- @16053146
- SEC file
- 801-55273
- Founded
- 1998
- Structure
- California LLC
- Fiscal year end
- December
Maloon, Powers, Pitre, Higgins & Dennehy’s named custodian for separately managed accounts is Charles Schwab ($1.36M). Maloon, Powers, Pitre, Higgins & Dennehy has custody of $1.72B for 2,307 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.36M100%
At year end, Maloon, Powers, Pitre, Higgins & Dennehy’s separately managed accounts were mostly in bonds (97%). Its reported 13F holdings for the quarter ended 30 June 2026 total $291M across 147 positions; the largest are Apple Inc. (12.7%), Select Sector SPDR TR (6.7%) and Vanguard Specialized Funds (6.3%).
What the accounts hold
- Bonds97%
- Cash3%
How many clients does Maloon, Powers, Pitre, Higgins & Dennehy have?
Maloon, Powers, Pitre, Higgins & Dennehy has 1,525 clients and manages $2.26 billion for them, as of May 2026. They include 851 individual clients, 666 high-net-worth individuals, and 7 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 May 2026
What services does Maloon, Powers, Pitre, Higgins & Dennehy offer?
Maloon, Powers, Pitre, Higgins & Dennehy provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Maloon, Powers, Pitre, Higgins & Dennehy charge?
Maloon, Powers, Pitre, Higgins & Dennehy charges 0.40%–1.20% a year for its Investment Supervisory Services. The fee is negotiable and requires an account of at least $100,000.
Which custodians does Maloon, Powers, Pitre, Higgins & Dennehy use?
Maloon, Powers, Pitre, Higgins & Dennehy’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.36M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 May 2026
How many financial advisors does Maloon, Powers, Pitre, Higgins & Dennehy have?
Maloon, Powers, Pitre, Higgins & Dennehy has 14 investment adviser representatives registered with state securities authorities, out of 14 employees, and 14 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Maloon, Powers, Pitre, Higgins & Dennehy invest in?
At the end of its last fiscal year, Maloon, Powers, Pitre, Higgins & Dennehy’s separately managed accounts held 97% state and local bonds and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Maloon, Powers, Pitre, Higgins & Dennehy have a minimum investment?
Yes, Maloon, Powers, Pitre, Higgins & Dennehy’s minimum account size for its Investment Supervisory Services is $100K.
Who owns Maloon, Powers, Pitre, Higgins & Dennehy?
Maloon, Powers, Pitre, Higgins & Dennehy’s direct owners are Michelle Higgins, Michael Maloon, Mark Pitre, Thomas Powers and Ryan Dennehy, each holding 25% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 26 May 2026
How does Maloon, Powers, Pitre, Higgins & Dennehy get paid?
Maloon, Powers, Pitre, Higgins & Dennehy is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Maloon, Powers, Pitre, Higgins & Dennehy?
Maloon, Powers, Pitre, Higgins & Dennehy’s main office is at 12657 Alcosta BLVD, Suite 470, San Ramon, CA 94583. Its phone number is 925-275-1000. Its website is californiafinancialadvisors.com.