M2 Financial provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, and selecting other managers.
M2 Financial reports 57 clients. They include 36 individual clients, 11 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 91.1% ($144M across 49 accounts) are managed with discretion; $14M across 8 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 4% |
| High-net-worth individuals | 19% | 3% |
| Investment companies | 4% | 65% |
| Pension and profit-sharing plans | 9% | 25% |
| Charitable organizations | 2% | 2% |
| Other client typesCorporations and other businesses | 4% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 36 | $6.64M | 4.2% | $185K |
| High-net-worth individuals | 11 | $4.15M | 2.6% | $378K |
| Investment companies | 2 | $103M | 65.5% | $51.7M |
| Pension and profit-sharing plans | 5 | $40.1M | 25.4% | $8.02M |
| Charitable organizations | Fewer than 5 | $3.49M | 2.2% | $3.49M |
| Corporations and other businesses | Fewer than 5 | $159K | 0.1% | $79.5K |
| Total | 57 | $158M | 100% | — |
- Clients
- 36
- Regulatory AUM
- $6.64M
- AUM share
- 4.2%
- Avg. per client
- $185K
- Clients
- 11
- Regulatory AUM
- $4.15M
- AUM share
- 2.6%
- Avg. per client
- $378K
- Clients
- 2
- Regulatory AUM
- $103M
- AUM share
- 65.5%
- Avg. per client
- $51.7M
- Clients
- 5
- Regulatory AUM
- $40.1M
- AUM share
- 25.4%
- Avg. per client
- $8.02M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.49M
- AUM share
- 2.2%
- Avg. per client
- $3.49M
- Clients
- Fewer than 5
- Regulatory AUM
- $159K
- AUM share
- 0.1%
- Avg. per client
- $79.5K
Total
- Clients
- 57
- Regulatory AUM
- $158M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
M2 Financial is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Mark Macarthur owns 75% or more of M2 Financial. It has 6 employees.
Leadership
- Edward KeileyCCO and COO
- Mark MacarthurManaging Member
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Edward Hayes Keiley
- Mark Andrew Macarthur
- Norman Merems
Staff
- 6 employees
- 6 in advisory functions
- 2 state-registered reps
- Owns 75% or more of M2 Financial LLC
Mark Macarthur
Control person · since June 2016
Besides its headquarters, M2 Financial has 0 offices, with 1 listed address in California.
California · 1 listed address
- 27441 Tourney Road, Suite 260, ValenciaHQ
Other business names
M2 Financial has reported 1 other business name to the SEC.
- M2 Capital Advisors
Contact and registration details
- Legal name
- M2 Financial LLC
- Headquarters
- 27441 Tourney Road, Suite 260, Valencia, CA 91355
- Website
- capforceetf.com
- Phone
- 661-347-0202
- SEC file
- 801-135373
- Structure
- California LLC
- Fiscal year end
- December
M2 Financial uses Axos Clearing ($22.3M, 69%) and Matrix Trust ($9.93M, 31%) as custodians for its separately managed accounts. M2 Financial does not have custody of client assets.
- Matrix TrustMatrix Trust Company · Denver, CO · $9.93M31%
- Axos ClearingAxos Clearing LLC · Omaha, NE · $22.3M69%
At year end, M2 Financial’s separately managed accounts were mostly in stocks (60%) and funds (36%).
What the accounts hold
- Stocks60%
- Funds36%
- Registered funds31%
- Pooled vehicles5%
- Bonds1%
- Cash3%
How many clients does M2 Financial have?
M2 Financial has 57 clients and manages $158 million for them, as of May 2026. They include 36 individual clients, 11 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 May 2026
What services does M2 Financial offer?
M2 Financial provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does M2 Financial use?
M2 Financial’s separately managed account assets are held at Axos Clearing LLC (Omaha, NE), with $22.3M and Matrix Trust Company (Denver, CO), with $9.93M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 May 2026
How many financial advisors does M2 Financial have?
M2 Financial has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does M2 Financial invest in?
At the end of its last fiscal year, M2 Financial’s separately managed accounts held 60% exchange-traded equities, 31% registered funds (mutual funds, ETFs, BDCs), 5% pooled vehicles (private funds and similar), 3% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns M2 Financial?
M2 Financial’s direct owner is Mark Macarthur (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 12 May 2026
How does M2 Financial get paid?
M2 Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact M2 Financial?
M2 Financial’s main office is at 27441 Tourney Road, Suite 260, Valencia, CA 91355. Its phone number is 661-347-0202. Its website is capforceetf.com.