Lyons Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled vehicles. Financial planning was provided to 11–25 clients last fiscal year. The firm advises 1 private fund.
Lyons Wealth Management reports 112 clients. They include 106 individuals, 4 pension and profit-sharing plans, and 1 investment company. Of its assets, 100.0% ($109M across 112 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 95% | 76% |
| Investment companies | <1% | 16% |
| Pooled investment vehicles | <1% | 4% |
| Pension and profit-sharing plans | 4% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 106 | $83.1M | 76.1% | $784K |
| Investment companies | 1 | $17.9M | 16.4% | $17.9M |
| Pooled investment vehicles | 1 | $4.76M | 4.4% | $4.76M |
| Pension and profit-sharing plans | 4 | $3.42M | 3.1% | $855K |
| Total | 112 | $109M | 100% | $974K |
- Clients
- 106
- Regulatory AUM
- $83.1M
- AUM share
- 76.1%
- Avg. per client
- $784K
- Clients
- 1
- Regulatory AUM
- $17.9M
- AUM share
- 16.4%
- Avg. per client
- $17.9M
- Clients
- 1
- Regulatory AUM
- $4.76M
- AUM share
- 4.4%
- Avg. per client
- $4.76M
- Clients
- 4
- Regulatory AUM
- $3.42M
- AUM share
- 3.1%
- Avg. per client
- $855K
Total
- Clients
- 112
- Regulatory AUM
- $109M
- AUM share
- 100%
- Avg. per client
- $974K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
- Financial planning clients last fiscal year
- 11–25
Lyons Wealth Management is paid through a percentage of assets under management and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Alexander Read owns 75% or more of Lyons Wealth Management. It has 4 employees, 3 of them in advisory roles.
Leadership
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 broker-dealer reps
- Owns 75% or more of Lyons Wealth Management, LLC
Alexander Read
Control person · since June 2009
Lyons Wealth Management’s regulatory assets grew from $99.2M (March 2021) to $109M (April 2026); clients fell from 129 to 112 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $109M | 112 | 4 | 1 |
| Apr 2025April 2025 | $127M | 257 | 4 | 1 |
| Mar 2024March 2024 | $160M | 146 | 7 | 1 |
| Mar 2023March 2023 | $180M | 146 | 7 | 1 |
| Mar 2022March 2022 | $148M | 142 | 4 | 1 |
| Mar 2021March 2021 | $99.2M | 129 | 4 | 1 |
Besides its headquarters, Lyons Wealth Management has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 280 W. Canton Ave Ste 430, Winter ParkHQ
Other business names
Lyons Wealth Management has reported 1 other business name to the SEC.
- MJ Investing Advisors
Contact and registration details
- Legal name
- Lyons Wealth Management, LLC
- Headquarters
- 280 W. Canton Ave Ste 430, Winter Park, FL 32789
- Website
- lyonswealth.com
- Phone
- 407-951-8710
- @lyons-wealth-management
- SEC file
- 801-70437
- Structure
- Florida LLC
- Fiscal year end
- December
Lyons Wealth Management’s named custodians for separately managed accounts are Charles Schwab ($43.5M, 61%) and Interactive Brokers ($28.1M, 39%). Lyons Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $43.5M61%
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $28.1M39%
At year end, Lyons Wealth Management’s separately managed accounts were mostly in stocks (97%).
What the accounts hold
- Stocks97%
- Cash2%
- Other1%
- Derivatives1%
How many clients does Lyons Wealth Management have?
Lyons Wealth Management has 112 clients and manages $109 million for them, as of April 2026. They include 106 individuals, 4 pension and profit-sharing plans, and 1 investment company.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026
What services does Lyons Wealth Management offer?
Lyons Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Lyons Wealth Management use?
Lyons Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $43.5M and Interactive Brokers LLC (Greenwich, CT), with $28.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026
How many financial advisors does Lyons Wealth Management have?
Lyons Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Lyons Wealth Management invest in?
At the end of its last fiscal year, Lyons Wealth Management’s separately managed accounts held 97% exchange-traded equities, 2% cash and equivalents and 1% derivatives. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Lyons Wealth Management?
Lyons Wealth Management’s direct owner is Alexander Read (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 April 2026
How does Lyons Wealth Management get paid?
Lyons Wealth Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Lyons Wealth Management?
Lyons Wealth Management’s main office is at 280 W. Canton Ave Ste 430, Winter Park, FL 32789. Its phone number is 407-951-8710. Its website is lyonswealth.com.