{"url":"https://nivawealth.com/firms/lyons-wealth-management-150581","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/150581","regulatoryAum":109121693,"crd":"150581","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8146068","suffix":null,"lastName":"Jack","firstName":"Austin","middleName":null},{"crd":"6473178","suffix":null,"lastName":"LINDERS","firstName":"JEROEN","middleName":null},{"crd":"2890878","suffix":null,"lastName":"LOUNSBERRY","firstName":"JACKSON","middleName":"JOHN"},{"crd":"2254224","suffix":null,"lastName":"READ","firstName":"ALEXANDER","middleName":null}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":99196983,"clients":129,"employees":4,"offices":1},{"filedOn":"2022-03-29","regulatoryAum":147533457,"clients":142,"employees":4,"offices":1},{"filedOn":"2023-03-27","regulatoryAum":180499980,"clients":146,"employees":7,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":159658690,"clients":146,"employees":7,"offices":1},{"filedOn":"2025-04-01","regulatoryAum":127037019,"clients":257,"employees":4,"offices":1},{"filedOn":"2026-04-01","regulatoryAum":109121693,"clients":112,"employees":4,"offices":1}],"secFileNumber":"801-70437","legalName":"Lyons Wealth Management, LLC","displayName":"Lyons Wealth Management","slug":"lyons-wealth-management-150581","website":"https://lyonswealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/lyons-wealth-management/","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"280 W. Canton Ave Ste 430","city":"Winter Park","state":"FL","stateName":"Florida","country":"United States","postalCode":"32789"},"tradeNames":["MJ Investing Advisors"],"registration":{"secApproved":"28 July 2009","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":783628.037735849,"staff":{"employees":4,"advisory":3,"brokerDealerReps":2,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":109121693,"discretionary":109121693,"discretionaryAccounts":112,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":106,"regulatoryAum":83064572},{"label":"Investment companies","clients":1,"regulatoryAum":17880247},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":4758602},{"label":"Pension and profit-sharing plans","clients":4,"regulatoryAum":3418272}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:57:51.970635+00:00","documents":[{"name":"LYONS ADV PART II 03.31.25","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039928","versionId":1039928,"submittedOn":"2026-04-01"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":43503083},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":28091136}],"custodyNote":"Lyons Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Alexander Read","title":"CCO","crd":"2254224"}],"ownership":[{"label":"Alexander Read","detail":"Cco in the 75% or more ownership band and a control person, since June 2009."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"280 W. Canton Ave Ste 430","city":"Winter Park","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"407-951-8710","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":97},{"label":"Derivatives","percent":1},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":1},"sources":{"adv1FilingDate":"1 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/150581/PDF/150581.pdf","brochureDate":"1 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039928","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lyons Wealth Management have?","answer":"Lyons Wealth Management has 112 clients and manages $109 million for them, as of April 2026. They include 106 individuals, 4 pension and profit-sharing plans, and 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lyons Wealth Management offer?","answer":"Lyons Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Lyons Wealth Management use?","answer":"Lyons Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $43.5M and Interactive Brokers LLC (Greenwich, CT), with $28.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lyons Wealth Management have?","answer":"Lyons Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lyons Wealth Management invest in?","answer":"At the end of its last fiscal year, Lyons Wealth Management’s separately managed accounts held 97% exchange-traded equities, 2% cash and equivalents and 1% derivatives. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lyons Wealth Management?","answer":"Lyons Wealth Management’s direct owner is Alexander Read (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lyons Wealth Management get paid?","answer":"Lyons Wealth Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Lyons Wealth Management?","answer":"Lyons Wealth Management’s main office is at 280 W. Canton Ave Ste 430, Winter Park, FL 32789. Its phone number is 407-951-8710. Its website is lyonswealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}