LRI Investments provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
LRI Investments reports 582 clients. They include 264 individual clients, 213 high-net-worth individuals, and 104 pension and profit-sharing plans. Of its assets, 68.0% ($1.89B across 1,409 accounts) are managed with discretion; $891M across 133 accounts are not. A wrap fee program the firm both sponsors and manages holds $570M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 45% | 3% |
| High-net-worth individuals | 37% | 65% |
| Pension and profit-sharing plans | 18% | 29% |
| State or municipal government entities | <1% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 264 | $78.9M | 2.8% | $299K |
| High-net-worth individuals | 213 | $1.82B | 65.4% | $8.54M |
| Pension and profit-sharing plans | 104 | $809M | 29.1% | $7.78M |
| State or municipal government entities | 1 | $73.1M | 2.6% | $73.1M |
| Total | 582 | $2.78B | 100% | $4.78M |
- Clients
- 264
- Regulatory AUM
- $78.9M
- AUM share
- 2.8%
- Avg. per client
- $299K
- Clients
- 213
- Regulatory AUM
- $1.82B
- AUM share
- 65.4%
- Avg. per client
- $8.54M
- Clients
- 104
- Regulatory AUM
- $809M
- AUM share
- 29.1%
- Avg. per client
- $7.78M
- Clients
- 1
- Regulatory AUM
- $73.1M
- AUM share
- 2.6%
- Avg. per client
- $73.1M
Total
- Clients
- 582
- Regulatory AUM
- $2.78B
- AUM share
- 100%
- Avg. per client
- $4.78M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
LRI Investments charges up to 2.00% for its Investment Management. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Billed hourly at $150 to $350, or as a fixed fee of $650 to $2,500, depending on the scope and complexity of the planning.
SP Investments Squared, LLC owns 50% to 75% of LRI Investments. The leadership team of LRI Investments includes Chief Compliance Officer Hayley Snell. It has 35 employees, 31 of them in advisory roles.
Leadership
- Hayley SnellChief Compliance Officer
Investment adviser representatives
25 representatives listed in the SEC register as of 9 October 2026.
- Andrew Vincent Albano
- Evan Thomas Altuzarra
- Kenneth Scott Auman
- Erik Bjorvik
- Glen Alan Coral
- Kenneth Michael Dawson
- Andrew Craig DeStefano
- Keith Doyle Ehinger
- Bruce McCamebridge Fletcher
- Benjamin Hauch Hall
- Alexander Stevens Heyniger
- Eric Mathew Kaleta
- Dawn Ann Lazarus
- Timothy Patrick Malarkey
- John Francis McDonald
- Arriana Adella Neese
- Anthony Thomas Pace
- Mogammad Waeed Petersen
- Carl James Peterson
- Elliot J Silverstein
- Hayley Ann Snell
- Brian Connor Suprenant
- Chad Michael White
- Brendan Whitmore Yester
- Norman John Yester
Staff
- 35 employees
- 31 in advisory functions
- 24 state-registered reps
- 20 broker-dealer reps
- 14 insurance agents
- 1 soliciting firm
- Owns 50% to 75% of Lri Investments, LLC
SP Investments Squared, LLC
Control person · since January 2025
- Owns 25% to 50% of Lri Investments, LLC
JKJ Lrii Equity Partners, LLC
Control person · since January 2025
LRI Investments’ regulatory assets grew Infinity× from $0 (June 2023) to $2.78B (September 2026); employees rose from 5 to 35.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $2.78B | 582 | 35 | 4 |
| March 2025 | $1.4B | 422 | 37 | 4 |
| June 2024 | $933M | 349 | 17 | 2 |
| June 2023 | $0 | 0 | 5 | 2 |
Besides its headquarters, LRI Investments has 3 offices, with 4 listed addresses in Connecticut, Florida and Pennsylvania.
Connecticut · 2 listed addresses
- 29 South Main Street, West Hartford
- 223 Eastern Boulevard, Glastonbury
Florida · 1 listed address
- 3825 Pga BLVD, Suite 303, Palm Beach GardensHQ
Pennsylvania · 1 listed address
- 355 Business Center Drive, Horsham
Other business names
LRI Investments has reported 4 other business names to the SEC.
- JKJ Financial Services
- JKJ Retirement Services
- Lindberg & Ripple
- Mariner Financial Group
Contact and registration details
- Legal name
- Lri Investments, LLC
- Headquarters
- 3825 Pga BLVD, Suite 303, Palm Beach Gardens, FL 33410
- Website
- linrip.com
- Phone
- 561-323-2265
- SEC file
- 801-127277
- Structure
- Florida LLC
- Fiscal year end
- December
LRI Investments uses Pershing ($0) as custodian for its separately managed accounts. LRI Investments has custody of $1M in client assets for 1 client.
The filed values do not form a complete breakdown. Values are shown as filed.
- Pershing · Pershing Advisor Solutions LLC · Jersey City, NJ · $0
- 0%
At year end, LRI Investments’ separately managed accounts were mostly in funds (80%) and stocks (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.24B across 1,954 positions; the largest are Ares Management Corporation CL A Com Stk (18.6%), Dimensional U.S. Core Equity 2 ETF (8.2%) and Dimensional US Core Equity 1 ETF (7.1%).
What the accounts hold
- Stocks10%
- Funds80%
- Bonds5%
- State and local bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash3%
- Other2%
- Derivatives1%
- Private equity, private debt, private credit, private real estate funds.1%
Reported 13F holdings
- $1.24B
- Reported 13F value
- 1,954
- Positions
- 54.3%
- In the 10 largest
- +10.2%
- Value vs. prior quarter
- Ares Management Corporation CL A Com Stk18.6%
- Dimensional U.S. Core Equity 2 ETFETF8.2%
- Dimensional US Core Equity 1 ETFETF7.1%
- Dimensional World EX U.S. Core Equity 2 ETFETF5.3%
- Vanguard FTSE All-world Ex-us Index FundETF3.5%
- Dimensional International Core Equity Market ETFETF2.8%
- Wisdomtree U.S. Largecap Dividend FundETF2.6%
- Dimensional US Marketwide Value ETFETF2.4%
- Wisdomtree International Equity FundETF2.3%
- Dimensional International Value ETFETF1.7%
Together, the ten largest are 54.3% of reported value.
How many clients does LRI Investments have?
LRI Investments has 582 clients and manages $2.78 billion for them, as of September 2026. They include 264 individual clients, 213 high-net-worth individuals, and 104 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026
What services does LRI Investments offer?
LRI Investments provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does LRI Investments charge?
LRI Investments charges up to 2.00% for its Investment Management. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears.
Source: LRI INVESTMENTS, LLC DISCLOSURE BROCHURE, filed 28 September 2026
Which custodians does LRI Investments use?
The filing also lists Pershing Advisor Solutions LLC with no separately managed account assets.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026
How many financial advisors does LRI Investments have?
LRI Investments has 24 investment adviser representatives registered with state securities authorities, out of 35 employees, and 31 perform investment advisory functions. 20 employees are registered representatives of a broker-dealer and 14 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does LRI Investments invest in?
At the end of its last fiscal year, LRI Investments’ separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 3% cash and equivalents, 2% state and local bonds, 1% U.S. government and agency bonds, 1% investment grade corporate bonds, 1% high-yield corporate bonds, 1% derivatives and 1% other. The 1% other category is described as: Private Equity, Private Debt, Private Credit, Private Real Estate Funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns LRI Investments?
LRI Investments’ direct owners are JKJ Lrii Equity Partners, LLC (25% to 50%) and SP Investments Squared, LLC (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 28 September 2026
How does LRI Investments get paid?
LRI Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is LRI Investments registered with the SEC?
Yes, LRI Investments has been registered with the SEC as an investment adviser since 12 April 2024. Its CRD number is 323556 and its SEC file number is 801-127277.
Source: Form ADV Part 1A, Item 1, filed 28 September 2026; IAPD firm record
How do I contact LRI Investments?
LRI Investments’ main office is at 3825 Pga BLVD, Suite 303, Palm Beach Gardens, FL 33410. Its phone number is 561-323-2265. Its website is linrip.com.