Littlejohn Financial Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.
Littlejohn Financial Services reports 560 clients. They include 516 individual clients, 39 high-net-worth individuals and 5 charitable organizations. Of its assets, 100.0% ($171M across 1,236 accounts) are managed with discretion. It advised 8 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 92% | 58% |
| High-net-worth individuals | 7% | 37% |
| Pension and profit-sharing plans | Fewer than 5 | 2% |
| Charitable organizations | <1% | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 516 | $100M | 58.4% | $194K |
| High-net-worth individuals | 39 | $63.4M | 37.0% | $1.62M |
| Pension and profit-sharing plans | Fewer than 5 | $3.59M | 2.1% | — |
| Charitable organizations | 5 | $4.32M | 2.5% | $864K |
| Total | 560 | $171M | 100% | — |
- Clients
- 516
- Regulatory AUM
- $100M
- AUM share
- 58.4%
- Avg. per client
- $194K
- Clients
- 39
- Regulatory AUM
- $63.4M
- AUM share
- 37.0%
- Avg. per client
- $1.62M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.59M
- AUM share
- 2.1%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $4.32M
- AUM share
- 2.5%
- Avg. per client
- $864K
Total
- Clients
- 560
- Regulatory AUM
- $171M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 8
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Littlejohn Financial Services charges 0.50%–2.00% a year for its Account portfolio management. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Hourly fees up to $350 or fixed fees; wills and trust paperwork $750 to $2,000; minimum engagement fee $300.
- Retirement plan advisory services
- Annual asset-based fee of up to 1.00%, billed monthly, plus a one-time inception fee of $2,500 for new plans.
Fred Littlejohn owns 75% or more of Littlejohn Financial Services. The leadership team of Littlejohn Financial Services includes Chief Compliance Officer Fred Littlejohn. It has 8 employees, 4 of them in advisory roles.
Staff
- 8 employees
- 4 in advisory functions
- 4 state-registered reps
- 3 insurance agents
- Owns 75% or more of Littlejohn Financial Services, Inc
Fred Littlejohn
Control person · since September 2010
Littlejohn Financial Services’ regulatory assets grew 1.5× from $111M (June 2021) to $171M (February 2026); clients were 560 in both filings and employees rose from 7 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $171M | 560 | 8 | 2 |
| Jun 2025June 2025 | $157M | 542 | 6 | 2 |
| Jan 2024January 2024 | $130M | 538 | 7 | 2 |
| Feb 2023February 2023 | $111M | 568 | 7 | 2 |
| Feb 2022February 2022 | $129M | 591 | 8 | 2 |
| Jun 2021June 2021 | $111M | 560 | 7 | 2 |
Besides its headquarters, Littlejohn Financial Services has 1 office, with 2 listed addresses in 1 state.
Oregon · 2 listed addresses
- 2000 West Harvard Avenue, Suite 100, RoseburgHQ
- 1695 Commercial St. Se, Salem
Other business names
Littlejohn Financial Services has reported 1 other business name to the SEC.
- Littlejohn Financial
Contact and registration details
- Legal name
- Littlejohn Financial Services, Inc
- Headquarters
- 2000 West Harvard Avenue, Suite 100, Roseburg, OR 97471
- Website
- littlejohnfs.com
- Phone
- 541-375-0898
- @littlejohn-financial-services
- SEC file
- 801-120952
- Structure
- Oregon corporation
- Fiscal year end
- December
Littlejohn Financial Services’ named custodian for separately managed accounts is Wells Fargo Clearing Services ($169M). Littlejohn Financial Services does not have custody of client assets.
- Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · St. Louis, MO · $169M100%
At year end, Littlejohn Financial Services’ separately managed accounts were mostly in stocks (84%). Its reported 13F holdings for the quarter ended 30 June 2026 total $138M across 71 positions; the largest are Invesco Qqq TR (10.7%), iShares TR (5.4%) and iShares TR (4.8%).
What the accounts hold
- Stocks84%
- Funds9%
- Bonds1%
- Cash6%
How many clients does Littlejohn Financial Services have?
Littlejohn Financial Services has 560 clients and manages $171 million for them, as of February 2026. They include 516 individual clients, 39 high-net-worth individuals and 5 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 February 2026
What services does Littlejohn Financial Services offer?
Littlejohn Financial Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Littlejohn Financial Services charge?
Littlejohn Financial Services charges 0.50%–2.00% a year for its Account portfolio management. The fee is billed in arrears and is negotiable.
Which custodians does Littlejohn Financial Services use?
Littlejohn Financial Services’ separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $169M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 February 2026
How many financial advisors does Littlejohn Financial Services have?
Littlejohn Financial Services has 4 investment adviser representatives registered with state securities authorities, out of 8 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Littlejohn Financial Services invest in?
At the end of its last fiscal year, Littlejohn Financial Services’ separately managed accounts held 84% exchange-traded equities, 9% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Littlejohn Financial Services?
Littlejohn Financial Services’ direct owner is Fred Littlejohn (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 February 2026
How does Littlejohn Financial Services get paid?
Littlejohn Financial Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Littlejohn Financial Services?
Littlejohn Financial Services’ main office is at 2000 West Harvard Avenue, Suite 100, Roseburg, OR 97471. Its phone number is 541-375-0898. Its website is littlejohnfs.com.
