Fred Littlejohn has been Principal, Chief Compliance Officer of Littlejohn Financial Services since September 2010, is a control person of the firm and directly owns 75% or more of it.
Littlejohn Financial Services, Inc is a Roseburg, OR firm with $171M under management, 560 clients and 4 advisers across 2 offices, as of its February 2026 filing.
David Littlejohn is Principal and Chief Executive Officer of Littlejohn Financial. He serves on the firm's Investment Committee and Executive Committee and appears each week on The True Wealth radio show and podcast.
Fred Littlejohn’s longest registration is the current one, 15 years at Littlejohn Financial Services since 2010. Before joining Littlejohn Financial Services in 2010, Fred Littlejohn was registered through LPL Financial Corporation and Wells Fargo Investments, LLC.
- – present · 15 yearsRoseburg, OR · Adviser representative · Firm CRD 155113
- LPL Financial Corporation– · 1 yearRoseburg, OR · Adviser representative · Firm CRD 6413
- Wells Fargo Investments, LLC– · under a yearRoseburg, OR · Adviser representative · Firm CRD 10582
- LPL Financial Corporation– · 2 yearsFlorence, OR · Adviser representative · Firm CRD 6413
- Compass Capital Asset Management– · 1 yearFlorence, OR · Adviser representative · Firm CRD 13787
- Financial Network Investment Corporation– · 1 yearRoseburg, OR · Adviser representative · Firm CRD 13572
- Northwest Consulting, LLC– · 1 yearRoseburg, OR · Adviser representative · Firm CRD 119231
Professional designations
Listed by Littlejohn Financial Services
- CERTIFIED FINANCIAL PLANNER™
Investment adviser representative registrations
Fred Littlejohn is registered as an investment adviser representative in 2 states. The first approvals date from November 2010; the most recent is Texas, in March 2019.
- OregonSince 16 November 2010
- TexasSince 26 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 53 | Municipal Securities Principal Examination | 13 August 2002 |
| Series 66 | Uniform Combined State Law Examination | 25 April 2002 |
| Series 24 | General Securities Principal Examination | 9 April 2002 |
| Series 7 | General Securities Representative Examination | 31 January 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 December 2000 |
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Fred David Littlejohn
- CRD
- 4322183
- Firm
- Littlejohn Financial Services · CRD 155113
- Role
- Principal, Chief Compliance Officer
- Office
- 2000 WEST HARVARD AVENUE, SUITE 100, Roseburg, OR 97471
- Registration
- Investment adviser registration
- In the industry since
- September 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- littlejohnfs.com
Where does Fred Littlejohn work?
Fred Littlejohn has been Principal, Chief Compliance Officer of Littlejohn Financial Services, Inc since September 2010, and is a control person of the firm.
Is Fred Littlejohn a financial advisor?
Yes. Fred Littlejohn has a current investment-adviser registration in Oregon and Texas, through Littlejohn Financial Services since November 2010.
How many years of experience does Fred Littlejohn have?
Fred Littlejohn has 24 years in the financial industry, since September 2002, across 6 adviser firms.
What exams has Fred Littlejohn passed?
Fred Littlejohn has passed 5 licensing exams: the Series 63, Series 7, Series 24, Series 66 and Series 53. The earliest, the Series 63, was passed in December 2000.
Where did Fred Littlejohn work before Littlejohn Financial Services?
Before Littlejohn Financial Services, Fred Littlejohn was registered through LPL Financial Corporation, February 2009 to September 2010; Wells Fargo Investments, LLC, September 2008 to January 2009; LPL Financial Corporation, October 2005 to October 2008; Compass Capital Asset Management, June 2004 to November 2005; Financial Network Investment Corporation, July 2002 to June 2004; Northwest Consulting, LLC, June 2002 to June 2004.
Where is Fred Littlejohn based?
Fred Littlejohn’s registered office is in Roseburg, OR.
Is Fred Littlejohn registered with FINRA?
No. Fred Littlejohn has no current broker registration.
Is Fred Littlejohn a CFP?
Littlejohn Financial Services lists Fred Littlejohn with the CFP credential (“CERTIFIED FINANCIAL PLANNER™”) on its website. CFP Board confirms certification status.
How can I verify Fred Littlejohn’s record?
Search CRD 4322183 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Fred Littlejohn’s full registration record.