LIG Capital Management provides financial planning and portfolio management for individuals and small businesses.
LIG Capital Management reports 416 clients. They include 341 individual clients, 65 high-net-worth individuals, and 7 pension and profit-sharing plans. Of its assets, 31.0% ($77.5M across 288 accounts) are managed with discretion; $173M across 532 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 34% |
| High-net-worth individuals | 16% | 50% |
| Pension and profit-sharing plans | 2% | 15% |
| Corporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 341 | $85.4M | 34.1% | $251K |
| High-net-worth individuals | 65 | $124M | 49.5% | $1.91M |
| Pension and profit-sharing plans | 7 | $37.9M | 15.2% | $5.42M |
| Corporations and other businesses | 3 | $3.01M | 1.2% | $1M |
| Total | 416 | $250M | 100% | $602K |
- Clients
- 341
- Regulatory AUM
- $85.4M
- AUM share
- 34.1%
- Avg. per client
- $251K
- Clients
- 65
- Regulatory AUM
- $124M
- AUM share
- 49.5%
- Avg. per client
- $1.91M
- Clients
- 7
- Regulatory AUM
- $37.9M
- AUM share
- 15.2%
- Avg. per client
- $5.42M
- Clients
- 3
- Regulatory AUM
- $3.01M
- AUM share
- 1.2%
- Avg. per client
- $1M
Total
- Clients
- 416
- Regulatory AUM
- $250M
- AUM share
- 100%
- Avg. per client
- $602K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
LIG Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Retirement plan consulting
- Plan consulting carries administrative fees based on employee and participant numbers plus an asset-based fee on plan assets, paid by the plan sponsor or participants.
Chris Lorenzen owns 25% to 50% of LIG Capital Management. The leadership team of LIG Capital Management includes Chief Compliance Officer Megan Brown. It has 4 employees.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 1 insurance agent
- Owns 25% to 50% of Lig Capital Management, LLC
Chris Lorenzen
Control person · since January 2004
- Owns 25% to 50% of Lig Capital Management, LLC
Mark Humphreys
Control person · since January 2010
- Owns 25% to 50% of Lig Capital Management, LLC
Stuart McCuan
Control person · since March 2022
LIG Capital Management’s regulatory assets grew 2.0× from $128M (May 2022) to $250M (July 2026); clients rose from 254 to 416 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $250M | 416 | 4 | 1 |
| Jul 2025July 2025 | $197M | 283 | 4 | 1 |
| Jul 2024July 2024 | $149M | 297 | 4 | 1 |
| Feb 2023February 2023 | $118M | 260 | 4 | 1 |
| May 2022May 2022 | $128M | 254 | 4 | 1 |
Besides its headquarters, LIG Capital Management has 0 offices, with 1 listed address in 1 state.
Oklahoma · 1 listed address
- 3503 N.W. 63rd Street, Suite 100, Oklahoma CityHQ
Contact and registration details
- Legal name
- Lig Capital Management, LLC
- Headquarters
- 3503 N.W. 63rd Street, Suite 100, Oklahoma City, OK 73116-2203
- Website
- ligcam.com
- Phone
- 405-463-3334
- SEC file
- 801-125846
- Structure
- Oklahoma LLC
- Fiscal year end
- December
LIG Capital Management’s named custodians for separately managed accounts include Charles Schwab ($206M, 83%), Charles Schwab ($36.1M, 15%) and Capital Bank & Trust ($3.88M, 2%). LIG Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $206M83%
- Capital Bank & TrustCapital Bank & Trust Company · Irvine, CA · $3.88M2%
- Security Benefit Life InsuranceSecurity Benefit Life Insurance Company · Topeka, KS · $2.4M1%
- Charles SchwabCharles Schwab Trust Bank · Henderson, NV · $36.1M15%
At year end, LIG Capital Management’s separately managed accounts were mostly in funds (55%) and stocks (41%).
What the accounts hold
- Stocks41%
- Funds55%
- Cash4%
How many clients does LIG Capital Management have?
LIG Capital Management has 416 clients and manages $250 million for them, as of July 2026. They include 341 individual clients, 65 high-net-worth individuals, and 7 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 July 2026
What services does LIG Capital Management offer?
LIG Capital Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does LIG Capital Management use?
LIG Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $206M, Charles Schwab Trust Bank (Henderson, NV), with $36.1M, Capital Bank & Trust Company (Irvine, CA), with $3.88M and Security Benefit Life Insurance Company (Topeka, KS), with $2.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 July 2026
How many financial advisors does LIG Capital Management have?
LIG Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does LIG Capital Management invest in?
At the end of its last fiscal year, LIG Capital Management’s separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 41% exchange-traded equities and 4% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns LIG Capital Management?
LIG Capital Management’s direct owners are Chris Lorenzen, Mark Humphreys and Stuart McCuan, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 6 July 2026
How does LIG Capital Management get paid?
LIG Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact LIG Capital Management?
LIG Capital Management’s main office is at 3503 N.W. 63rd Street, Suite 100, Oklahoma City, OK 73116-2203. Its phone number is 405-463-3334. Its website is ligcam.com.